5th Jul 2017 18:28
AMENDMENT
INCREASED EQUITY PURCHASES BY 2,100,000 TO 7,852,773
INCREASED EQUITY SALES BY 2,100,000 TO 7,680,622
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Tesco PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Booker Group Plc |
(d) Date dealing undertaken: | 28 June 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Booker Group Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP)
| Lowest price per unit paid/received (GBP)
|
Ordinary Shares
| Purchases
Sales | 7,852,773
7,680,622 | 1.7209
1.7218 | 1.6950
1.6935 |
|
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 55,382 10,985 46,249 31,727 51,839 66,950 2,459 72,812 18,282 2,310 5,886 389,885 13,490 16,372 302,807 4,956
7,544 29 2,407 3,764 26,924 63,214 7,971 15,095 11,973 2,797 122 3,608 353 28,394 105,893 2,028 3,792 75,100 6,632 6,940 133 136,826 2,928 9,320 2,341 82,695 437,691 76,166 62,716 9,185 55,382 | 1.6900 GBP 1.7025 GBP 1.7050 GBP 1.7059 GBP 1.7093 GBP 1.7110 GBP 1.7115 GBP 1.7117 GBP 1.7122 GBP 1.7127 GBP 1.7130 GBP 1.7142 GBP 1.7144 GBP 1.7147 GBP 1.7156 GBP 1.7217 GBP
1.6983 GBP 1.7008 GBP 1.7009 GBP 1.7018 GBP 1.7022 GBP 1.7050 GBP 1.7086 GBP 1.7091 GBP 1.7092 GBP 1.7093 GBP 1.7097 GBP 1.7105 GBP 1.7106 GBP 1.7107 GBP 1.7111 GBP 1.7113 GBP 1.7120 GBP 1.7123 GBP 1.7124 GBP 1.7139 GBP 1.7140 GBP 1.7142 GBP 1.7144 GBP 1.7149 GBP 1.7162 GBP 1.7163 GBP 1.7171 GBP 1.7175 GBP 1.7176 GBP 1.7191 GBP 2.1632 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 July 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Tesco