5th Oct 2015 11:58
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 02/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,524,260 | 16.49 GBP | 15.95 GBP |
Common - ISIN GB00B03MM408 | Purchase | 1,944 | 22.63 EUR | 21.94 EUR |
Common - ISIN GB00B03MM408 | Sale | 1,658,635 | 16.46 GBP | 16.02 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,944 | 22.27 EUR | 22.27 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 1,656,922 | 16.35 GBP | 15.9 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,615,986 | 22.35 EUR | 21.52 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,631,828 | 16.35 GBP | 15.89 GBP |
Common - ISIN GB00B03MLX29 | Sale | 2,456,621 | 22.33 EUR | 21.56 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 24,611 | 16.105 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,190 | 16.276 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,977 | 16.276 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,517 | 22.25 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 225 | 22.325 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,675 | 21.817 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,062 | 16.197 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 520 | 22.163 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,706 | 16.029 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,050 | 16.029 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 321 | 16.07 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 43 | 16.07 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,491 | 21.957 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,568 | 21.957 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,020 | 16.118 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,304 | 22.133 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,064,849 | 21.909 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,699 | 21.909 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,517 | 21.909 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,324,063 | 16.1 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 216 | 16.1 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,746 | 16.112 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,812 | 16.141 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,370 | 16.112 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,187 | 22.32 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,113 | 21.976 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 712 | 21.976 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 372 | 21.976 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 238 | 16.154 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 145 | 16.154 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15,229 | 16.19 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,059 | 16.114 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,000 | 16.111 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,801 | 16.135 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,041 | 16.189 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,093 | 16.24 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 630 | 16.239 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 300 | 16.244 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20,963 | 16.168 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,711 | 16.168 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 716 | 16.168 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 22,365 | 15.984 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,430 | 21.78 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 25,500 | 16.143 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 93,493 | 21.722 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 193 | 16.116 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,451 | 16.064 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 321 | 16.292 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,752 | 21.74 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 919 | 16.034 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,056 | 16.034 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,660 | 16.034 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,020 | 16.034 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,828 | 16.034 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,064,849 | 21.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,324,063 | 16.098 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,746 | 16.143 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,182 | 16.133 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 194 | 22.32 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,820 | 22.32 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,173 | 22.32 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 277 | 21.893 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 372 | 21.666 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,113 | 21.893 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,514 | 16.291 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 300 | 16.19 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,365 | 16.19 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,500 | 16.19 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,064 | 16.19 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,500 | 22.146 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 22,690 | 15.983 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 80,000 | 22.321 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 35,280 | 21.884 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 45,675 | 16.19 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,551 | 16.435 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25,500 | 16.289 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13,894 | 16.258 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13,520 | 16.223 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 191 | 16.044 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 26,395 | 16.182 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 21,054 | 16.182 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,352 | 16.182 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,904 | 16.182 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 383 | 16.182 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,053 | 16.138 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,429 | 16.221 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,621 | 16.221 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,589 | 16.209 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 782 | 16.412 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 320 | 16.209 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 291 | 16.209 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 945,177 | 16.259 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,476 | 16.259 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9 | 16.045 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,649 | 16.225 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 400 | 16.419 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 217 | 16.302 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 16,577 | 16.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,908 | 16.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,951 | 16.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 990 | 16.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 45,675 | 16.335 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19,020 | 16.151 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 383 | 16.47 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,113 | 16.136 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,503 | 16.136 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,738 | 16.2 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,621 | 16.167 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,449 | 16.167 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,494 | 16.237 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 291 | 16.235 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,409 | 16.235 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 946,464 | 16.257 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9 | 16.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 284 | 16.316 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 230 | 16.391 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 800 | 16.396 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 05/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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