3rd May 2013 11:34
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | GLENCORE INTERNATIONAL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | XSTRATA PLC |
(d) Date dealing undertaken: | 02 May 2013 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - disclosed previously for XSTRATA PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.01 ordinary | Purchases | 1,899,60124,000 | 3.3500 GBP50.6291 HKD | 3.1110 GBP39.4002 HKD |
USD 0.01 ordinary | Sales | 6,293,11433,940327,978 | 3.3550 GBP4.9497 USD50.6291 HKD | 3.1200 GBP4.9497 USD38.0000 HKD |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.01 ordinary | CFD | Opening a long position | 6,100 | 3.0260 GBP |
USD 0.01 ordinary | CFD | Reducing a long position | 900 | 3.1110 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 900 | 3.1110 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 259,250 | 3.1373 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 21,634 | 3.1480 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 171,715 | 3.1558 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 125,000 | 3.1596 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 289,953 | 3.1751 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 428,379 | 3.1929 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 23,000 | 3.1970 GBP |
USD 0.01 ordinary | CFD | Reducing a long position | 12,000 | 3.1970 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 300,000 | 3.1985 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 1,022 | 3.2015 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 21,400 | 3.2040 GBP |
USD 0.01 ordinary | CFD | Reducing a long position | 13,600 | 3.2040 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 259,250 | 3.2054 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 1,298 | 3.2135 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 91,000 | 3.2175 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 28,670 | 3.2214 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 28 | 3.2422 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 51,119 | 3.2439 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 48,881 | 3.2439 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 1,525,000 | 3.2557 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 148,197 | 3.2597 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 300,000 | 3.2602 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 12,000 | 3.2720 GBP |
USD 0.01 ordinary | CFD | Reducing a short position | 23,000 | 3.2720 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 100,000 | 3.2803 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 113,155 | 3.2814 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 272,975 | 3.2840 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 88,663 | 3.2951 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 13,600 | 3.3000 GBP |
USD 0.01 ordinary | CFD | Reducing a short position | 21,400 | 3.3000 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 80,000 | 3.3026 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 4,123 | 3.3099 GBP |
USD 0.01 ordinary | CFD | Reducing a short position | 100,000 | 3.3183 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 67,343 | 3.3260 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 932,657 | 3.3260 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 145,236 | 3.3280 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 355 | 3.3328 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 425 | 3.3328 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 9,440 | 3.3328 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 9,070 | 3.3328 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 158,591 | 3.3330 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 39,955 | 3.3438 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 25,315 | 3.3438 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 427,000 | 3.3838 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 450,000 | 3.4233 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 30 | 3.4473 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 16,165 | 3.4862 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 458 | 3.5126 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 6,100 | 3.6299 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 158,591 | 3.6394 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 2,037,816 | 3.6394 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 152,500 | 3.6740 GBP |
USD 0.01 ordinary | CFD | Opening a long position | 195,200 | 3.6865 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 5,157 | 3.7206 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 5,547 | 3.7208 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 365,484 | 3.7531 GBP |
USD 0.01 ordinary | CFD | Opening a short position | 1,689 | 4.9411 USD |
USD 0.01 ordinary | CFD | Opening a long position | 33,940 | 4.9497 USD |
USD 0.01 ordinary | CFD | Opening a short position | 826,220 | 5.5658 USD |
USD 0.01 ordinary | CFD | Opening a short position | 408,419 | 5.6229 USD |
USD 0.01 ordinary | SWAP | Reducing a short position | 1,500,000 | 3.1200 GBP |
USD 0.01 ordinary | SWAP | Reducing a short position | 303,864 | 3.1430 GBP |
USD 0.01 ordinary | SWAP | Reducing a short position | 7,300 | 3.2347 GBP |
USD 0.01 ordinary | SWAP | Reducing a short position | 15,500 | 3.2347 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 03 May 2013 |
| Contact name: | Helen-Marie Moloney and Christopher Owers |
| Telephone number: | +44(20) 7774 8019 / +44(20) 7552 1461 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Glencore