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Form 8.5 (EPT/RI)

10th Oct 2012 11:47

RNS Number : 3829O
Bank of America Merrill Lynch
10 October 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

BAE Systems PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

09/10/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0002634946

Purchase

2,564,372

3.253 GBP

3.210 GBP

Common - ISIN GB0002634946

Sale

274,040

3.246 GBP

3.21 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0002634946

Swaps

Long

12,730

3.237

Common - ISIN GB0002634946

Swaps

Long

12,176

3.240

Common - ISIN GB0002634946

Swaps

Long

6,992

3.248

Common - ISIN GB0002634946

Swaps

Long

3,980

3.243

Common - ISIN GB0002634946

Swaps

Short

59

3.244

Common - ISIN GB0002634946

Swaps

Short

120

3.244

Common - ISIN GB0002634946

Swaps

Short

202

3.244

Common - ISIN GB0002634946

Swaps

Short

341

3.246

Common - ISIN GB0002634946

Swaps

Short

344

3.246

Common - ISIN GB0002634946

Swaps

Short

896

3.246

Common - ISIN GB0002634946

Swaps

Long

1,120

3.244

Common - ISIN GB0002634946

Swaps

Short

1,370

3.246

Common - ISIN GB0002634946

Swaps

Short

1,647

3.246

Common - ISIN GB0002634946

Swaps

Short

4,102

3.217

Common - ISIN GB0002634946

Swaps

Short

4,163

3.250

Common - ISIN GB0002634946

Swaps

Long

4,595

3.250

Common - ISIN GB0002634946

Swaps

Short

4,917

3.232

Common - ISIN GB0002634946

Swaps

Long

5,390

3.246

Common - ISIN GB0002634946

Swaps

Short

6,300

3.210

Common - ISIN GB0002634946

Swaps

Short

65,000

3.244

Common - ISIN GB0002634946

Swaps

Short

150,289

3.242

Common - ISIN GB0002634946

Swaps

Short

279,108

3.242

Common - ISIN GB0002634946

Swaps

Short

665,000

3.253

Common - ISIN GB0002634946

Swaps

Short

1,235,000

3.253

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

10/10/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Redrow PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Redrow PLC

(d)

Date dealing undertaken:

