28th Jun 2010 12:12
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FORM 8.5 (EPT/RI) |
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|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
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|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
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|
1. KEY INFORMATION |
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|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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(b) Name of offeror/offeree in relation to whose |
Babcock International Group |
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|
relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
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|
|
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|
principal trader is connected: |
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(d) Date dealing undertaken: |
25/06/2010 |
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(e) Has the EPT previously disclosed, or is it today |
YES - . |
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|
disclosing, under the Code in respect of any other |
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|
party to this offer? |
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0009697037 |
Purchase |
323,053 |
GBP 5.89 |
GBP 5.79 |
|
|
Common - GB0009697037 |
Sale |
337,554 |
GBP 5.88 |
GBP 5.78 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
LONG |
612 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
LONG |
738 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
LONG |
928 |
GBP 5.80 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1250 |
GBP 5.85 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1572 |
GBP 5.80 |
|
|
Common - GB0009697037 |
Swap |
LONG |
3007 |
GBP 5.80 |
|
|
Common - GB0009697037 |
Swap |
LONG |
71293 |
GBP 5.85 |
|
|
Common - GB0009697037 |
Swap |
LONG |
80707 |
GBP 5.85 |
|
|
Common - GB0009697037 |
Swap |
LONG |
482 |
GBP 5.87 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
SHORT |
78910 |
GBP 5.82 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
89330 |
GBP 5.82 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
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|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management |
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|
LLC |
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principal trader is connected: |
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|
(d) Date dealing undertaken: |
25/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
18,127 |
GBP 9.07 |
GBP 8.93 |
|
|
Common - NL0009347863 |
Sale |
21,748 |
GBP 9.24 |
GBP 8.87 |
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|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
1940 |
GBP 8.95 |
|
|
Common - NL0009347863 |
Swap |
LONG |
158 |
GBP 8.94 |
|
|
Common - NL0009347863 |
Swap |
LONG |
227 |
GBP 8.95 |
|
|
Common - NL0009347863 |
Swap |
LONG |
228 |
GBP 8.98 |
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|
Common - NL0009347863 |
Swap |
LONG |
622 |
GBP 9.07 |
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|
Common - NL0009347863 |
Swap |
LONG |
716 |
GBP 8.96 |
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|
Common - NL0009347863 |
Swap |
LONG |
1013 |
GBP 8.98 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1197 |
GBP 8.96 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1296 |
GBP 8.96 |
|
|
Common - NL0009347863 |
Swap |
LONG |
113 |
GBP 9.07 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1495 |
GBP 9.01 |
|
|
Common - NL0009347863 |
Swap |
LONG |
2315 |
GBP 8.94 |
|
|
Common - NL0009347863 |
Swap |
LONG |
2667 |
GBP 9.07 |
|
|
Common - NL0009347863 |
Swap |
LONG |
2682 |
GBP 8.95 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1458 |
GBP 8.98 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
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|
|
Group Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
25/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
404,948 |
GBP 7.08 |
GBP 7.00 |
|
|
Common - GB0001411924 |
Sale |
386,909 |
GBP 7.08 |
GBP 7.00 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Common - GB0009697037 |
Swap |
SHORT |
294 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
35732 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
31564 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
28734 |
GBP 5.88 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
2000 |
GBP 5.82 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1094 |
GBP 5.82 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
937 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
738 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
660 |
GBP 5.78 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
200000 |
GBP 5.87 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
28/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1013 |
GBP 8.87 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
10010 |
GBP 9.19 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
3575 |
GBP 9.01 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
2667 |
GBP 9.03 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
2543 |
GBP 8.91 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1940 |
GBP 8.89 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
28/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
28/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
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