9th Feb 2021 11:28
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Signature Aviation plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected Advisors to Global Infrastructure Partners |
(d) Date dealing undertaken: | 08 February 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
37p ordinary | Buy
| 487736 | 4.15400 GBP | 4.12500 GBP |
37p ordinary | Sell
| 682530 | 4.15600 GBP | 4.12396 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
37p ordinary | CFD
| Long | 19410 | 4.135341 GBP |
37p ordinary | CFD
| Long | 6422 | 4.141685 GBP |
37p ordinary | CFD
| Long | 3000 | 4.13688 GBP |
37p ordinary | CFD
| Long | 281 | 4.132687 GBP |
37p ordinary | CFD
| Long | 2631 | 4.12666 GBP |
37p ordinary | CFD
| Long | 3277 | 4.1382 GBP |
37p ordinary | CFD
| Long | 10552 | 4.126118 GBP |
37p ordinary | CFD
| Long | 8156 | 4.125 GBP |
37p ordinary | CFD
| Long | 275439 | 4.111927 GBP |
37p ordinary | CFD
| Long | 1716 | 4.147937 GBP |
37p ordinary | CFD
| Long | 1071 | 4.127201 GBP |
37p ordinary | CFD
| Long | 2461 | 4.145568 GBP |
37p ordinary | CFD
| Short | 15254 | 4.125 GBP |
37p ordinary | CFD
| Short | 4275 | 4.128037 GBP |
37p ordinary | CFD
| Short | 8546 | 4.140282 GBP |
37p ordinary | CFD
| Short | 660 | 4.127005 GBP |
37p ordinary | CFD
| Short | 26 | 4.126923 GBP |
37p ordinary | CFD
| Short | 9933 | 4.127202 GBP |
37p ordinary | CFD
| Short | 2074 | 4.126925 GBP |
37p ordinary | CFD
| Short | 7351 | 4.129113 GBP |
37p ordinary | CFD
| Short | 2341 | 4.125969 GBP |
37p ordinary | CFD
| Short | 7053 | 4.13400199969942 GBP |
37p ordinary | CFD
| Short | 1368 | 4.1425001498538 GBP |
37p ordinary | CFD
| Short | 271 | 4.14450011070111 GBP |
37p ordinary | CFD
| Short | 1122 | 4.125657 GBP |
37p ordinary | CFD
| Short | 201 | 4.125779 GBP |
37p ordinary | CFD
| Short | 83 | 4.13112 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 09 February 2021 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SIG.L