6th Feb 2017 17:11
AMENDMENT
INCREASED EQUITY PURCHASES BY 4,176,777 TO 33,129,372
INCREASED EQUITY SALES BY 241,080 TO 32,352,165
ADDED EQUITY SWAP PURCHASES OF 241,080
ADDED EQUITY SWAP SALES OF 1,783,197
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Tesco PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Booker Group Plc |
(d) Date dealing undertaken: | 27 January 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Booker Group Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 33,129,372
32,352,165 | 2.1035
2.1030 | 2.0220
2.0170 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) |
Ordinary Shares | Equity Swaps | Long
Short | 750,000 11,831 7,120 1,579,975 241,080 26,200 18 456 84,516 281 6,579 3,204 2,083 95 619 9,340 11,711 921,778 1,675 2,930 264,600 12,480 66,535 71,739 33,485 237,631 69,570 18,449 45,498 59,265 314,460 1,033,200 19,212 42,258 11,986 77,318 266,221 39,457 28,000 1,356,720 17,044 134,699 2,138 970
193,898 400,000 16,765 678,901 68,374 11,830 4,459 8,754 1,209 27,814 69,584 770 623,648 2,148 79,360 93,531 105,123 83,981 1,178,074 44,248 690,310 12,122 279,150 6,304 16,151 706 506,343 8,175 40,322 425,705 190,176 200,109 830 18,706 3,138 120,434 126,486 48,715 236,579 92,729 4,048 193,051 75,185 3,252 61,910 496,220 202,282 23,493 1,001 76,409 30,187 16,819 24,141 15,867 329,310 100,000 242,184 2,046 | 2.0170 2.0399 2.0453 2.0557 2.0567 2.0570 2.0582 2.0588 2.0591 2.0594 2.0595 2.0597 2.0598 2.0601 2.0603 2.0605 2.0607 2.0608 2.0610 2.0611 2.0626 2.0629 2.0630 2.0633 2.0641 2.0645 2.0649 2.0650 2.0653 2.0656 2.0657 2.0667 2.0684 2.0709 2.0711 2.0719 2.0727 2.0728 2.0730 2.0743 2.0785 2.0789 2.0818 2.0854
2.0220 2.0356 2.0372 2.0549 2.0564 2.0568 2.0569 2.0584 2.0595 2.0596 2.0597 2.0601 2.0608 2.0611 2.0615 2.0616 2.0621 2.0623 2.0627 2.0628 2.0635 2.0644 2.0645 2.0648 2.0650 2.0651 2.0653 2.0657 2.0660 2.0682 2.0697 2.0699 2.0701 2.0705 2.0706 2.0707 2.0715 2.0726 2.0727 2.0734 2.0735 2.0740 2.0750 2.0751 2.0753 2.0754 2.0762 2.0767 2.0768 2.0771 2.0776 2.0824 2.0833 2.0838 2.0853 2.0886 2.1004 2.1032 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 6 February 2017 |
| Contact name: | Tung Le |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Tesco