20th Jun 2011 11:09
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this British Sky Broadcasting Group Plc
form relates:
(c) Name of the party to the offer with which exempt Advisor to British Sky Broadcasting Group Plc
principal trader is connected:
(d) Date dealing undertaken: 17/06/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0001411924 Purchase 2,981,067 GBP 8.30 GBP 8.25
Common - GB0001411924 Sale 302,244 GBP 8.30 GBP 8.25
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB0001411924 Swap SHORT 123 GBP 8.27
Common - GB0001411924 Swap SHORT 490 GBP 8.27
Common - GB0001411924 Swap SHORT 542 GBP 8.29
Common - GB0001411924 Swap SHORT 587 GBP 8.27
Common - GB0001411924 Swap SHORT 639 GBP 8.26
Common - GB0001411924 Swap SHORT 965 GBP 8.29
Common - GB0001411924 Swap SHORT 999 GBP 8.29
Common - GB0001411924 Swap SHORT 1050 GBP 8.28
Common - GB0001411924 Swap SHORT 1710 GBP 8.28
Common - GB0001411924 Swap SHORT 400000 GBP 8.29
Common - GB0001411924 Swap SHORT 2035 GBP 8.27
Common - GB0001411924 Swap SHORT 3289 GBP 8.28
Common - GB0001411924 Swap SHORT 4747 GBP 8.27
Common - GB0001411924 Swap SHORT 4811 GBP 8.28
Common - GB0001411924 Swap SHORT 5225 GBP 8.29
Common - GB0001411924 Swap SHORT 9261 GBP 8.28
Common - GB0001411924 Swap SHORT 18075 GBP 8.28
Common - GB0001411924 Swap SHORT 510000 GBP 8.29
Common - GB0001411924 Swap SHORT 18198 GBP 8.28
Common - GB0001411924 Swap SHORT 69540 GBP 8.28
Common - GB0001411924 Swap SHORT 94580 GBP 8.28
Common - GB0001411924 Swap SHORT 260000 GBP 8.30
Common - GB0001411924 Swap SHORT 340000 GBP 8.29
Common - GB0001411924 Swap SHORT 12626 GBP 8.28
Common - GB0001411924 Swap SHORT 1732 GBP 8.27
Common - GB0001411924 Swap SHORT 10999 GBP 8.28
Common - GB0001411924 Swap SHORT 600000 GBP 8.29
Common - GB0001411924 Swap SHORT 390000 GBP 8.30
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB0001411924 Swap LONG 36280 GBP 8.27
Common - GB0001411924 Swap LONG 2266 GBP 8.29
Common - GB0001411924 Swap LONG 18075 GBP 8.27
Common - GB0001411924 Swap LONG 8000 GBP 8.25
Common - GB0001411924 Swap LONG 5225 GBP 8.27
Common - GB0001411924 Swap LONG 4747 GBP 8.29
Common - GB0001411924 Swap LONG 1260 GBP 8.29
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 20/06/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this Micro Focus Plc
form relates:
(c) Name of the party to the offer with which exempt Advisor to Bain Capital
principal trader is connected:
(d) Date dealing undertaken: 17/06/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B079W581 Purchase 241,168 GBP 3.64 GBP 3.54
Common - GB00B079W581 Sale 250,174 GBP 3.61 GBP 3.47
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B079W581 Swap SHORT 11396 GBP 3.56
Common - GB00B079W581 Swap SHORT 163 GBP 3.64
Common - GB00B079W581 Swap SHORT 329 GBP 3.64
Common - GB00B079W581 Swap SHORT 576 GBP 3.64
Common - GB00B079W581 Swap SHORT 765 GBP 3.60
Common - GB00B079W581 Swap SHORT 788 GBP 3.58
Common - GB00B079W581 Swap SHORT 1076 GBP 3.56
Common - GB00B079W581 Swap SHORT 1149 GBP 3.64
Common - GB00B079W581 Swap SHORT 1421 GBP 3.56
Common - GB00B079W581 Swap SHORT 4100 GBP 3.60
Common - GB00B079W581 Swap SHORT 5038 GBP 3.56
Common - GB00B079W581 Swap SHORT 6646 GBP 3.61
Common - GB00B079W581 Swap SHORT 8411 GBP 3.56
Common - GB00B079W581 Swap SHORT 12140 GBP 3.56
Common - GB00B079W581 Swap SHORT 68 GBP 3.64
Common - GB00B079W581 Swap SHORT 10013 GBP 3.56
Common - GB00B079W581 Swap SHORT 12262 GBP 3.60
Common - GB00B079W581 Swap SHORT 20672 GBP 3.56
Common - GB00B079W581 Swap SHORT 23071 GBP 3.56
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B079W581 Swap LONG 34514 GBP 3.59
Common - GB00B079W581 Swap LONG 12262 GBP 3.60
Common - GB00B079W581 Swap LONG 6646 GBP 3.57
Common - GB00B079W581 Swap LONG 2742 GBP 3.60
Common - GB00B079W581 Swap LONG 1149 GBP 3.61
Common - GB00B079W581 Swap LONG 1136 GBP 3.61
Common - GB00B079W581 Swap LONG 720 GBP 3.57
Common - GB00B079W581 Swap LONG 255 GBP 3.52
Common - GB00B079W581 Swap LONG 40 GBP 3.52
Common - GB00B079W581 Swap LONG 11 GBP 3.52
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 20/06/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
Related Shares:
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