13th Apr 2015 12:24
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 10/04/2015 | ||
| YES If YES, specify which: BG Group PLC |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common (A Shares) - ISIN GB00B03MLX29 | Purchase | 522,978 | 28.08 EUR | 27.81 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Purchase | 1,024,504 | 20.28 GBP | 20.04 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Sale | 485,988 | 28.085 EUR | 27.8 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Sale | 1,243,140 | 20.285 GBP | 20.04 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Purchase | 1,060 | 28.24 EUR | 28.13 EUR |
Common (B Shares) - ISIN GB00B03MM408 | Purchase | 2,631,347 | 20.49 GBP | 20.14 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Sale | 1,060 | 28.24 EUR | 28.13 EUR |
Common (B Shares) - ISIN GB00B03MM408 | Sale | 2,364,459 | 20.49 GBP | 20.24 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 7,272 | 20.061 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 78,679 | 20.089 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 6,269 | 27.938 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 25,743 | 27.86 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 3,869 | 20.108 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 747,521 | 20.111 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 747,521 | 20.108 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,500 | 20.225 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 987 | 20.085 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2,000 | 27.898 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,000 | 27.897 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 387 | 27.897 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,613 | 27.897 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 174 | 20.178 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 56 | 20.119 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,180 | 20.178 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 696 | 20.178 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 731 | 20.178 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 444 | 20.119 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2 | 27.893 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,449 | 27.893 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 33,691 | 27.887 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 174 | 27.893 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 178 | 27.893 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 4,135 | 27.854 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 9,466 | 27.859 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 20,738 | 27.887 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,388 | 27.876 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 10,847 | 27.851 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 8,033 | 27.876 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,114 | 27.887 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2,615 | 27.869 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,137 | 27.944 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 8,118 | 27.967 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,930 | 27.967 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,059 | 27.944 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 10,805 | 20.154 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,244 | 20.145 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 799 | 20.145 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 7,409 | 20.191 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 5,863 | 20.12 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 6,309 | 20.152 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 875 | 27.96 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1 | 27.96 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 346 | 27.96 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 98 | 27.96 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 116 | 27.96 EUR |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 13,903 | 20.404 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 24,230 | 20.416 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 6,234 | 20.401 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 26,214 | 20.436 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 25,000 | 20.293 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 1,231,574 | 20.353 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,231,574 | 20.35 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 6,500 | 20.406 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 4,000 | 20.282 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 3,008 | 20.48 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 792 | 20.456 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,541 | 20.469 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 9,688 | 20.344 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 3,311 | 20.483 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 12,742 | 20.483 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 2,854 | 20.48 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,790 | 20.394 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 4,043 | 20.456 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 4,930 | 20.394 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 179 | 20.401 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 21,979 | 20.284 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 22,308 | 20.324 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 12,397 | 20.324 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 12,140 | 20.378 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 12,140 | 20.337 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 12,397 | 20.337 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 22,308 | 20.332 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 13/04/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L