30th Sep 2015 11:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 29/09/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,750,937 | 15.58 GBP | 15.13 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,745,143 | 15.61 GBP | 15.03 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,752,433 | 15.47 GBP | 15.07 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,375,913 | 21.11 EUR | 20.31 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,975,780 | 15.49 GBP | 15.01 GBP |
Common - ISIN GB00B03MLX29 | Sale | 2,441,060 | 21.09 EUR | 20.31 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,844 | 15.305 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,670 | 20.845 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,395 | 15.176 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,508 | 15.439 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 32,715 | 20.544 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,602 | 15.398 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 79 | 20.918 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,326 | 15.371 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5 | 15.377 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,039 | 20.506 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,510 | 15.392 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 200 | 20.915 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 286 | 20.887 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 767 | 20.887 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,006,650 | 20.887 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,416,800 | 15.362 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 679 | 15.378 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 15,817 | 15.349 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 19,545 | 15.378 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 74 | 20.889 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 519 | 20.916 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,312 | 20.889 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 53,187 | 15.384 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,560 | 15.42 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,019 | 15.42 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,256 | 15.42 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,468 | 15.42 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,288 | 15.42 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,286 | 15.42 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,897 | 15.42 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,289 | 15.42 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,188 | 15.42 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14,882 | 21.038 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,359 | 21.038 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 905 | 21.029 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 626 | 21.029 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 548 | 21.029 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 406 | 21.029 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 314 | 21.029 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 80 | 15.369 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,030 | 20.804 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 58,766 | 15.364 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,271 | 15.369 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,577 | 15.202 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,941 | 15.394 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15,415 | 15.394 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,690 | 21.017 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,843 | 21.017 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,510 | 15.158 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,146 | 15.158 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,380 | 15.46 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,214 | 15.158 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 20.945 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 617 | 15.48 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20 | 15.48 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,006,650 | 20.889 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,413,954 | 15.363 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 215 | 15.363 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 19,545 | 15.389 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,496 | 15.368 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 726 | 20.899 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 192 | 20.899 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 172 | 20.944 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,144 | 20.926 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 799 | 21.009 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 369 | 20.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,312 | 20.949 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 519 | 20.949 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 410 | 20.949 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 15.409 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 495 | 15.394 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 20.307 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 58,887 | 15.315 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 33,767 | 15.315 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,556 | 15.315 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 85,000 | 15.44 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,914 | 15.389 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,346 | 15.257 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,904 | 15.505 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 240 | 15.031 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 285 | 15.572 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,956 | 15.462 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 15,443 | 15.462 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,040 | 15.464 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,599 | 15.436 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 40 | 15.43 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 752 | 15.424 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,600 | 15.424 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,357,100 | 15.437 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 264 | 15.506 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 83 | 15.421 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,860 | 15.546 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,908 | 15.471 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 227 | 15.432 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 85,000 | 15.516 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 16,429 | 15.529 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,163 | 15.529 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,065 | 15.529 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,957 | 15.529 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,218 | 15.529 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,554 | 15.452 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,268 | 15.43 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 92 | 15.029 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 30,975 | 15.526 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,450 | 15.526 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,013 | 15.526 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,881 | 15.526 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 18 | 15.526 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,185 | 15.173 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,646 | 15.173 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 240 | 15.173 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,314 | 15.182 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19,247 | 15.388 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,703 | 15.388 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 340 | 15.388 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,527 | 15.22 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 792 | 15.22 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 697 | 15.2 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 53 | 15.2 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,357,100 | 15.439 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 942 | 15.439 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 758 | 15.439 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19 | 15.444 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 136 | 15.574 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 110 | 15.574 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 15 | 15.439 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,163 | 15.455 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,111 | 15.443 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,487 | 15.443 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 500 | 15.439 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 388 | 15.443 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,309 | 15.302 GBP |
Common - ISIN GB00B03MLX29 | Futures | Short | 500,000 | 1.48 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 30/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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