17th Jun 2015 11:58
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 16/06/2015 | ||
| YES If YES, specify which: (Royal Dutch Shell PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 2,039,154 | 10.905 GBP | 10.735 GBP |
Common - ISIN GB0008762899 | Sale | 1,838,509 | 10.905 GBP | 10.74 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Short | 414 | 10.811 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,156,954 | 10.812 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 5,483 | 10.812 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,156,954 | 10.812 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 42,000 | 10.8 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 32,707 | 10.8 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 10,000 | 10.8 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 59,293 | 10.8 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 7,000 | 10.8 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 15,000 | 10.8 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 12,000 | 10.8 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 8,000 | 10.8 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 10,000 | 10.851 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 14,000 | 10.8 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 10,554 | 10.81 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,172 | 10.807 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,615 | 10.805 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 67 | 10.765 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 865 | 10.807 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 67 | 10.807 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 13,375 | 10.761 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 7,310 | 10.761 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,992 | 10.799 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,271 | 10.838 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 4,340 | 10.785 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,484 | 10.785 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,758 | 10.833 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 59,000 | 10.768 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 20,000 | 10.768 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,500 | 10.768 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 75,600 | 10.83 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 192,780 | 10.83 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 31,620 | 10.83 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 25,000 | 10.823 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 17,858 | 10.814 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 14,809 | 10.816 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 4,138 | 10.825 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,097 | 10.816 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 555 | 10.8 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 555 | 10.8 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 3,097 | 10.812 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 4,138 | 10.824 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 14,809 | 10.812 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 17,858 | 10.812 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 17/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 16/06/2015 | |||||
| YES If YES, specify which: (BG Group PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB00B03MM408 | Purchase | 1,627,303 | 18.885 GBP | 18.545 GBP | |||
Common - ISIN GB00B03MM408 | Sale | 1,882,086 | 18.89 GBP | 18.545 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 891,898 | 25.82 EUR | 25.44 EUR | |||
Common - ISIN GB00B03MLX29 | Purchase | 1,532,896 | 18.6 GBP | 18.255 GBP | |||
Common - ISIN GB00B03MLX29 | Sale | 826,035 | 25.82 EUR | 25.44 EUR | |||
Common - ISIN GB00B03MLX29 | Sale | 1,546,815 | 18.595 GBP | 18.255 GBP | |||
ADR - ISIN US7802592060 | Sale | 3,117 | 58.32 USD | 58.28 USD | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 800 | 18.7 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 1,060 | 18.7 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 510 | 18.7 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 18,240 | 18.7 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 51,055 | 18.7 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 3,924 | 18.743 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 57 | 18.778 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 793,790 | 18.679 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 113 | 18.676 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 1,610 | 18.679 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 793,790 | 18.676 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 26,000 | 18.687 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 97 | 18.752 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 937 | 18.66 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 211 | 18.714 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 4,753 | 18.584 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 500 | 18.599 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 362 | 18.569 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 309 | 18.584 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 191 | 18.809 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 196 | 18.729 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 84 | 18.809 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 136 | 18.729 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 84 | 18.551 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 196 | 18.551 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 1,321 | 18.752 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 507 | 18.781 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 2,278 | 18.67 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 1,420 | 18.751 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 735 | 18.728 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 79 | 18.722 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 14,084 | 18.657 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 33,672 | 18.657 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 85,864 | 18.657 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 8,324 | 18.621 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,657 | 18.384 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 35,047 | 18.468 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 54,250 | 25.643 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,196 | 25.56 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 37 | 18.507 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 917,261 | 18.392 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 290 | 18.393 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 92 | 18.393 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 917,261 | 18.393 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,473 | 25.589 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 175 | 25.556 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,682 | 25.681 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 206 | 25.556 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,600 | 25.557 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 559 | 25.556 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 61 | 25.556 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 592 | 25.589 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 682 | 25.589 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 500 | 18.311 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 866 | 18.318 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 51 | 18.499 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 666 | 25.627 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,342 | 18.429 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,138 | 18.429 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,138 | 18.338 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,006 | 18.429 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,216 | 18.429 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,322 | 18.405 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 859 | 18.471 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,457 | 18.417 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 565 | 18.408 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 565 | 18.313 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 565 | 18.318 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 25 | 25.581 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 306 | 18.36 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 165 | 18.487 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 574 | 25.591 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 539,927 | 25.591 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 126 | 25.591 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 539,927 | 25.591 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 7 | 18.495 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 173 | 18.495 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,768 | 18.40 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 904 | 18.33 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 282 | 18.33 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 282 | 18.36 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 904 | 18.43 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,768 | 18.36 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 9,630 | 18.67 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 5,037 | 18.66 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 1,409 | 18.66 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 1,409 | 18.64 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 5,037 | 18.69 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 9,630 | 18.64 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN GB00B03MLX29 | Put Option | Purchasing | 250,000 | 25 | American | 20151218 | 1.41 |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 17/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L