15th Jan 2021 11:29
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Signature Aviation PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to Signature Aviation PLC |
(d) Date dealing undertaken: | 04 January 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase Sale | 575,060 1,245,696 | 4.0610 GBP 4.0470 GBP | 3.8920 GBP 3.8910 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Opening a long position
Opening a short position
Decrease Long
Decrease Short
Increase Short
Increase Long
| 17,736 11,948 12,729 1,237 4,112 2,543
1,688 814 10,916 414 16,320 2,547 718 2,286 46 310 1,904 12,342
1,849 7,883 18,001 336 9,300 85 3,298 250
2,828 283,057 7,824 38,499 3,216 11,513 20,000 7 1,819
3,001 15,735 54,581 4,700 15,253 2,701 33,991 28,296 5,600 300
1,343 101 | 3.9170 GBP 3.9179 GBP 3.9195 GBP 3.9204 GBP 3.9226 GBP 3.9239 GBP
3.9130 GBP 3.9171 GBP 3.9172 GBP 3.9210 GBP 3.9251 GBP 3.9253 GBP 3.9259 GBP 3.9260 GBP 3.9302 GBP 3.9321 GBP 3.9340 GBP 3.9397 GBP
3.9088 GBP 3.9153 GBP 3.9163 GBP 3.9170 GBP 3.9191 GBP 3.9216 GBP 3.9223 GBP 4.0613 GBP
3.9099 GBP 3.9170 GBP 3.9175 GBP 3.9179 GBP 3.9233 GBP 3.9274 GBP 4.0469 GBP 5.3288 GBP 5.3294 GBP
3.9061 GBP 3.9209 GBP 3.9224 GBP 3.9239 GBP 3.9243 GBP 3.9270 GBP 3.9272 GBP 3.9353 GBP 5.3253 GBP 5.3507 GBP
3.9099 GBP 3.9197 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 January 2021 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SIG.L