24th Dec 2020 12:46
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Signature Aviation plc |
(c) Name of the party to the offer with which exempt principal trader is connected: |
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(d) Date dealing undertaken: | 23 December 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
37p ordinary | Buy
| 6977110 | 5.41683 USD | 3.73841 GBP |
37p ordinary | Sell
| 6688842 | 5.27000 USD | 3.91700 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
37p ordinary | CFD
| Long | 1821 | 4.012130697419 GBP |
37p ordinary | CFD
| Long | 17625 | 4.0 GBP |
37p ordinary | CFD
| Long | 4668 | 4.00611610968295 GBP |
37p ordinary | CFD
| Long | 1715 | 4.00581341107872 GBP |
37p ordinary | CFD
| Long | 932 | 4.0230686695279 GBP |
37p ordinary | CFD
| Long | 1465 | 3.999124 GBP |
37p ordinary | CFD
| Long | 622 | 4.004743 GBP |
37p ordinary | CFD
| Long | 28755 | 4.005442 GBP |
37p ordinary | CFD
| Long | 1905 | 4.005615 GBP |
37p ordinary | CFD
| Long | 818 | 4.024451 GBP |
37p ordinary | CFD
| Long | 1386 | 3.998066 GBP |
37p ordinary | CFD
| Long | 2864 | 4.01609636871508 GBP |
37p ordinary | CFD
| Short | 100000 | 3.874978 GBP |
37p ordinary | CFD
| Short | 2928 | 4.0 GBP |
37p ordinary | CFD
| Short | 18161 | 3.999155 GBP |
37p ordinary | CFD
| Short | 41 | 4.01224072 GBP |
37p ordinary | CFD
| Short | 916 | 3.95859189 GBP |
37p ordinary | CFD
| Short | 11239 | 4.01885452 GBP |
37p ordinary | CFD
| Short | 53973 | 4.00607655 GBP |
37p ordinary | CFD
| Short | 37 | 3.939239 GBP |
37p ordinary | CFD
| Short | 43 | 3.97535 GBP |
37p ordinary | CFD
| Short | 67 | 3.973844 GBP |
37p ordinary | CFD
| Short | 139 | 4.000112 GBP |
37p ordinary | CFD
| Short | 268 | 3.993872 GBP |
37p ordinary | CFD
| Short | 272 | 4.016353 GBP |
37p ordinary | CFD
| Short | 502 | 3.998576 GBP |
37p ordinary | CFD
| Short | 97427 | 3.982922 GBP |
37p ordinary | CFD
| Short | 48 | 4.00146 GBP |
37p ordinary | CFD
| Short | 705 | 4.010099 GBP |
37p ordinary | CFD
| Short | 3305 | 4.004799 GBP |
37p ordinary | CFD
| Short | 61 | 4.02373 GBP |
37p ordinary | CFD
| Short | 10343 | 4.002034 GBP |
37p ordinary | CFD
| Short | 4689 | 4.000051 GBP |
37p ordinary | CFD
| Short | 31446 | 3.948178 GBP |
37p ordinary | CFD
| Short | 60 | 3.99257811666667 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 24 December 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SIG.L