09/10/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0007282386

Purchase

7,366

1.60 GBP

1.60 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

N/A

N/A

N/A

N/A

N/A

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

10/10/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

European Aeronautic Defence and Space Co NV

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

09/10/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN NL0000235190

Purchase

665,896

26.82 EUR

25.998 EUR

Common - ISIN NL0000235190

Sale

1,285,459

26.802 EUR

25.999 EUR

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN NL0000235190

Swaps

Long

221,595

28.000 EUR

Common - ISIN NL0000235190

Swaps

Long

210,155

28.000 EUR

Common - ISIN NL0000235190

Swaps

Long

120,421

26.660 EUR

Common - ISIN NL0000235190

Swaps

Long

89,705

28.000 EUR

Common - ISIN NL0000235190

Swaps

Long

84,897

26.705 EUR

Common - ISIN NL0000235190

Swaps

Long

60,210

26.281 EUR

Common - ISIN NL0000235190

Swaps

Long

58,395

26.444 EUR

Common - ISIN NL0000235190

Swaps

Long

49,244

26.660 EUR

Common - ISIN NL0000235190

Swaps

Long

47,729

26.444 EUR

Common - ISIN NL0000235190

Swaps

Long

34,717

26.705 EUR

Common - ISIN NL0000235190

Swaps

Long

26,494

26.266 EUR

Common - ISIN NL0000235190

Swaps

Long

24,622

26.281 EUR

Common - ISIN NL0000235190

Swaps

Long

23,163

34.425 USD

Common - ISIN NL0000235190

Swaps

Long

12,485

28.000 EUR

Common - ISIN NL0000235190

Swaps

Long

11,770

28.000 EUR

Common - ISIN NL0000235190

Swaps

Long

10,835

26.266 EUR

Common - ISIN NL0000235190

Swaps

Long

10,685

34.425 USD

Common - ISIN NL0000235190

Swaps

Long

9,478

26.444 EUR

Common - ISIN NL0000235190

Swaps

Long

8,013

26.444 EUR

Common - ISIN NL0000235190

Swaps

Long

7,739

26.705 EUR

Common - ISIN NL0000235190

Swaps

Long

6,935

26.660 EUR

Common - ISIN NL0000235190

Swaps

Long

5,483

26.281 EUR

Common - ISIN NL0000235190

Swaps

Long

5,155

26.660 EUR

Common - ISIN NL0000235190

Swaps

Long

5,077

26.660 EUR

Common - ISIN NL0000235190

Swaps

Long

4,290

28.000 EUR

Common - ISIN NL0000235190

Swaps

Long

4,043

26.660 EUR

Common - ISIN NL0000235190

Swaps

Long

3,636

26.705 EUR

Common - ISIN NL0000235190

Swaps

Long

3,579

26.705 EUR

Common - ISIN NL0000235190

Swaps

Long

3,157

26.660 EUR

Common - ISIN NL0000235190

Swaps

Long

3,078

26.660 EUR

Common - ISIN NL0000235190

Swaps

Long

3,000

26.756 EUR

Common - ISIN NL0000235190

Swaps

Long

2,890

26.660 EUR

Common - ISIN NL0000235190

Swaps

Long

2,600

26.283 EUR

Common - ISIN NL0000235190

Swaps

Long

2,577

26.281 EUR

Common - ISIN NL0000235190

Swaps

Long

2,540

26.281 EUR

Common - ISIN NL0000235190

Swaps

Long

2,414

26.266 EUR

Common - ISIN NL0000235190

Swaps

Long

2,225

26.705 EUR

Common - ISIN NL0000235190

Swaps

Long

2,170

26.705 EUR

Common - ISIN NL0000235190

Swaps

Long

2,037

26.705 EUR

Common - ISIN NL0000235190

Swaps

Long

1,774

26.154 EUR

Common - ISIN NL0000235190

Swaps

Long

1,580

26.281 EUR

Common - ISIN NL0000235190

Swaps

Long

1,541

26.281 EUR

Common - ISIN NL0000235190

Swaps

Long

1,447

26.281 EUR

Common - ISIN NL0000235190

Swaps

Long

1,162

26.607 EUR

Common - ISIN NL0000235190

Swaps

Long

1,134

26.266 EUR

Common - ISIN NL0000235190

Swaps

Long

1,117

26.266 EUR

Common - ISIN NL0000235190

Swaps

Long

984

26.259 EUR

Common - ISIN NL0000235190

Swaps

Long

694

26.266 EUR

Common - ISIN NL0000235190

Swaps

Long

677

26.266 EUR

Common - ISIN NL0000235190

Swaps

Long

635

26.266 EUR

Common - ISIN NL0000235190

