24th Jun 2015 12:02
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 23/06/2015 | ||
| YES If YES, specify which: (Royal Dutch Shell PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 1,272,484 | 10.94 GBP | 10.855 GBP |
Common - ISIN GB0008762899 | Sale | 1,350,968 | 10.945 GBP | 10.86 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Short | 787,148 | 10.905 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 787,148 | 10.905 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 500 | 10.905 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 490 | 10.905 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 17,202 | 10.885 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 286 | 10.877 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,262 | 10.9 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2 | 10.905 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,051 | 10.905 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2 | 10.911 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,262 | 10.905 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 850 | 10.877 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 777 | 10.899 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 717 | 10.881 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 850 | 10.9 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 434 | 10.893 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,786 | 10.915 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,061 | 10.918 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 100 | 10.908 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 201 | 10.893 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,874 | 10.893 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 525 | 10.885 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 955 | 10.893 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 11,721 | 10.904 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 21,008 | 10.906 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 16,751 | 10.907 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 11,721 | 10.907 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 4,257 | 10.908 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 24/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 23/06/2015 | |||||
| YES If YES, specify which: (BG Group PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB00B03MM408 | Purchase | 1,208,734 | 19 GBP | 18.855 GBP | |||
Common - ISIN GB00B03MM408 | Sale | 686,984 | 19.005 GBP | 18.86 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 1,105,358 | 18.69 GBP | 18.555 GBP | |||
Common - ISIN GB00B03MLX29 | Sale | 1,053,659 | 18.715 GBP | 18.555 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 1,046,433 | 26.385 EUR | 26.185 EUR | |||
Common - ISIN GB00B03MLX29 | Sale | 1,094,193 | 26.385 EUR | 26.185 EUR | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 281 | 18.926 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 9,756 | 18.901 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 554,203 | 18.939 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 554,203 | 18.936 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 2,438 | 18.936 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 10,588 | 18.985 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 14,412 | 18.985 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 475 | 18.93 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 210 | 18.983 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 1,555 | 18.93 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 1,656 | 18.931 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 29 | 18.954 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 8 | 18.954 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 60 | 18.871 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 437 | 18.987 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 8 | 18.969 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 262 | 18.954 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 256 | 18.871 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 262 | 18.959 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 362 | 18.954 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 338 | 18.931 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 2,204 | 18.926 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 15,835 | 18.988 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 65 | 18.982 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 3,044 | 18.883 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 4 | 18.968 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 1,035 | 18.888 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 4 | 18.888 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 220 | 18.92 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 219 | 18.88 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 1 | 18.88 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 48,593 | 18.91 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 49,493 | 18.91 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 96,067 | 18.91 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 4,379 | 18.91 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 47,552 | 18.91 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 94,874 | 18.91 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 24,474 | 18.91 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 6,569 | 18.91 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 49,493 | 18.91 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 48,592 | 18.91 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 24,474 | 18.91 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 4,380 | 18.91 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,710 | 18.632 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 168 | 18.598 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 81,846 | 26.293 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,296 | 26.311 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 935,274 | 18.638 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 947 | 18.636 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,098 | 18.638 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 935,274 | 18.636 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,822 | 26.261 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,403 | 26.274 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,359 | 18.635 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 358 | 18.656 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 94 | 18.609 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 208 | 18.636 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 366 | 18.62 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 292 | 18.609 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 66 | 18.641 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 366 | 18.641 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 764 | 18.641 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 208 | 18.641 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,326 | 26.268 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,754 | 26.316 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,130 | 26.321 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,819 | 26.316 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,700 | 26.316 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,880 | 26.272 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,206 | 18.654 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 54,136 | 18.661 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,818 | 18.637 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,073 | 18.706 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 72 | 26.341 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 281 | 18.61 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 145 | 18.61 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 203 | 18.683 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 584,869 | 26.311 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 587,081 | 26.309 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 368 | 26.309 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 7 | 18.555 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 710 | 18.605 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 273 | 18.555 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 857 | 0 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,722 | 18.65 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,036 | 18.65 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 200 | 18.66 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 200 | 18.63 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,036 | 18.63 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,722 | 18.63 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 9,220 | 18.93 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 4,240 | 18.92 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 5 | 18.92 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 5 | 18.93 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 4,240 | 18.93 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 9,220 | 18.93 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 24/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L