15th Jul 2014 11:48
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SHIRE PLC |
(d) Date dealing undertaken: | 14 JULY 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
COMMON STOCK | PURCHASES | 7,516,572 | 50.6339 GBP | 49.0300 GBP |
COMMON STOCK | SALES | 5,353,511 | 50.6738 GBP | 48.7292 GBP |
COMMON STOCK | PURCHASES | 56,580 | 84.7810 USD | 84.4977 USD |
COMMON STOCK | SALES | 56,001 | 84.9278 USD | 84.9278 USD |
ADS | PURCHASES | 18,667 | 254.7836 USD | 254.7836 USD |
ADS | SALES | 17,000 | 253.4932 USD | 253.4932 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
COMMON STOCK | CFD | LONG | 4,703 | 49.0300 GBP |
COMMON STOCK | CFD | LONG | 583 | 49.0300 GBP |
COMMON STOCK | CFD | LONG | 1,734 | 49.0300 GBP |
COMMON STOCK | CFD | LONG | 2,361 | 49.0300 GBP |
COMMON STOCK | CFD | LONG | 362 | 49.0300 GBP |
COMMON STOCK | CFD | LONG | 218 | 49.0300 GBP |
COMMON STOCK | CFD | LONG | 19,455 | 49.0379 GBP |
COMMON STOCK | CFD | LONG | 109 | 49.0474 GBP |
COMMON STOCK | CFD | LONG | 1,717 | 49.0576 GBP |
COMMON STOCK | CFD | LONG | 20,128 | 49.0629 GBP |
COMMON STOCK | CFD | LONG | 40,000 | 49.1623 GBP |
COMMON STOCK | CFD | LONG | 307 | 49.2800 GBP |
COMMON STOCK | CFD | LONG | 188 | 49.3100 GBP |
COMMON STOCK | CFD | LONG | 97 | 49.3100 GBP |
COMMON STOCK | CFD | LONG | 25,000 | 49.3439 GBP |
COMMON STOCK | CFD | LONG | 329 | 49.4876 GBP |
COMMON STOCK | CFD | LONG | 6,354 | 49.4876 GBP |
COMMON STOCK | CFD | LONG | 1,638 | 49.4876 GBP |
COMMON STOCK | CFD | LONG | 138 | 49.5300 GBP |
COMMON STOCK | CFD | LONG | 91,090 | 49.5622 GBP |
COMMON STOCK | CFD | LONG | 8,374 | 49.5670 GBP |
COMMON STOCK | CFD | LONG | 35,000 | 49.5799 GBP |
COMMON STOCK | CFD | LONG | 18,000 | 49.5842 GBP |
COMMON STOCK | CFD | LONG | 37,380 | 49.5842 GBP |
COMMON STOCK | CFD | LONG | 4,620 | 49.5842 GBP |
COMMON STOCK | CFD | LONG | 1,500 | 49.6780 GBP |
COMMON STOCK | CFD | LONG | 134 | 49.6817 GBP |
COMMON STOCK | CFD | LONG | 188,456 | 49.8455 GBP |
COMMON STOCK | CFD | LONG | 7,000 | 49.9214 GBP |
COMMON STOCK | CFD | LONG | 1,804 | 49.9250 GBP |
COMMON STOCK | CFD | LONG | 173,288 | 49.9250 GBP |
COMMON STOCK | CFD | LONG | 25,000 | 49.9558 GBP |
COMMON STOCK | CFD | LONG | 34,756 | 49.9652 GBP |
COMMON STOCK | CFD | LONG | 10,219 | 49.9652 GBP |
COMMON STOCK | CFD | LONG | 5,025 | 49.9652 GBP |
COMMON STOCK | CFD | LONG | 20,190 | 49.9824 GBP |
COMMON STOCK | CFD | LONG | 236 | 49.9825 GBP |
COMMON STOCK | CFD | LONG | 96,439 | 50.0194 GBP |
COMMON STOCK | CFD | LONG | 4,350 | 50.0701 GBP |
COMMON STOCK | CFD | LONG | 9,230 | 50.2299 GBP |
COMMON STOCK | CFD | LONG | 3,731 | 50.6738 GBP |
COMMON STOCK | CFD | LONG | 5,647 | 50.6738 GBP |
COMMON STOCK | CFD | SHORT | 2 | 49.0300 GBP |
COMMON STOCK | CFD | SHORT | 9 | 49.0300 GBP |
COMMON STOCK | CFD | SHORT | 2 | 49.0300 GBP |
COMMON STOCK | CFD | SHORT | 11 | 49.0300 GBP |
COMMON STOCK | CFD | SHORT | 2,792 | 49.0300 GBP |
COMMON STOCK | CFD | SHORT | 19,325 | 49.0327 GBP |
COMMON STOCK | CFD | SHORT | 5,647 | 49.2884 GBP |
COMMON STOCK | CFD | SHORT | 3,731 | 49.2884 GBP |
COMMON STOCK | CFD | SHORT | 25,000 | 49.2953 GBP |
COMMON STOCK | CFD | SHORT | 70 | 49.3451 GBP |
