14th Aug 2017 17:31
AMENDMENT
INCREASED EQUITY SALES BY 88,078 TO 2,228,366
ADDED EQUITY SWAP PURCHASES OF 88,078
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Tesco PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Booker Group Plc |
(d) Date dealing undertaken: | 08 August 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Booker Group Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities
| Highest price per unit paid/received (GBP)
| Lowest price per unit paid/received (GBP)
|
Ordinary Shares
| Purchases
Sales | 2,213,284
2,228,366 | 1.8030
1.8035 | 1.7790
1.7820 |
|
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary hares | Equity Swaps
| Long
Short
| 40,986 523,389 1,378 36 731 3,584 16,834 22,453 1,781 88,078 16,381 14,062 4,210 141,877 81,361 22,706 20,590 3,346 1,921 470 380 18,375 252,223 120,576 243 340 18,252 13,065 5,184 2,746 173 1,426 1,780 19,080
5,600 7,192 14 7,637 3,013 20,994 29,760 234,665 15,483 21,226 236,124 4,516 61,503 82,724 43,800 3,726 19,080 57 44,085 921,613 117,872 2,438 2,250 | 1.7823 GBP 1.7834 GBP 1.7850 GBP 1.7860 GBP 1.7866 GBP 1.7867 GBP 1.7887 GBP 1.7889 GBP 1.7900 GBP 1.7902 GBP 1.7906 GBP 1.7907 GBP 1.7911 GBP 1.7915 GBP 1.7916 GBP 1.7921 GBP 1.7922 GBP 1.7925 GBP 1.7930 GBP 1.7932 GBP 1.7935 GBP 1.7941 GBP 1.7944 GBP 1.7945 GBP 1.7946 GBP 1.7949 GBP 1.7951 GBP 1.7963 GBP 1.7986 GBP 1.7993 GBP 1.8015 GBP 1.8021 GBP 1.8035 GBP 2.3329 USD
1.7791 GBP 1.7849 GBP 1.7856 GBP 1.7860 GBP 1.7867 GBP 1.7886 GBP 1.7896 GBP 1.7912 GBP 1.7917 GBP 1.7926 GBP 1.7930 GBP 1.7931 GBP 1.7933 GBP 1.7934 GBP 1.7937 GBP 1.7938 GBP 1.7945 GBP 1.7946 GBP 1.7949 GBP 1.7952 GBP 1.7966 GBP 1.7981 GBP 1.7996 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 14 August 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Tesco