15th Sep 2015 12:06
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 14/09/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,982,618 | 16.4 GBP | 16 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,122,288 | 16.39 GBP | 16.02 GBP |
Common - ISIN GB00B03MM408 | Sale | 6 | 22.15 EUR | 22.15 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 2,132,323 | 16.31 GBP | 15.94 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 934,429 | 22.38 EUR | 21.88 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,165,339 | 16.3 GBP | 15.96 GBP |
Common - ISIN GB00B03MLX29 | Sale | 795,656 | 22.31 EUR | 21.95 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,999 | 16.076 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 27,638 | 22.171 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 17,674 | 16.188 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14 | 21.883 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 87 | 16.097 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,954 | 16.097 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 476 | 16.231 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 650 | 22.1 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,903 | 22.082 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 500 | 16.096 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 740 | 16.096 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,899 | 16.096 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,361 | 16.096 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 87 | 22.205 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 115 | 22.21 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 248 | 22.133 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 655,156 | 22.133 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 770 | 16.15 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 947,306 | 16.15 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,636 | 16.17 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,407 | 16.149 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 547 | 22.058 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,530 | 22.135 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 222 | 22.124 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 512 | 22.124 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 716 | 22.018 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,640 | 22.178 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,063 | 15.986 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,719 | 15.986 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 130 | 16.141 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 157 | 15.996 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 209 | 15.996 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 251 | 16.141 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,000 | 22.11 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 80 | 16.077 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,571 | 16.162 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,556 | 16.13 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,615 | 22.122 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,133 | 22.074 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 210 | 22.074 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,013 | 22.178 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 227 | 16.247 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10 | 22.087 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,191 | 16.088 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 87 | 16.088 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 113 | 16.139 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,878 | 16.052 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 19,174 | 16.052 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,006 | 22.251 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,030 | 16.254 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 16.235 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 202 | 22.225 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 655,156 | 22.134 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,351 | 22.134 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 947,306 | 16.151 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 899 | 16.151 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,636 | 16.162 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,871 | 16.206 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,536 | 16.162 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,530 | 22.135 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 512 | 22.092 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 425 | 22.092 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 270 | 16.119 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 130 | 16.119 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,999 | 22.122 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 22.122 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 36,516 | 16.143 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,904 | 16.192 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,410 | 16.144 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9,048 | 16.181 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,338 | 16.206 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 202 | 16.309 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,836 | 16.309 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9,822 | 16.136 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19,066 | 16.136 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 125 | 16.17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 525 | 16.17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 560 | 16.205 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,253 | 16.346 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,650 | 16.146 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,225 | 16.172 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,735 | 16.172 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 201 | 16.255 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 766,059 | 16.255 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 668 | 16.093 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 13 | 16.321 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 22 | 16.321 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,160 | 16.246 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,662 | 16.224 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,528 | 16.259 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 133,620 | 16.289 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,368 | 16.204 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,691 | 16.134 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6 | 22.15 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 860 | 16.343 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,363 | 16.343 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,975 | 16.35 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,398 | 16.319 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,225 | 16.343 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 886 | 16.343 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 796 | 16.343 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 500 | 16.38 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 217 | 16.343 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 187 | 16.37 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 766,059 | 16.257 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,832 | 16.257 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 506 | 16.179 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 353 | 16.159 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 22 | 16.159 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 15,946 | 16.102 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13,122 | 16.093 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 15/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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