30th Jul 2010 11:14
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED |
|
|
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management LLC |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
29/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
9,646 |
GBP 9.99 |
GBP 9.81 |
|
|
Common - NL0009347863 |
Sale |
18,970 |
GBP 10.04 |
GBP 9.86 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference |
|
|
security |
eg. CFD |
|
securities |
|
|
Common - NL0009347863 |
Swap |
LONG |
1586 |
GBP 9.88 |
|
|
Common - NL0009347863 |
Swap |
LONG |
80 |
GBP 9.88 |
|
|
Common - NL0009347863 |
Swap |
LONG |
152 |
GBP 9.99 |
|
|
Common - NL0009347863 |
Swap |
LONG |
254 |
GBP 9.88 |
|
|
Common - NL0009347863 |
Swap |
LONG |
326 |
GBP 9.99 |
|
|
Common - NL0009347863 |
Swap |
LONG |
340 |
GBP 9.98 |
|
|
Common - NL0009347863 |
Swap |
LONG |
384 |
GBP 9.99 |
|
|
Common - NL0009347863 |
Swap |
LONG |
656 |
GBP 9.97 |
|
|
Common - NL0009347863 |
Swap |
LONG |
9 |
GBP 9.81 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1332 |
GBP 9.99 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1673 |
GBP 9.99 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1803 |
GBP 9.99 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1051 |
GBP 9.99 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference |
|
|
security |
eg. CFD |
|
securities |
|
|
Common - NL0009347863 |
Swap |
SHORT |
326 |
GBP 9.86 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
14857 |
GBP 10.04 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1673 |
GBP 9.93 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1051 |
GBP 9.86 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
384 |
GBP 9.93 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
340 |
GBP 10.04 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
339 |
GBP 9.93 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
||
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
30/07/2010 |
|
|
Contact name: Doug Berwick |
|
|
Telephone number: 0207 995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED |
|
|
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting Group |
|
|
principal trader is connected: |
Plc |
|
|
(d) Date dealing undertaken: |
29/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
864,740 |
GBP 7.21 |
GBP 7.12 |
|
|
Common - GB0001411924 |
Sale |
819,222 |
GBP 7.17 |
GBP 7.11 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
description |
|
reference |
|
|
security |
|
securities |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
||||||
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
30/07/2010 |
|
|
Contact name: Doug Berwick |
|
|
Telephone number: 0207 995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED |
|
|
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Dana Petroleum Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Korea National Oil Corporation |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
29/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0033252056 |
Purchase |
427,964 |
GBP 17.15 |
GBP 17.10 |
|
|
Common - GB0033252056 |
Sale |
371,362 |
GBP 17.14 |
GBP 17.10 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference |
|
|
security |
eg. CFD |
|
securities |
|
|
Common - GB0033252056 |
Swap |
LONG |
1030 |
GBP 17.11 |
|
|
Common - GB0033252056 |
Swap |
LONG |
61 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
80 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
100 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
187 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
200 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
7 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
623 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1306 |
GBP 17.10 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1959 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2061 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
96000 |
GBP 17.13 |
|
|
Common - GB0033252056 |
Swap |
LONG |
250 |
GBP 17.15 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference |
|
|
security |
eg. CFD |
|
securities |
|
|
Common - GB0033252056 |
Swap |
SHORT |
863 |
GBP 17.10 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
15105 |
GBP 17.10 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1294 |
GBP 17.10 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
30/07/2010 |
|
|
Contact name: Doug Berwick |
|
|
Telephone number: 0207 995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED |
|
|
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Tomkins Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Pinafore Acquisitions Limited |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
29/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0008962655 |
Purchase |
6,870,590 |
GBP 3.25 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Sale |
5,658,975 |
GBP 3.25 |
GBP 3.24 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference |
|
|
security |
eg. CFD |
|
securities |
|
|
Common - GB0008962655 |
Swap |
LONG |
1460000 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
12405 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
2264 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
LONG |
1265 |
GBP 3.25 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference |
|
|
security |
eg. CFD |
|
securities |
|
|
Common - GB0008962655 |
Swap |
SHORT |
1600 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
3515 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
4525 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
16958 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
32368 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
35632 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
37133 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
62270 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
257730 |
GBP 3.24 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
30/07/2010 |
|
|
Contact name: Doug Berwick |
|
|
Telephone number: 0207 995 8859 |
Related Shares:
BRE.LSky