23rd Jul 2015 12:09
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 22/07/2015 | ||
| YES If YES, specify which: (Royal Dutch Shell PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 1,292,194 | 10.73 GBP | 10.5 GBP |
Common - ISIN GB0008762899 | Sale | 1,327,645 | 10.735 GBP | 10.505 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Long | 11,431 | 10.635 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,594 | 10.629 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,575 | 10.635 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,221 | 10.634 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 908 | 10.634 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 5,000 | 10.571 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 14,619 | 10.664 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 50,000 | 10.612 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 12,000 | 10.604 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 88,000 | 10.604 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,958 | 10.584 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,162 | 10.591 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,584 | 10.591 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 9,180 | 10.555 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 5,914 | 10.555 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 9,180 | 10.58 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 454,297 | 10.607 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 454,720 | 10.606 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 19,480 | 10.615 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 10,209 | 10.597 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 4,510 | 10.597 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 10,209 | 10.597 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 23,990 | 10.606 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 393 | 10.709 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 690 | 10.59 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 377 | 10.654 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 364 | 10.651 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 352 | 10.651 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 308 | 10.651 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 286 | 10.651 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 104 | 10.651 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 308 | 10.561 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 352 | 10.59 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 457 | 10.575 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 18,283 | 10.637 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 9,141 | 10.518 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 4,571 | 10.518 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 81,717 | 10.637 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 40,859 | 10.518 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 20,429 | 10.518 GBP |
Common - ISIN GB0008762899 | Futures | Short | 99,000 | 10.512 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 23/07/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| ||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 22/07/2015 | |||||
| YES If YES, specify which: (BG Group PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
| |||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB00B03MM408 | Purchase | 814,368 | 18.35 GBP | 18 GBP | |||
Common - ISIN GB00B03MM408 | Sale | 841,980 | 18.35 GBP | 18.01 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 877,749 | 18.14 GBP | 17.85 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 1,345,414 | 26.03 EUR | 25.66 EUR | |||
Common - ISIN GB00B03MLX29 | Sale | 857,581 | 18.15 GBP | 17.85 GBP | |||
Common - ISIN GB00B03MLX29 | Sale | 939,119 | 26.03 EUR | 25.21 EUR | |||
(b) | Cash-settled derivative transactions |
| |||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 552 | 25.82 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,293 | 25.816 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,978 | 25.816 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7 | 25.746 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 833 | 25.786 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 250,949 | 25.787 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,400 | 25.787 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 280 | 25.942 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,421 | 25.75 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 446 | 25.75 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 408 | 25.737 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 51,660 | 25.739 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 48,755 | 25.704 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,340 | 25.739 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,167 | 18.024 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,913 | 18.024 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,671 | 18.024 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,632 | 18.024 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,963 | 18.024 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,863 | 18.01 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 491 | 18.099 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 7,076 | 17.898 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 438 | 17.9 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 4 | 17.898 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 653,628 | 17.962 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 12,857 | 17.964 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 5,147 | 17.964 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 4,559 | 17.995 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,260 | 18.184 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 8,512 | 18.157 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 14,775 | 25.773 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 53 | 25.779 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 833 | 25.94 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 196 | 25.745 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 600 | 25.87 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 689 | 25.81 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 250,949 | 25.784 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,086 | 25.825 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,474 | 25.825 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,401 | 25.816 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,490 | 25.827 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,500 | 25.827 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,510 | 25.827 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 567 | 18.015 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,564 | 18.015 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 87 | 17.898 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 295 | 17.898 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 6 | 18.17 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 7,514 | 18.17 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 573 | 17.959 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 653,628 | 17.959 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 5,147 | 17.931 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 17,416 | 17.966 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,017 | 18.146 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,136 | 18.146 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 11,655 | 17.991 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 26,307 | 17.991 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 4,057 | 18.197 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 3,535 | 18.197 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,355 | 18.197 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,918 | 18.197 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,616 | 18.197 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,039 | 18.197 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 353 | 18.197 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 192 | 18.197 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 129 | 18.197 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,227 | 18.077 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,241 | 18.037 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 13,099 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 7,434 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,737 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 3,746 | 18.174 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 3,210 | 18.01 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 508 | 18.01 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 72 | 18.01 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 415,219 | 18.124 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 413 | 18.124 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 15,515 | 18.137 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 15,162 | 18.155 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,715 | 18.137 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 158 | 18.034 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 126 | 18.034 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 60 | 18.034 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 295 | 18.227 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,698 | 18.008 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 6,185 | 18.049 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 10,000 | 18.015 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 15,000 | 18.015 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 917 | 18.006 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 248 | 18.093 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,314 | 18.093 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2 | 18.015 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 508 | 18.015 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,210 | 18.015 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 415,797 | 18.121 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 15,515 | 18.159 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 16,877 | 18.145 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 101 | 18.162 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 919 | 18.056 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,075 | 18.162 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,907 | 18.162 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 4,692 | 18.162 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 36 | 18.081 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 126 | 18.056 GBP |
Common - ISIN GB00B03MLX29 | Futures | Short | 400,000 | 25.02 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
| |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" | |||
None | |||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" | |||
None | |||
Date of disclosure: | 23/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L