COMMON STOCK | CFD | SHORT | 15 | 49.3451 GBP |
COMMON STOCK | CFD | SHORT | 273 | 49.3451 GBP |
COMMON STOCK | CFD | SHORT | 59 | 49.3461 GBP |
COMMON STOCK | CFD | SHORT | 16 | 49.3493 GBP |
COMMON STOCK | CFD | SHORT | 34 | 49.3562 GBP |
COMMON STOCK | CFD | SHORT | 301 | 49.3647 GBP |
COMMON STOCK | CFD | SHORT | 105 | 49.3663 GBP |
COMMON STOCK | CFD | SHORT | 95 | 49.3664 GBP |
COMMON STOCK | CFD | SHORT | 41 | 49.3702 GBP |
COMMON STOCK | CFD | SHORT | 2,133 | 49.3750 GBP |
COMMON STOCK | CFD | SHORT | 5,580 | 49.3844 GBP |
COMMON STOCK | CFD | SHORT | 5,000 | 49.4132 GBP |
COMMON STOCK | CFD | SHORT | 5,000 | 49.4186 GBP |
COMMON STOCK | CFD | SHORT | 19,870 | 49.4230 GBP |
COMMON STOCK | CFD | SHORT | 20,268 | 49.4319 GBP |
COMMON STOCK | CFD | SHORT | 5,000 | 49.4815 GBP |
COMMON STOCK | CFD | SHORT | 989 | 49.4865 GBP |
COMMON STOCK | CFD | SHORT | 100,000 | 49.5716 GBP |
COMMON STOCK | CFD | SHORT | 10,000 | 49.5785 GBP |
COMMON STOCK | CFD | SHORT | 500,000 | 49.6254 GBP |
COMMON STOCK | CFD | SHORT | 17,659 | 49.6513 GBP |
COMMON STOCK | CFD | SHORT | 15,340 | 49.6513 GBP |
COMMON STOCK | CFD | SHORT | 7,725 | 49.6513 GBP |
COMMON STOCK | CFD | SHORT | 4,563 | 49.6513 GBP |
COMMON STOCK | CFD | SHORT | 9,521 | 49.6513 GBP |
COMMON STOCK | CFD | SHORT | 72 | 49.6885 GBP |
COMMON STOCK | CFD | SHORT | 40,536 | 49.7282 GBP |
COMMON STOCK | CFD | SHORT | 36,635 | 49.8744 GBP |
COMMON STOCK | CFD | SHORT | 11,108 | 49.9629 GBP |
COMMON STOCK | CFD | SHORT | 5,324 | 49.9629 GBP |
COMMON STOCK | CFD | SHORT | 9,012 | 49.9629 GBP |
COMMON STOCK | CFD | SHORT | 17,897 | 49.9629 GBP |
COMMON STOCK | CFD | SHORT | 20,602 | 49.9629 GBP |
COMMON STOCK | CFD | SHORT | 15,000 | 49.9684 GBP |
COMMON STOCK | CFD | SHORT | 31,150 | 49.9684 GBP |
COMMON STOCK | CFD | SHORT | 3,850 | 49.9684 GBP |
COMMON STOCK | CFD | SHORT | 51,135 | 49.9766 GBP |
COMMON STOCK | CFD | SHORT | 58,861 | 49.9766 GBP |
COMMON STOCK | CFD | SHORT | 25,750 | 49.9766 GBP |
COMMON STOCK | CFD | SHORT | 15,212 | 49.9766 GBP |
COMMON STOCK | CFD | SHORT | 31,735 | 49.9766 GBP |
COMMON STOCK | CFD | SHORT | 277 | 49.9785 GBP |
COMMON STOCK | CFD | SHORT | 436 | 49.9797 GBP |
COMMON STOCK | CFD | SHORT | 94,030 | 49.9832 GBP |
COMMON STOCK | CFD | SHORT | 7,000 | 50.0079 GBP |
COMMON STOCK | CFD | SHORT | 15,000 | 50.0143 GBP |
COMMON STOCK | CFD | SHORT | 26,322 | 50.0285 GBP |
COMMON STOCK | CFD | SHORT | 5,886 | 50.0649 GBP |
COMMON STOCK | CFD | SHORT | 5,114 | 50.0649 GBP |
COMMON STOCK | CFD | SHORT | 3,173 | 50.0649 GBP |
COMMON STOCK | CFD | SHORT | 1,522 | 50.0649 GBP |
COMMON STOCK | CFD | SHORT | 2,575 | 50.0649 GBP |
COMMON STOCK | CFD | SHORT | 4,350 | 50.0800 GBP |
COMMON STOCK | CFD | SHORT | 75,000 | 50.6339 GBP |
COMMON STOCK | CFD | SHORT | 639 | 49.6433 GBP |
COMMON STOCK | CFD | SHORT | 5,580 | 84.7810 GBP |
ADS | CFD | LONG | 2,000 | 253.1500 USD |
ADS | CFD | SHORT | 2,000 | 253.1100 USD |
ADS | CFD | SHORT | 4,600 | 254.2657 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 JULY 2014 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 6578 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire