8th Feb 2018 17:31
AMENDMENT
INCREASED EQUITY PURCASES BY 1,738,072 TO 3,265,988
INCREASED EQUITY SALES BY 194,200 TO 3,841,243
ADDED EQUITY SWAP PURCHASES OF 194,200
ADDED EQUITY SWAP SALES OF 1,738,072
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | UBM plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to UBM plc |
(d) Date dealing undertaken: | 30 January 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Informa plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 3,265,988
3,841,243 | 9.0876
9.0850 | 8.8000
8.8000 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) |
Ordinary Shares | Equity Swaps
| Long
Short | 390 3,365 12,115 1,327 5,000 2,635 34,373 5,987 3,313 132,267 27,498 2,098 1,086 43,180 1,663 3,026 39,374 11,514 3,000,000 18,989 181,236 11,400 24,403 9,286 5 22 20 15 1,046 15,134 9,780 349 871 2,657 1,167 1,773
100,000 100,000 100,000 2,050 10,743 9,750 100,000 5,000 300,000 59,412 117,718 142,118 16,604 1,035 38,478 8,505 132,877 400,000 3,336 19,163 6,310 150,000 780 9,687 14,556 39,250 100,000 1,096,772 | 8.8328 GBP 8.9229 GBP 8.9338 GBP 8.9374 GBP 8.9500 GBP 8.9563 GBP 8.9575 GBP 8.9610 GBP 8.9625 GBP 8.9763 GBP 8.9865 GBP 8.9895 GBP 8.9896 GBP 8.9898 GBP 8.9965 GBP 9.0005 GBP 9.0073 GBP 9.0081 GBP 9.0150 GBP 9.0206 GBP 9.0277 GBP 9.0324 GBP 9.0358 GBP 9.0483 GBP 9.0520 GBP 9.0524 GBP 9.0525 GBP 9.0527 GBP 9.0551 GBP 9.0608 GBP 9.0683 GBP 9.0693 GBP 9.0695 GBP 9.0719 GBP 9.0743 GBP 9.0758 GBP
8.9391 GBP 8.9543 GBP 8.9617 GBP 8.9669 GBP 8.9784 GBP 8.9819 GBP 8.9835 GBP 9.0100 GBP 9.0135 GBP 9.0281 GBP 9.0316 GBP 9.0449 GBP 9.0488 GBP 9.0489 GBP 9.0507 GBP 9.0525 GBP 9.0568 GBP 9.0588 GBP 9.0599 GBP 9.0601 GBP 9.0611 GBP 9.0613 GBP 9.0623 GBP 9.0665 GBP 9.0704 GBP 9.0744 GBP 9.0791 GBP 12.8558 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 February 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
UBM