26th Apr 2018 11:34
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SKY PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | TWENTY-FIRST CENTURY FOX, INC |
(d) Date dealing undertaken: | 25 April 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
50p ordinary | Purchases | 3,227,026 | 13.6550 GBP | 13.0500 GBP |
50p ordinary | Sales | 3,150,260 | 14.2118 GBP | 13.0500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
50p ordinary | CFD | Reducing a short position | 3,000 | 13.1002 GBP |
50p ordinary | CFD | Reducing a long position | 42 | 13.1200 GBP |
50p ordinary | CFD | Reducing a long position | 8 | 13.1350 GBP |
50p ordinary | CFD | Reducing a long position | 8 | 13.1538 GBP |
50p ordinary | CFD | Reducing a long position | 155 | 13.1546 GBP |
50p ordinary | CFD | Reducing a long position | 595 | 13.1595 GBP |
50p ordinary | CFD | Reducing a long position | 380 | 13.1627 GBP |
50p ordinary | CFD | Reducing a long position | 116 | 13.1762 GBP |
50p ordinary | CFD | Reducing a long position | 1,644 | 13.1762 GBP |
50p ordinary | CFD | Reducing a long position | 77 | 13.1784 GBP |
50p ordinary | CFD | Reducing a long position | 29 | 13.1785 GBP |
50p ordinary | CFD | Reducing a long position | 220 | 13.1792 GBP |
50p ordinary | CFD | Reducing a long position | 79 | 13.1896 GBP |
50p ordinary | CFD | Reducing a short position | 154 | 13.1989 GBP |
50p ordinary | CFD | Reducing a long position | 328 | 13.1998 GBP |
50p ordinary | CFD | Reducing a long position | 47 | 13.2033 GBP |
50p ordinary | CFD | Reducing a long position | 14 | 13.2424 GBP |
50p ordinary | CFD | Reducing a long position | 9 | 13.2517 GBP |
50p ordinary | CFD | Increasing a short position | 45,718 | 13.2895 GBP |
50p ordinary | CFD | Reducing a long position | 145 | 13.3057 GBP |
50p ordinary | CFD | Reducing a long position | 21 | 13.3082 GBP |
50p ordinary | CFD | Reducing a long position | 54 | 13.3208 GBP |
50p ordinary | CFD | Reducing a long position | 8 | 13.3290 GBP |
50p ordinary | CFD | Reducing a long position | 116 | 13.3293 GBP |
50p ordinary | CFD | Reducing a long position | 526 | 13.3305 GBP |
50p ordinary | CFD | Reducing a long position | 121 | 13.3320 GBP |
50p ordinary | CFD | Reducing a long position | 2,051 | 13.3333 GBP |
50p ordinary | CFD | Reducing a long position | 1,324 | 13.3358 GBP |
50p ordinary | CFD | Reducing a long position | 169 | 13.3467 GBP |
50p ordinary | CFD | Reducing a long position | 38 | 13.3468 GBP |
50p ordinary | CFD | Reducing a long position | 121 | 13.3469 GBP |
50p ordinary | CFD | Reducing a long position | 78 | 13.3477 GBP |
50p ordinary | CFD | Reducing a long position | 563 | 13.3509 GBP |
50p ordinary | CFD | Reducing a long position | 169 | 13.3568 GBP |
50p ordinary | CFD | Reducing a long position | 6,674 | 13.3611 GBP |
50p ordinary | CFD | Reducing a long position | 886 | 13.3617 GBP |
50p ordinary | CFD | Reducing a long position | 453 | 13.3789 GBP |
50p ordinary | CFD | Reducing a long position | 203 | 13.3826 GBP |
50p ordinary | CFD | Reducing a long position | 28 | 13.3839 GBP |
50p ordinary | CFD | Reducing a long position | 1,374 | 13.3840 GBP |
50p ordinary | CFD | Reducing a long position | 186 | 13.3874 GBP |
50p ordinary | CFD | Reducing a long position | 75 | 13.3890 GBP |