Swaps

Long

500

26.667 EUR

Common - ISIN NL0000235190

Swaps

Long

500

26.667 EUR

Common - ISIN NL0000235190

Swaps

Long

326

26.109 EUR

Common - ISIN NL0000235190

Swaps

Long

271

26.607 EUR

Common - ISIN NL0000235190

Swaps

Long

271

26.657 EUR

Common - ISIN NL0000235190

Swaps

Long

206

26.224 EUR

Common - ISIN NL0000235190

Swaps

Long

130

26.060 EUR

Common - ISIN NL0000235190

Swaps

Long

53

26.657 EUR

Common - ISIN NL0000235190

Swaps

Short

6

26.406 EUR

Common - ISIN NL0000235190

Swaps

Short

14

26.381 EUR

Common - ISIN NL0000235190

Swaps

Short

14

26.393 EUR

Common - ISIN NL0000235190

Swaps

Short

42

26.444 EUR

Common - ISIN NL0000235190

Swaps

Short

53

26.403 EUR

Common - ISIN NL0000235190

Swaps

Short

75

26.443 EUR

Common - ISIN NL0000235190

Swaps

Short

245

26.443 EUR

Common - ISIN NL0000235190

Swaps

Short

255

26.337 EUR

Common - ISIN NL0000235190

Swaps

Short

271

26.403 EUR

Common - ISIN NL0000235190

Swaps

Short

271

26.443 EUR

Common - ISIN NL0000235190

Swaps

Short

342

26.443 EUR

Common - ISIN NL0000235190

Swaps

Short

500

26.203 EUR

Common - ISIN NL0000235190

Swaps

Short

500

26.303 EUR

Common - ISIN NL0000235190

Swaps

Short

500

26.303 EUR

Common - ISIN NL0000235190

Swaps

Short

1,000

26.256 EUR

Common - ISIN NL0000235190

Swaps

Short

1,502

26.337 EUR

Common - ISIN NL0000235190

Swaps

Short

1,858

26.337 EUR

Common - ISIN NL0000235190

Swaps

Short

2,000

26.256 EUR

Common - ISIN NL0000235190

Swaps

Short

2,600

26.706 EUR

Common - ISIN NL0000235190

Swaps

Short

4,290

28.000 EUR

Common - ISIN NL0000235190

Swaps

Short

10,685

33.935 USD

Common - ISIN NL0000235190

Swaps

Short

11,770

28.000 EUR

Common - ISIN NL0000235190

Swaps

Short

12,485

28.000 EUR

Common - ISIN NL0000235190

Swaps

Short

23,163

33.935 USD

Common - ISIN NL0000235190

Swaps

Short

89,705

28.000 EUR

Common - ISIN NL0000235190

Swaps

Short

210,155

28.000 EUR

Common - ISIN NL0000235190

Swaps

Short

221,595

28.000 EUR

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

Common - ISIN NL0000235190

Call Option

Purchase

40

26.00 EUR

American

OCT 2012

0.55 EUR

Common - ISIN NL0000235190

Call Option

Sale

10

27.00 EUR

American

OCT 2012

0.25 EUR

Common - ISIN NL0000235190

Call Option

Sale

10

27.00 EUR

American

OCT 2012

0.30 EUR

Common - ISIN NL0000235190

Call Option

Sale

10

27.00 EUR

American

OCT 2012

0.30 EUR

Common - ISIN NL0000235190

Call Option

Sale

2

27.00 EUR

American

OCT 2012

0.30 EUR

Common - ISIN NL0000235190

Call Option

Sale

1

27.00 EUR

American

OCT 2012

0.33 EUR

Common - ISIN NL0000235190

Call Option

Sale

1

27.00 EUR

American

OCT 2012

0.41 EUR

Common - ISIN NL0000235190

Call Option

Sale

1

27.00 EUR

American

OCT 2012

0.49 EUR

Common - ISIN NL0000235190

Call Option

Sale

25

27.00 EUR

American

OCT 2012

0.50 EUR

Common - ISIN NL0000235190

Call Option

Sale

10

26.00 EUR

American

NOV

2012

1.10 EUR

Common - ISIN NL0000235190

Call Option

Sale

50

25.00 EUR

American

DEC 2012

2.20 EUR

Common - ISIN NL0000235190

Call Option

Sale

50

28.00 EUR

American

MAR 2013

1.25 EUR

Common - ISIN NL0000235190

Call Option

Purchase

3

30.00 EUR

American

JUN 2013

1.0 EUR

Common - ISIN NL0000235190

Put Option

Sale

2

26.00 EUR

American

OCT 2012

0.49 EUR

Common - ISIN NL0000235190

Put Option

Purchase

50

26.00 EUR

American

MAR 2013

1.81 EUR

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

10/10/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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