11th Jan 2021 12:07
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Signature Aviation plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected Advisors to Global Infrastructure Partners |
(d) Date dealing undertaken: | 08 January 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
37p ordinary | Buy
| 6155474 | 4.09200 GBP | 3.97000 GBP |
37p ordinary | Sell
| 873857 | 4.09200 GBP | 3.96100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
37p ordinary | CFD
| Long | 18377 | 4.01909669695815 GBP |
37p ordinary | CFD
| Long | 1594 | 3.980449 GBP |
37p ordinary | CFD
| Long | 2133 | 4.054142 GBP |
37p ordinary | CFD
| Long | 6158 | 4.061558 GBP |
37p ordinary | CFD
| Long | 10073 | 4.067169 GBP |
37p ordinary | CFD
| Long | 68 | 4.06 GBP |
37p ordinary | CFD
| Long | 13647 | 4.063894 GBP |
37p ordinary | CFD
| Long | 10211 | 3.97881304475566 GBP |
37p ordinary | CFD
| Long | 231 | 4.072989 GBP |
37p ordinary | CFD
| Long | 10920 | 4.074004 GBP |
37p ordinary | CFD
| Long | 3519 | 4.067517 GBP |
37p ordinary | CFD
| Long | 1920 | 4.08295833 GBP |
37p ordinary | CFD
| Long | 177 | 4.05774011299435 GBP |
37p ordinary | CFD
| Long | 1823 | 4.0500493691717 GBP |
37p ordinary | CFD
| Long | 72 | 4.057361 GBP |
37p ordinary | CFD
| Short | 250000 | 4.064288 GBP |
37p ordinary | CFD
| Short | 250000 | 4.052429 GBP |
37p ordinary | CFD
| Short | 723 | 4.068136 GBP |
37p ordinary | CFD
| Short | 13766 | 4.07359218 GBP |
37p ordinary | CFD
| Short | 693 | 4.06 GBP |
37p ordinary | CFD
| Short | 1628 | 4.073821 GBP |
37p ordinary | CFD
| Short | 16569 | 4.047083 GBP |
37p ordinary | CFD
| Short | 123 | 4.084 GBP |
37p ordinary | CFD
| Short | 248971 | 4.032621 GBP |
37p ordinary | CFD
| Short | 6758 | 4.06393456989938 GBP |
37p ordinary | CFD
| Short | 50000 | 4.016644 GBP |
37p ordinary | CFD
| Short | 425000 | 4.034427 GBP |
37p ordinary | CFD
| Short | 500000 | 4.03752 GBP |
37p ordinary | CFD
| Short | 27581 | 3.99196885 GBP |
37p ordinary | CFD
| Short | 514 | 4.072406 GBP |
37p ordinary | CFD
| Short | 3650000 | 4.021225 GBP |
37p ordinary | CFD
| Short | 27518 | 4.000458 GBP |
37p ordinary | CFD
| Short | 15766 | 4.0741587 GBP |
37p ordinary | CFD
| Short | 1976 | 4.00270749 GBP |
37p ordinary | CFD
| Short | 2453 | 3.989746 GBP |
37p ordinary | CFD
| Short | 4380 | 4.089815 GBP |
37p ordinary | CFD
| Short | 1727 | 4.013094 GBP |
37p ordinary | CFD
| Short | 1258 | 4.054711 GBP |
37p ordinary | CFD
| Short | 881 | 4.067212 GBP |
37p ordinary | CFD
| Short | 397 | 4.02263517128463 GBP |
37p ordinary | CFD
| Short | 714 | 4.085715 GBP |
37p ordinary | CFD
| Short | 596 | 4.080102 GBP |
37p ordinary | CFD
| Short | 858 | 4.0799514009324 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 11 January 2021 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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