9th Jun 2017 12:19
AMENDMENT
INCREASED EQUITY PURCHASES BY 122,802 TO 3,314,208
ADDED EQUITY SWAP SALES OF 122,802
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Tesco PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Booker Group Plc |
(d) Date dealing undertaken: | 06 June 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Booker Group Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP)
| Lowest price per unit paid/received (GBP)
|
Ordinary Shares
| Purchases
Sales | 3,314,208
3,068,112 | 1.8215
1.8215 | 1.7990
1.7970 |
|
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shaes | Equity Swaps
| Long
Short
| 2,597 289,256 14,168 2,000 331,394 34,442 192,416 19,205 33,681 66,299 173,484 3,701 37,818 413,188 80,763 3,110 66,216 24,421 569,583 54,021 99,051 4,580 37,789 207,870 142,833 1,760 12,336 7,498 1,760
30,121 57,874 61,560 300 308,335 448,606 11,157 96,239 163,395 113,874 18,095 164,300 46,833 18,267 24,230 75,464 | 1.7970 GBP 1.7993 GBP 1.8008 GBP 1.8029 GBP 1.8037 GBP 1.8044 GBP 1.8055 GBP 1.8062 GBP 1.8066 GBP 1.8080 GBP 1.8086 GBP 1.8089 GBP 1.8091 GBP 1.8095 GBP 1.8097 GBP 1.8098 GBP 1.8099 GBP 1.8102 GBP 1.8112 GBP 1.8120 GBP 1.8158 GBP 1.8162 GBP 1.8164 GBP 1.8165 GBP 1.8168 GBP 1.8179 GBP 1.8185 GBP 1.8197 GBP 1.8214 GBP
1.8030 GBP 1.8038 GBP 1.8040 GBP 1.8045 GBP 1.8061 GBP 1.8071 GBP 1.8075 GBP 1.8088 GBP 1.8107 GBP 1.8119 GBP 1.8165 GBP 1.8177 GBP 1.8178 GBP 1.8186 GBP 1.8200 GBP 2.3346 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 June 2017 |
| Contact name: | Tung Le |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Tesco