13th Sep 2017 16:25
AMENDMENT
INCREASED EQUITY SALES BY 215,250 TO 4,795,136
ADDED EQUITY SWAP PURCHASES OF 215,250
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Tesco PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Booker Group Plc |
(d) Date dealing undertaken: | 11 September 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Booker Group Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities
| Highest price per unit paid/received (GBP)
| Lowest price per unit paid/received (GBP)
|
Ordinary Shares
| Purchases
Sales | 5,864,162
4,795,136 | 1.8900
1.8900 | 1.8525
1.8530 |
|
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares
| Equity Swaps | Long
Short
| 3,436 4,290 8,693 131,252 10,100 216,948 633 633,346 8,400 4,512 6,031 24,514 30,140 215,250 158,336 633,979
131,804 11,206 137,512 179,700 52,243 150,000 61,367 4,600 71,875 5,112 7,256 45,743 201,317 11,595 884 30,057 185,564 233,920 14,844 142 1,892 9,835 28,050 12,241 633,979 22,116 2,674 3,542 1,639 36,266 44,515 758,200 | 1.8599 GBP 1.8607 GBP 1.8614 GBP 1.8615 GBP 1.8670 GBP 1.8691 GBP 1.8749 GBP 1.8760 GBP 1.8766 GBP 1.8791 GBP 1.8802 GBP 1.8819 GBP 1.8825 GBP 1.8826 GBP 1.8870 GBP 2.4783 USD
1.8549 GBP 1.8593 GBP 1.8600 GBP 1.8601 GBP 1.8616 GBP 1.8617 GBP 1.8650 GBP 1.8651 GBP 1.8653 GBP 1.8660 GBP 1.8719 GBP 1.8720 GBP 1.8722 GBP 1.8728 GBP 1.8729 GBP 1.8734 GBP 1.8737 GBP 1.8741 GBP 1.8743 GBP 1.8755 GBP 1.8763 GBP 1.8766 GBP 1.8768 GBP 1.8774 GBP 1.8775 GBP 1.8777 GBP 1.8786 GBP 1.8799 GBP 1.8805 GBP 1.8809 GBP 1.8812 GBP 1.8880 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 13 September 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Tesco