26th Apr 2018 10:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 25 APRIL 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes -Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 11,580 | 163.1200 USD | 157.8200 USD |
ADR | SALES | 17,536 | 164.6000 USD | 158.1800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 1,600 | 158.3700 USD |
ADR | CFD | LONG | 1,387 | 158.3700 USD |
ADR | CFD | LONG | 1,600 | 158.3700 USD |
ADR | CFD | LONG | 297 | 158.3700 USD |
ADR | CFD | LONG | 13 | 158.8300 USD |
ADR | CFD | LONG | 1,300 | 158.8864 USD |
ADR | CFD | LONG | 200 | 158.9825 USD |
ADR | CFD | LONG | 900 | 159.7170 USD |
ADR | CFD | LONG | 1,700 | 160.0907 USD |
ADR | CFD | LONG | 4,200 | 160.1186 USD |
ADR | CFD | LONG | 4,910 | 160.1457 USD |
ADR | CFD | LONG | 800 | 160.8272 USD |
ADR | CFD | LONG | 200 | 164.6000 USD |
ADR | CFD | LONG | 891 | 164.6000 USD |
ADR | CFD | LONG | 891 | 164.6000 USD |
ADR | CFD | LONG | 124 | 164.6000 USD |
ADR | CFD | LONG | 124 | 164.6000 USD |
ADR | CFD | LONG | 3 | 164.6000 USD |
ADR | CFD | LONG | 157 | 164.6000 USD |
ADR | CFD | LONG | 350 | 164.6000 USD |
ADR | CFD | SHORT | 5,200 | 157.9600 USD |
ADR | CFD | SHORT | 350 | 158.3700 USD |
ADR | CFD | SHORT | 157 | 158.3700 USD |
ADR | CFD | SHORT | 51 | 158.3700 USD |
ADR | CFD | SHORT | 204 | 158.3700 USD |
ADR | CFD | SHORT | 88 | 158.3700 USD |
ADR | CFD | SHORT | 158 | 158.3700 USD |
ADR | CFD | SHORT | 228 | 158.3700 USD |
ADR | CFD | SHORT | 123 | 158.3700 USD |
ADR | CFD | SHORT | 228 | 158.3700 USD |
ADR | CFD | SHORT | 9,815 | 159.2086 USD |
ADR | CFD | SHORT | 15 | 159.3000 USD |
ADR | CFD | SHORT | 900 | 159.8922 USD |
ADR | CFD | SHORT | 56 | 160.4621 USD |
ADR | CFD | SHORT | 3,700 | 160.7968 USD |
5p ordinary | CFD | LONG | 19,337 | 38.2000 GBP |
5p ordinary | CFD | LONG | 23,017 | 38.2000 GBP |
5p ordinary | CFD | LONG | 21,416 | 38.2000 GBP |
5p ordinary | CFD | LONG | 10,366 | 38.2000 GBP |
5p ordinary | CFD | LONG | 344 | 38.2993 GBP |
5p ordinary | CFD | LONG | 40,000 | 38.3370 GBP |
5p ordinary | CFD | LONG | 10,000 | 38.3370 GBP |
5p ordinary | CFD | LONG | 18,828 | 38.4226 GBP |
5p ordinary | CFD | LONG | 4,707 | 38.4226 GBP |
5p ordinary | CFD | LONG | 763 | 38.6014 GBP |
5p ordinary | CFD | LONG | 84 | 38.6467 GBP |
5p ordinary | CFD | LONG | 1,013 | 38.9094 GBP |
5p ordinary | CFD | LONG | 943 | 38.9978 GBP |
5p ordinary | CFD | LONG | 1,718 | 39.0151 GBP |
5p ordinary | CFD | LONG | 1,539 | 39.1789 GBP |
5p ordinary | CFD | LONG | 12,422 | 39.3551 GBP |
5p ordinary | CFD | LONG | 12,578 | 39.3551 GBP |
5p ordinary | CFD | LONG | 1,700 | 39.6242 GBP |
5p ordinary | CFD | LONG | 642 | 39.8670 GBP |
5p ordinary | CFD | LONG | 19 | 39.8900 GBP |
5p ordinary | CFD | LONG | 39 | 39.8900 GBP |
5p ordinary | CFD | LONG | 11 | 39.8900 GBP |
5p ordinary | CFD | LONG | 1,177 | 40.9590 GBP |
5p ordinary | CFD | LONG | 3,632 | 40.9590 GBP |
5p ordinary | CFD | LONG | 1,782 | 40.9590 GBP |
5p ordinary | CFD | LONG | 4,454 | 41.2294 GBP |
5p ordinary | CFD | LONG | 9,080 | 41.2294 GBP |
5p ordinary | CFD | LONG | 2,942 | 41.2294 GBP |
5p ordinary | CFD | SHORT | 305 | 38.2000 GBP |
5p ordinary | CFD | SHORT | 1,253 | 38.2229 GBP |
5p ordinary | CFD | SHORT | 6,893 | 38.4556 GBP |
5p ordinary | CFD | SHORT | 1,650 | 38.5497 GBP |
5p ordinary | CFD | SHORT | 6,333 | 38.5497 GBP |
5p ordinary | CFD | SHORT | 465 | 38.5497 GBP |
5p ordinary | CFD | SHORT | 6,130 | 38.5497 GBP |
5p ordinary | CFD | SHORT | 212 | 38.5497 GBP |
5p ordinary | CFD | SHORT | 3,644 | 38.6574 GBP |
5p ordinary | CFD | SHORT | 11,000 | 38.7748 GBP |
5p ordinary | CFD | SHORT | 11,940 | 38.8800 GBP |
5p ordinary | CFD | SHORT | 81,087 | 38.8800 GBP |
5p ordinary | CFD | SHORT | 10,000 | 39.1669 GBP |
5p ordinary | CFD | SHORT | 39,163 | 39.2510 GBP |
5p ordinary | CFD | SHORT | 19 | 39.6408 GBP |
5p ordinary | CFD | SHORT | 63,311 | 39.1165 GBP |
5p ordinary | CFD | SHORT | 5,565 | 39.1166 GBP |
5p ordinary | CFD | SHORT | 3,111 | 39.1166 GBP |
5p ordinary | CFD | SHORT | 7,232 | 39.1166 GBP |
5p ordinary | CFD | SHORT | 4,520 | 39.1166 GBP |
5p ordinary | CFD | SHORT | 9,848 | 54.4527 GBP |
5p ordinary | CFD | SHORT | 14,907 | 54.4527 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 APRIL 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire