23rd Aug 2017 18:07
AMENDMENT
INCREASED EQUITY PURCHASES BY 88,860 TO 6,505,840
INCREASED EQUITY SALES BY 634,993 TO 4,823,477
ADDED EQUITY SWAP PURCHASES OF 634,993
ADDED EQUITY SWAP SALES OF 88,860
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Tesco PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Booker Group Plc |
(d) Date dealing undertaken: | 21 August 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Booker Group Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities
| Highest price per unit paid/received (GBP)
| Lowest price per unit paid/received (GBP)
|
Ordinary Shares
| Purchases
Sales | 6,505,840
4,823,477 | 1.7725
1.7711 | 1.7436
1.7395 |
|
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Long
Short
| 28 4,106 2,330 321 3,122 82 3,175 9,391 710 965 40,052 23,309 378 15,799 73,470 26,825 19,265 95 77 844 137 3 6,542 16,600 6 4,547 109,773 305 634,993 2,100 2,664 88,043 92,399 782,956
11,200 569 1,646 2,161 28,926 459 1,186 4,409 1,106,403 10,198 1,013 6,141 10,938 5,548 328,296 98,020 63 1,722,000 8,945 4,923 109,010 782,956 75 59,285 | 1.7437 GBP 1.7444 GBP 1.7445 GBP 1.7476 GBP 1.7477 GBP 1.7478 GBP 1.7494 GBP 1.7503 GBP 1.7504 GBP 1.7505 GBP 1.7507 GBP 1.7510 GBP 1.7514 GBP 1.7515 GBP 1.7517 GBP 1.7528 GBP 1.7531 GBP 1.7535 GBP 1.7539 GBP 1.7541 GBP 1.7546 GBP 1.7553 GBP 1.7584 GBP 1.7586 GBP 1.7588 GBP 1.7593 GBP 1.7602 GBP 1.7621 GBP 1.7640 GBP 1.7678 GBP 1.7689 GBP 1.7694 GBP 1.7695 GBP 2.2598 USD
1.7464 GBP 1.7495 GBP 1.7499 GBP 1.7500 GBP 1.7504 GBP 1.7506 GBP 1.7508 GBP 1.7510 GBP 1.7511 GBP 1.7515 GBP 1.7516 GBP 1.7526 GBP 1.7551 GBP 1.7560 GBP 1.7561 GBP 1.7583 GBP 1.7590 GBP 1.7613 GBP 1.7631 GBP 1.7635 GBP 1.7651 GBP 1.7655 GBP 1.7686 GBP 1.7696 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 23 August 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Tesco