28th Jul 2010 12:15
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FORM 8.5 (EPT/RI) |
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|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
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|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
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|
1. KEY INFORMATION |
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
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|
relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management |
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LLC |
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principal trader is connected: |
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(d) Date dealing undertaken: |
27/07/2010 |
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(e) Has the EPT previously disclosed, or is it today |
NO |
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|
disclosing, under the Code in respect of any other |
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|
party to this offer? |
|
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
4,589 |
GBP 9.23 |
GBP 9.15 |
|
|
Common - NL0009347863 |
Sale |
6,948 |
GBP 9.23 |
GBP 9.18 |
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|
(b) Derivatives transactions (other than options) |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
2459 |
GBP 9.15 |
|
|
Common - NL0009347863 |
Swap |
LONG |
161 |
GBP 9.17 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
860 |
GBP 9.18 |
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|
Common - NL0009347863 |
Swap |
SHORT |
1403 |
GBP 9.22 |
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|
Common - NL0009347863 |
Swap |
SHORT |
2716 |
GBP 9.22 |
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|
(c) Options transactions in respect of existing securities |
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(i) Writing, selling, purchasing or varying |
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|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
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|
(d) Other dealings (including subscribing for new securities) |
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3. OTHER INFORMATION |
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(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
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NONE |
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|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
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|
(i) the voting rights of any relevant securities under any option; or |
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|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
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|
NONE |
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|
Date of disclosure: |
28/07/2010 |
|
|
Contact name: |
Doug Berwick |
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|
Telephone number: |
+44 20 7995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
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|
relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
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|
Group Plc |
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principal trader is connected: |
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|
(d) Date dealing undertaken: |
27/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
83,828 |
GBP 7.12 |
GBP 7.04 |
|
|
Common - GB0001411924 |
Sale |
144,815 |
GBP 7.12 |
GBP 7.04 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
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|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
28/07/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Dana Petroleum Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Korea National Oil |
|
|
|
Corporation |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
27/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0033252056 |
Purchase |
98,827 |
GBP 17.11 |
GBP 16.89 |
|
|
Common - GB0033252056 |
Sale |
63,112 |
GBP 17.09 |
GBP 16.90 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
LONG |
33007 |
GBP 16.94 |
|
|
Common - GB0033252056 |
Swap |
LONG |
6 |
GBP 16.90 |
|
|
Common - GB0033252056 |
Swap |
LONG |
10 |
GBP 17.04 |
|
|
Common - GB0033252056 |
Swap |
LONG |
125 |
GBP 17.09 |
|
|
Common - GB0033252056 |
Swap |
LONG |
351 |
GBP 16.99 |
|
|
Common - GB0033252056 |
Swap |
LONG |
780 |
GBP 17.09 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1488 |
GBP 16.91 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2881 |
GBP 17.04 |
|
|
Common - GB0033252056 |
Swap |
LONG |
9416 |
GBP 16.95 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1 |
GBP 16.91 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1350 |
GBP 17.10 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
10 |
GBP 17.03 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1125 |
GBP 17.00 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
898 |
GBP 17.08 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
875 |
GBP 17.00 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
400 |
GBP 16.94 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
294 |
GBP 16.94 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
287 |
GBP 16.91 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
190 |
GBP 16.92 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
111 |
GBP 17.03 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
6810 |
GBP 17.09 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
28/07/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Tomkins Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Pinafore Acquisitions Limited |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
27/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0008962655 |
Purchase |
12,709,113 |
GBP 3.25 |
GBP 3.23 |
|
|
Common - GB0008962655 |
Sale |
11,914,773 |
GBP 3.25 |
GBP 3.23 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
LONG |
485909 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
LONG |
2800 |
GBP 3.23 |
|
|
Common - GB0008962655 |
Swap |
LONG |
4800 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
LONG |
8634 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
21204 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
33985 |
GBP 3.23 |
|
|
Common - GB0008962655 |
Swap |
LONG |
41894 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
47000 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
LONG |
92862 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
1828 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
203842 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
169928 |
GBP 3.25 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
SHORT |
2148 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
154294 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
140162 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
106737 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
84000 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
64912 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
27858 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
25304 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
9734 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
6652 |
GBP 3.24 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
||
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
28/07/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
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