18th Jan 2021 11:16
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SIGNATURE AVIATION PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | CARLYLE INVESTMENT MANAGEMENT LLC |
(d) Date dealing undertaken: | 15 January 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
37P ORDINARY | SALES | 808,909 | 4.3680 GBP | 4.2690 GBP |
37P ORDINARY | PURCHASES | 927,140 | 4.3710 GBP | 4.2749 GBP |
37P ORDINARY | PURCHASES | 522,623 | 5.8515 USD | 5.8284 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
37P ORDINARY | CFD | LONG | 2,992,052 | 4.2780 GBP |
37P ORDINARY | CFD | LONG | 43,073 | 4.2920 GBP |
37P ORDINARY | CFD | LONG | 24 | 4.2920 GBP |
37P ORDINARY | CFD | LONG | 10,370 | 4.3011 GBP |
37P ORDINARY | CFD | LONG | 8,371 | 4.3059 GBP |
37P ORDINARY | CFD | LONG | 1,216 | 4.3070 GBP |
37P ORDINARY | CFD | LONG | 1,737 | 4.3070 GBP |
37P ORDINARY | CFD | LONG | 442 | 4.3070 GBP |
37P ORDINARY | CFD | LONG | 980 | 4.3070 GBP |
37P ORDINARY | CFD | LONG | 6,408 | 4.3070 GBP |
37P ORDINARY | CFD | LONG | 2,856 | 4.3070 GBP |
37P ORDINARY | CFD | LONG | 909 | 4.3070 GBP |
37P ORDINARY | CFD | LONG | 13,605 | 4.3095 GBP |
37P ORDINARY | CFD | LONG | 9,674 | 4.3107 GBP |
37P ORDINARY | CFD | SHORT | 2,992,052 | 4.2780 GBP |
37P ORDINARY | CFD | SHORT | 13,605 | 4.2920 GBP |
37P ORDINARY | CFD | SHORT | 1 | 4.2920 GBP |
37P ORDINARY | CFD | SHORT | 87,526 | 4.2923 GBP |
37P ORDINARY | CFD | SHORT | 442 | 4.2959 GBP |
37P ORDINARY | CFD | SHORT | 5,815 | 4.3047 GBP |
37P ORDINARY | CFD | SHORT | 45 | 4.3080 GBP |
37P ORDINARY | CFD | SHORT | 1,100 | 4.3099 GBP |
37P ORDINARY | CFD | SHORT | 1,471 | 4.3120 GBP |
37P ORDINARY | CFD | SHORT | 51 | 4.3130 GBP |
37P ORDINARY | CFD | SHORT | 6,390 | 4.3136 GBP |
37P ORDINARY | CFD | SHORT | 3 | 4.3137 GBP |
37P ORDINARY | CFD | SHORT | 6,708 | 4.3170 GBP |
37P ORDINARY | CFD | SHORT | 52,760 | 4.3174 GBP |
37P ORDINARY | CFD | SHORT | 365 | 4.3176 GBP |
37P ORDINARY | CFD | SHORT | 22 | 4.3214 GBP |
37P ORDINARY | CFD | SHORT | 5,800 | 4.3239 GBP |
37P ORDINARY | CFD | SHORT | 11,699 | 4.3268 GBP |
37P ORDINARY | CFD | SHORT | 12,880 | 4.3274 GBP |
37P ORDINARY | CFD | SHORT | 1,265 | 4.3282 GBP |
37P ORDINARY | CFD | SHORT | 208 | 4.3295 GBP |
37P ORDINARY | CFD | SHORT | 4,500 | 4.3381 GBP |
37P ORDINARY | CFD | SHORT | 88 | 4.3414 GBP |
37P ORDINARY | CFD | SHORT | 280,801 | 5.8283 USD |
37P ORDINARY | CFD | SHORT | 141,822 | 5.8412 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 18 January 2021 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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