15th Jan 2021 11:27
Amendment
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Signature Aviation PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to Signature Aviation PLC |
(d) Date dealing undertaken: | 08 January 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase Sale | 3,669,540 2,522,636 | 4.1390 GBP 4.1370 GBP | 3.9500 GBP 3.9700 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Opening a long position
Opening a short position
Decrease Long
Decrease Short
Increase Short
Increase Long | 147,506
145,206 2,300 365,000
3,373 9,934 4,446 3,617
9,482 46,827 4,188 6,743 9,431 559 559 123,839 6,065 11,335 1,660 751 416 60,773 4,057 43,612 4,447 2,839 1,938 67,485 38,560 2,000 19 27,455 216,873 39,616 39,616
29,354 146,497 961 2,559 20,000 8,788 13,900 499 24,827 10,287 4,549 76,549 14,769 4,329 56,309 399 34,950 2,710 773 1,398
16,167 24,298 2,684 | 4.0600 GBP
4.0598 GBP 4.0758 GBP 5.4702 GBP
4.0031 GBP 4.0060 GBP 4.0108 GBP 4.0688 GBP
3.9805 GBP 4.0088 GBP 4.0377 GBP 4.0521 GBP 4.0572 GBP 4.0588 GBP 4.0594 GBP 4.0600 GBP 4.0663 GBP 4.0681 GBP 4.0708 GBP 4.0724 GBP 4.0738 GBP 4.0759 GBP 4.0760 GBP 4.0768 GBP 4.0773 GBP 4.0797 GBP 4.0806 GBP 4.0820 GBP 4.0830 GBP 4.0859 GBP 4.0939 GBP 5.4290 GBP 5.4636 GBP 5.4932 GBP 5.4933 GBP
3.9745 GBP 3.9842 GBP 3.9920 GBP 3.9963 GBP 4.0000 GBP 4.0164 GBP 4.0191 GBP 4.0202 GBP 4.0293 GBP 4.0318 GBP 4.0394 GBP 4.0600 GBP 4.0602 GBP 4.0633 GBP 4.0677 GBP 4.0715 GBP 4.0723 GBP 4.0741 GBP 4.0761 GBP 4.0786 GBP
4.0079 GBP 4.0145 GBP 4.0939 GBP
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 January 2021 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SIG.L