50p ordinary | CFD | Reducing a long position | 563 | 13.3923 GBP |
50p ordinary | CFD | Reducing a long position | 38 | 13.3945 GBP |
50p ordinary | CFD | Reducing a long position | 295 | 13.3971 GBP |
50p ordinary | CFD | Reducing a long position | 36 | 13.3976 GBP |
50p ordinary | CFD | Reducing a long position | 1,008 | 13.4163 GBP |
50p ordinary | CFD | Reducing a long position | 69 | 13.4166 GBP |
50p ordinary | CFD | Reducing a long position | 135 | 13.4169 GBP |
50p ordinary | CFD | Reducing a long position | 5 | 13.4174 GBP |
50p ordinary | CFD | Reducing a long position | 291 | 13.4258 GBP |
50p ordinary | CFD | Reducing a short position | 21,057 | 13.4932 GBP |
50p ordinary | CFD | Reducing a short position | 42,102 | 13.4932 GBP |
50p ordinary | CFD | Reducing a short position | 36,841 | 13.4932 GBP |
50p ordinary | CFD | Opening a short position | 2,864 | 13.5703 GBP |
50p ordinary | CFD | Opening a short position | 14,972 | 13.5703 GBP |
50p ordinary | CFD | Opening a short position | 1,132 | 13.5703 GBP |
50p ordinary | CFD | Opening a short position | 5,277 | 13.5703 GBP |
50p ordinary | CFD | Reducing a short position | 50,000 | 13.5764 GBP |
50p ordinary | CFD | Reducing a short position | 3,315 | 13.5900 GBP |
50p ordinary | CFD | Increasing a short position | 4,000 | 13.6000 GBP |
50p ordinary | CFD | Opening a short position | 2,152 | 13.6380 GBP |
50p ordinary | CFD | Opening a short position | 10,026 | 13.6380 GBP |
50p ordinary | CFD | Opening a short position | 5,443 | 13.6380 GBP |
50p ordinary | CFD | Opening a short position | 28,446 | 13.6380 GBP |
50p ordinary | SWAP | Reducing a short position | 184,954 | 13.0972 GBP |
50p ordinary | SWAP | Reducing a short position | 381,432 | 13.0972 GBP |
50p ordinary | SWAP | Reducing a short position | 25,806 | 13.0972 GBP |
50p ordinary | SWAP | Reducing a short position | 407,808 | 13.0972 GBP |
50p ordinary | SWAP | Reducing a short position | 101,724 | 13.0996 GBP |
50p ordinary | SWAP | Reducing a short position | 209,788 | 13.0996 GBP |
50p ordinary | SWAP | Reducing a short position | 14,194 | 13.0996 GBP |
50p ordinary | SWAP | Reducing a short position | 224,294 | 13.0996 GBP |
50p ordinary | SWAP | Increasing a short position | 247,975 | 13.5826 GBP |
50p ordinary | SWAP | Increasing a short position | 16,770 | 13.5826 GBP |
50p ordinary | SWAP | Increasing a short position | 265,135 | 13.5826 GBP |
50p ordinary | SWAP | Increasing a short position | 120,120 | 13.5826 GBP |
50p ordinary | SWAP | Increasing a short position | 76,300 | 13.5887 GBP |
50p ordinary | SWAP | Increasing a short position | 5,160 | 13.5887 GBP |
50p ordinary | SWAP | Increasing a short position | 81,580 | 13.5887 GBP |
50p ordinary | SWAP | Increasing a short position | 36,960 | 13.5887 GBP |
50p ordinary | SWAP | Increasing a short position | 57,225 | 13.5895 GBP |
50p ordinary | SWAP | Increasing a short position | 3,870 | 13.5895 GBP |
50p ordinary | SWAP | Increasing a short position | 61,185 | 13.5895 GBP |
50p ordinary | SWAP | Increasing a short position | 27,720 | 13.5895 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 26 April 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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