9th Jun 2017 11:53
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Tesco PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Booker Group Plc |
(d) Date dealing undertaken: | 08 June 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Booker Group Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP)
| Lowest price per unit paid/received (GBP)
|
Ordinary Shares
| Purchases
Sales | 3,486,755
5,565,078 | 1.8091
1.8120 | 1.7885
1.7871 |
|
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shaes | Equity Swaps
| Long
Short
| 2,712,322 7,721 2,374 2,841 223,280 811 2,177 9,075 38,322 148,899 36,375 43,001 16,898 42,804 19,862 173,260 78,262 182,370 456,448 273,667 1,492 204,924 57,321 86,546 4,723 45,905 88,090 5,317 6,234 66,019 37,625 21,690 12,926 23,034 3,593
27,037 14,932 31,524 145,879 94,382 30,202 2,359 374,663 73,321 20,502 64,483 981 52,317 122,010 2,712,322 | 1.7840 GBP 1.7871 GBP 1.7898 GBP 1.7901 GBP 1.7914 GBP 1.7921 GBP 1.7945 GBP 1.7951 GBP 1.7979 GBP 1.7981 GBP 1.7983 GBP 1.7984 GBP 1.7986 GBP 1.7989 GBP 1.7991 GBP 1.7994 GBP 1.7995 GBP 1.7997 GBP 1.7998 GBP 1.7999 GBP 1.8002 GBP 1.8004 GBP 1.8006 GBP 1.8008 GBP 1.8009 GBP 1.8013 GBP 1.8015 GBP 1.8017 GBP 1.8031 GBP 1.8048 GBP 1.8061 GBP 1.8065 GBP 1.8070 GBP 1.8071 GBP 1.8098 GBP
1.7961 GBP 1.7966 GBP 1.7970 GBP 1.7988 GBP 1.7989 GBP 1.7990 GBP 1.7994 GBP 1.7995 GBP 1.7996 GBP 1.8008 GBP 1.8017 GBP 1.8025 GBP 1.8038 GBP 1.8075 GBP 2.3014 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 June 2017 |
| Contact name: | Tung Le |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Tesco