16th Jul 2015 11:59
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 15/07/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 451,655 | 18.6 GBP | 18.45 GBP |
Common - ISIN GB00B03MM408 | Purchase | 1,000 | 26.6 EUR | 26.58 EUR |
Common - ISIN GB00B03MM408 | Sale | 448,902 | 18.6 GBP | 18.45 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,000 | 26.59 EUR | 26.59 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 688,370 | 18.37 GBP | 18.23 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 365,394 | 26.24 EUR | 26.06 EUR |
Common - ISIN GB00B03MLX29 | Sale | 688,487 | 18.4 GBP | 18.24 GBP |
Common - ISIN GB00B03MLX29 | Sale | 318,703 | 26.23 EUR | 24.8 EUR |
ADR - US7802592060 | Sale | 49,901 | 57.28 USD | 56.88 USD |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 103,504 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 60,072 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 59,923 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 55,286 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 47,750 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 47,147 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 37,878 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 30,708 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 22,441 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 18,444 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,845 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,554 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 539 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 486 | 26.239 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 222 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 215,811 | 26.1 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,204 | 26.207 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,157 | 26.098 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 677 | 26.098 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 669 | 26.096 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 524 | 26.098 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 271 | 26.124 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 146 | 26.124 EUR |
Common - ISIN GB00B03MLX29 | Swap | Long | 1 | 18.245 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 2,390 | 18.348 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 440 | 18.345 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 464,372 | 18.294 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 21,757 | 18.31 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 4,393 | 18.344 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 7,065 | 18.328 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 351 | 18.314 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 6,526 | 18.331 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 4,998 | 18.331 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,092 | 18.331 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 501,314 | 26.09 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 222 | 26.099 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 215,811 | 26.099 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 126 | 26.133 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 313 | 26.094 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 524 | 26.106 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,157 | 26.094 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1 | 18.245 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,670 | 18.306 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 117 | 18.326 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 208 | 18.326 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 269 | 18.326 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 5 | 18.28 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 7 | 18.235 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 440 | 18.28 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,865 | 18.28 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,390 | 18.28 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 464,372 | 18.291 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 4,393 | 18.308 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 5,169 | 18.3 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 16,588 | 18.308 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 6 | 18.291 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 296 | 18.291 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 6,526 | 18.248 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 8,331 | 18.248 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 26 | 18.247 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 39 | 18.247 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 11 | 26.41 EUR |
Common - ISIN GB00B03MM408 | Swap | Long | 4 | 26.41 EUR |
Common - ISIN GB00B03MM408 | Swap | Long | 1,827 | 18.594 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 354 | 18.483 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 775 | 18.451 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 688 | 18.485 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1 | 18.451 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,652 | 18.594 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 401 | 18.52 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 300,969 | 18.504 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 8,743 | 18.525 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 3,560 | 18.501 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 4,464 | 18.545 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,660 | 18.545 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,113 | 18.545 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 355 | 18.545 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 259 | 18.459 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 258 | 18.579 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 188 | 18.494 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 110 | 18.494 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 79 | 18.459 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 593 | 18.488 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 15 | 26.41 EUR |
Common - ISIN GB00B03MM408 | Swap | Short | 688 | 18.485 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,463 | 18.454 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 350 | 18.53 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 651 | 18.53 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,166 | 18.53 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 12 | 18.475 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 4,600 | 18.475 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 753 | 18.545 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 774 | 18.532 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 805 | 18.522 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,982 | 18.543 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 300,969 | 18.502 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,677 | 18.499 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,560 | 18.516 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 6,066 | 18.516 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 355 | 18.551 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 267 | 18.541 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 275 | 18.476 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN GB00B03MLX29 | Put Option | Purchasing | 37,500 | 26 EUR | American | 21/08/2015 | 0.64 EUR |
Common - ISIN GB00B03MLX29 | Put Option | Purchasing | 37,500 | 26 EUR | American | 21/08/2015 | 0.65 EUR |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 16/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 15/07/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 637,044 | 10.805 GBP | 10.7 GBP | |||
Common - ISIN GB0008762899 | Sale | 714,575 | 10.81 GBP | 10.7 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Long | 9,196 | 10.704 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 10,778 | 10.739 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,398 | 10.749 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 426 | 10.741 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,794 | 10.77 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,742 | 10.77 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,742 | 10.735 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 2,794 | 10.765 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 295,389 | 10.748 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 565 | 10.748 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 295,389 | 10.746 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 12,984 | 10.743 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 8,076 | 10.752 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,843 | 10.752 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 8,076 | 10.755 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 16,827 | 10.741 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 290 | 10.759 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 423 | 10.759 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,162 | 10.746 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 796 | 10.714 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 663 | 10.729 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 201 | 10.761 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 918 | 10.718 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 16/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L