13th Aug 2010 11:36
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management LLC |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
12/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
6,103 |
GBP 9.91 |
GBP 9.89 |
|
|
Common - NL0009347863 |
Sale |
6,483 |
GBP 9.92 |
GBP 9.86 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
2373 |
GBP 9.89 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1583 |
GBP 9.90 |
|
|
Common - NL0009347863 |
Swap |
LONG |
784 |
GBP 9.91 |
|
|
Common - NL0009347863 |
Swap |
LONG |
241 |
GBP 9.90 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
440 |
GBP 9.85 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
530 |
GBP 9.87 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
539 |
GBP 9.87 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
910 |
GBP 9.87 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1370 |
GBP 9.90 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
2694 |
GBP 9.87 |
|
|
(c) Options transactions in respect of existing securities |
|
|||
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
13/08/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
principal trader is connected: |
Group Plc |
|
|
(d) Date dealing undertaken: |
12/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
153,324 |
GBP 7.08 |
GBP 7.05 |
|
|
Common - GB0001411924 |
Sale |
146,180 |
GBP 7.09 |
GBP 7.05 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|||||
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
13/08/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Dana Petroleum Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Korea National Oil Corporation |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
12/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0033252056 |
Purchase |
908,787 |
GBP 16.40 |
GBP 14.80 |
|
|
Common - GB0033252056 |
Sale |
898,987 |
GBP 16.35 |
GBP 14.80 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
LONG |
3203 |
GBP 16.00 |
|
|
Common - GB0033252056 |
Swap |
LONG |
7423 |
GBP 15.41 |
|
|
Common - GB0033252056 |
Swap |
LONG |
684 |
GBP 15.72 |
|
|
Common - GB0033252056 |
Swap |
LONG |
840 |
GBP 15.74 |
|
|
Common - GB0033252056 |
Swap |
LONG |
965 |
GBP 16.00 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1467 |
GBP 15.62 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1609 |
GBP 15.24 |
|
|
Common - GB0033252056 |
Swap |
LONG |
461 |
GBP 15.93 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2879 |
GBP 15.32 |
|
|
Common - GB0033252056 |
Swap |
LONG |
196 |
GBP 15.20 |
|
|
Common - GB0033252056 |
Swap |
LONG |
3678 |
GBP 16.00 |
|
|
Common - GB0033252056 |
Swap |
LONG |
4538 |
GBP 16.00 |
|
|
Common - GB0033252056 |
Swap |
LONG |
4618 |
GBP 16.00 |
|
|
Common - GB0033252056 |
Swap |
LONG |
4862 |
GBP 15.60 |
|
|
Common - GB0033252056 |
Swap |
LONG |
5444 |
GBP 15.87 |
|
|
Common - GB0033252056 |
Swap |
LONG |
6725 |
GBP 15.93 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1 |
GBP 15.34 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2826 |
GBP 15.78 |
|
|
Common - GB0033252056 |
Swap |
LONG |
27 |
GBP 15.24 |
|
|
Common - GB0033252056 |
Swap |
LONG |
3 |
GBP 15.34 |
|
|
Common - GB0033252056 |
Swap |
LONG |
5 |
GBP 15.33 |
|
|
Common - GB0033252056 |
Swap |
LONG |
6 |
GBP 15.34 |
|
|
Common - GB0033252056 |
Swap |
LONG |
10 |
GBP 15.24 |
|
|
Common - GB0033252056 |
Swap |
LONG |
16 |
GBP 15.33 |
|
|
Common - GB0033252056 |
Swap |
LONG |
18 |
GBP 15.34 |
|
|
Common - GB0033252056 |
Swap |
LONG |
549 |
GBP 15.20 |
|
|
Common - GB0033252056 |
Swap |
LONG |
26 |
GBP 15.34 |
|
|
Common - GB0033252056 |
Swap |
LONG |
7705 |
GBP 15.33 |
|
|
Common - GB0033252056 |
Swap |
LONG |
48 |
GBP 15.24 |
|
|
Common - GB0033252056 |
Swap |
LONG |
49 |
GBP 15.74 |
|
|
Common - GB0033252056 |
Swap |
LONG |
108 |
GBP 15.24 |
|
|
Common - GB0033252056 |
Swap |
LONG |
115 |
GBP 15.24 |
|
|
Common - GB0033252056 |
Swap |
LONG |
130 |
GBP 15.60 |
|
|
Common - GB0033252056 |
Swap |
LONG |
140 |
GBP 16.25 |
|
|
Common - GB0033252056 |
Swap |
LONG |
165 |
GBP 15.20 |
|
|
Common - GB0033252056 |
Swap |
LONG |
20 |
GBP 15.34 |
|
|
Common - GB0033252056 |
Swap |
LONG |
9423 |
GBP 15.78 |
|
|
Common - GB0033252056 |
Swap |
LONG |
11073 |
GBP 16.00 |
|
|
Common - GB0033252056 |
Swap |
LONG |
6988 |
GBP 15.51 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
SHORT |
305 |
GBP 15.53 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1464 |
GBP 15.24 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
990 |
GBP 15.53 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
893 |
GBP 15.73 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
684 |
GBP 15.83 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
669 |
GBP 15.53 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
649 |
GBP 15.28 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
461 |
GBP 15.83 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
354 |
GBP 15.24 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
2751 |
GBP 15.53 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
191 |
GBP 15.83 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
167 |
GBP 15.54 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
27 |
GBP 15.57 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
23 |
GBP 15.57 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
22 |
GBP 15.57 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
382 |
GBP 15.42 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
5444 |
GBP 15.88 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
36262 |
GBP 15.09 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
36071 |
GBP 16.28 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
27929 |
GBP 16.28 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
9954 |
GBP 15.62 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
9423 |
GBP 15.80 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
7423 |
GBP 15.88 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1467 |
GBP 15.88 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
5973 |
GBP 15.53 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1732 |
GBP 15.88 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
5060 |
GBP 15.41 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
4862 |
GBP 15.50 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
4436 |
GBP 15.69 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
3878 |
GBP 15.88 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
3303 |
GBP 15.54 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
20 |
GBP 15.57 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
6581 |
GBP 15.77 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
13/08/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Tomkins Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Pinafore LLC and Pinafore, Inc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
12/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0008962655 |
Purchase |
3,976,920 |
GBP 3.22 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Sale |
3,615,216 |
GBP 3.22 |
GBP 3.21 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
LONG |
24729 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
9600 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
6984 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
3605 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
804 |
GBP 3.22 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
SHORT |
20800 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
28800 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
59133 |
GBP 3.22 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
13/08/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
Related Shares:
BRE.LSky