4th Aug 2017 11:49
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Standard Life Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Financial Adviser & Corporate Broker to Aberdeen Asset Management Plc |
(d) Date dealing undertaken: | 03 August 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Aberdeen Asset Management Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 1,337,827
1,277,785 | 4.4740
4.4665 | 4.3920
4.4120 |
|
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 307 307 11,161 37,461 27 153,421 286 16,960 37,346 21,764 2,892 42,909 2,019 1,448 13,151 600 74 1,028 72,256 9,402 514 37,824 88 29 3,300 153,008
153,008 2,440 4,386 446 839 18 392 26 745 56,495 6,448 2,744 2,356 2,343 1,754 5,143 6,233 4,883 7,546 30,747 615 338 7,028 6,586 140 20,562 1,018 81,670 90,649 1,027 660 | 4.4189 GBP 4.4199 GBP 4.4298 GBP 4.4339 GBP 4.4357 GBP 4.4360 GBP 4.4409 GBP 4.4427 GBP 4.4460 GBP 4.4480 GBP 4.4491 GBP 4.4499 GBP 4.4515 GBP 4.4519 GBP 4.4546 GBP 4.4559 GBP 4.4579 GBP 4.4587 GBP 4.4589 GBP 4.4591 GBP 4.4593 GBP 4.4594 GBP 4.4597 GBP 4.4599 GBP 4.4629 GBP 5.8093 USD
4.4010 GBP 4.4053 GBP 4.4200 GBP 4.4212 GBP 4.4267 GBP 4.4281 GBP 4.4283 GBP 4.4287 GBP 4.4304 GBP 4.4353 GBP 4.4395 GBP 4.4410 GBP 4.4426 GBP 4.4441 GBP 4.4443 GBP 4.4452 GBP 4.4454 GBP 4.4458 GBP 4.4512 GBP 4.4522 GBP 4.4523 GBP 4.4532 GBP 4.4533 GBP 4.4537 GBP 4.4546 GBP 4.4547 GBP 4.4571 GBP 4.4594 GBP 4.4600 GBP 4.4601 GBP 4.4605 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 04 August 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SLA.L