8th Jan 2021 11:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Signature Aviation plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected Advisors to Global Infrastructure Partners |
(d) Date dealing undertaken: | 07 January 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
37p ordinary | Buy
| 4528853 | 4.29300 GBP | 3.97700 GBP |
37p ordinary | Sell
| 3023868 | 4.30600 GBP | 4.02000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
37p ordinary | CFD
| Long | 957 | 4.112047 GBP |
37p ordinary | CFD
| Long | 704 | 4.107965 GBP |
37p ordinary | CFD
| Long | 1081 | 4.151807 GBP |
37p ordinary | CFD
| Long | 1550 | 4.118052 GBP |
37p ordinary | CFD
| Long | 1375 | 4.14575421890909 GBP |
37p ordinary | CFD
| Long | 1437 | 4.18469 GBP |
37p ordinary | CFD
| Long | 687 | 4.111896 GBP |
37p ordinary | CFD
| Long | 689 | 4.09399987953556 GBP |
37p ordinary | CFD
| Long | 23240 | 4.16366 GBP |
37p ordinary | CFD
| Long | 655 | 4.156797 GBP |
37p ordinary | CFD
| Long | 183 | 4.15723 GBP |
37p ordinary | CFD
| Long | 141 | 4.190503 GBP |
37p ordinary | CFD
| Long | 2 | 4.193166 GBP |
37p ordinary | CFD
| Long | 972 | 4.178883 GBP |
37p ordinary | CFD
| Long | 814 | 4.192273 GBP |
37p ordinary | CFD
| Long | 7 | 4.213579 GBP |
37p ordinary | CFD
| Long | 12 | 4.115 GBP |
37p ordinary | CFD
| Long | 4946 | 4.178999 GBP |
37p ordinary | CFD
| Long | 82270 | 4.179 GBP |
37p ordinary | CFD
| Long | 9717 | 4.160046 GBP |
37p ordinary | CFD
| Long | 5073 | 4.184069 GBP |
37p ordinary | CFD
| Long | 250000 | 4.173092 GBP |
37p ordinary | CFD
| Long | 2184 | 4.178916 GBP |
37p ordinary | CFD
| Long | 522773 | 4.02 GBP |
37p ordinary | CFD
| Long | 703212 | 4.102867 GBP |
37p ordinary | CFD
| Long | 296788 | 4.062102 GBP |
37p ordinary | CFD
| Long | 81 | 4.111852 GBP |
37p ordinary | CFD
| Long | 340 | 4.050419 GBP |
37p ordinary | CFD
| Long | 7383 | 4.115217 GBP |
37p ordinary | CFD
| Long | 7415 | 4.117913 GBP |
37p ordinary | CFD
| Long | 1025 | 4.115006 GBP |
37p ordinary | CFD
| Short | 1474 | 4.220025 GBP |
37p ordinary | CFD
| Short | 38496 | 4.11340103 GBP |
37p ordinary | CFD
| Short | 3729 | 4.086823 GBP |
37p ordinary | CFD
| Short | 80000 | 4.12 GBP |
37p ordinary | CFD
| Short | 5000 | 4.181106 GBP |
37p ordinary | CFD
| Short | 1050000 | 4.217058 GBP |
37p ordinary | CFD
| Short | 1050000 | 4.217099 GBP |
37p ordinary | CFD
| Short | 600000 | 4.193626 GBP |
37p ordinary | CFD
| Short | 500000 | 4.022746 GBP |
37p ordinary | CFD
| Short | 10 | 4.179 GBP |
37p ordinary | CFD
| Short | 7750 | 4.13421335 GBP |
37p ordinary | CFD
| Short | 89822 | 4.10897152 GBP |
37p ordinary | CFD
| Short | 7426 | 4.151449 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 08 January 2021 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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