20th Jun 2017 11:00
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Tesco PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Booker Group Plc |
(d) Date dealing undertaken: | 19 June 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Booker Group Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP)
| Lowest price per unit paid/received (GBP)
|
Ordinary Shares
| Purchases
Sales | 5,216,001
5,348,568 | 1.7395
1.7355 | 1.7080
1.7075 |
|
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 32 1,097 31,694 1,326 503,602 392 50,000 316,900 26,391 1,913 1,768 98,809 8,755 388 154,126 964 2,754 942,360 88,949 6,216 1,115 8,395 971 103,483 8,958 530,746 6,367 130,885 226,449 13,870 1,947 4,908 75,086 10,773 4,882 8,542 567 7,641 7,155 2,024 946 5,578 273 8,874 1,168 43 24 101 18
17,600 2,575 1,167 5,048 1,005,565 3,475 144,277 1,868 10,270 18,516 9,236 597,520 271,401 1,404 379,945 1,856 68,799 26,391 | 1.7090 GBP 1.7091 GBP 1.7098 GBP 1.7100 GBP 1.7103 GBP 1.7104 GBP 1.7105 GBP 1.7107 GBP 1.7110 GBP 1.7111 GBP 1.7125 GBP 1.7131 GBP 1.7132 GBP 1.7136 GBP 1.7139 GBP 1.7142 GBP 1.7143 GBP 1.7144 GBP 1.7147 GBP 1.7159 GBP 1.7160 GBP 1.7161 GBP 1.7167 GBP 1.7171 GBP 1.7173 GBP 1.7174 GBP 1.7176 GBP 1.7181 GBP 1.7185 GBP 1.7188 GBP 1.7190 GBP 1.7191 GBP 1.7195 GBP 1.7196 GBP 1.7202 GBP 1.7203 GBP 1.7205 GBP 1.7206 GBP 1.7210 GBP 1.7216 GBP 1.7217 GBP 1.7219 GBP 1.7222 GBP 1.7256 GBP 1.7303 GBP 1.7339 GBP 1.7357 GBP 1.7363 GBP 1.7377 GBP
1.7088 GBP 1.7094 GBP 1.7097 GBP 1.7098 GBP 1.7105 GBP 1.7119 GBP 1.7125 GBP 1.7131 GBP 1.7137 GBP 1.7138 GBP 1.7146 GBP 1.7148 GBP 1.7160 GBP 1.7171 GBP 1.7178 GBP 1.7186 GBP 1.7223 GBP 2.1730 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 June 2017 |
| Contact name: | Tung Le |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Tesco