20th Apr 2018 11:05
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 19 APRIL 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 45,929 | 176.2900 USD | 159.9000 USD |
ADR | SALES | 48,140 | 176.2700 USD | 160.0500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 100 | 160.3820 USD |
ADR | CFD | LONG | 400 | 160.7400 USD |
ADR | CFD | LONG | 1,600 | 160.7400 USD |
ADR | CFD | LONG | 61 | 160.7400 USD |
ADR | CFD | LONG | 100 | 160.7400 USD |
ADR | CFD | LONG | 100 | 160.7400 USD |
ADR | CFD | LONG | 400 | 160.7400 USD |
ADR | CFD | LONG | 1,000 | 162.5262 USD |
ADR | CFD | LONG | 561 | 163.5100 USD |
ADR | CFD | LONG | 68 | 163.5100 USD |
ADR | CFD | LONG | 93 | 163.5100 USD |
ADR | CFD | LONG | 562 | 163.5100 USD |
ADR | CFD | LONG | 561 | 163.5100 USD |
ADR | CFD | LONG | 562 | 163.5100 USD |
ADR | CFD | LONG | 436 | 163.5100 USD |
ADR | CFD | LONG | 100 | 163.5100 USD |
ADR | CFD | LONG | 1,400 | 164.6807 USD |
ADR | CFD | LONG | 1,200 | 165.7908 USD |
ADR | CFD | LONG | 2,200 | 167.2277 USD |
ADR | CFD | LONG | 6,000 | 168.7428 USD |
ADR | CFD | LONG | 100 | 171.6700 USD |
ADR | CFD | LONG | 100 | 171.6700 USD |
ADR | CFD | LONG | 100 | 171.7900 USD |
ADR | CFD | LONG | 100 | 172.3800 USD |
ADR | CFD | LONG | 700 | 172.8528 USD |
ADR | CFD | LONG | 196 | 172.9147 USD |
ADR | CFD | LONG | 100 | 173.1200 USD |
ADR | CFD | LONG | 100 | 173.2800 USD |
ADR | CFD | LONG | 245 | 173.9000 USD |
ADR | CFD | LONG | 71 | 173.9642 USD |
ADR | CFD | LONG | 550 | 174.0570 USD |
ADR | CFD | LONG | 300 | 174.1400 USD |
ADR | CFD | LONG | 250 | 174.1540 USD |
ADR | CFD | LONG | 404 | 174.5100 USD |
ADR | CFD | LONG | 100 | 176.2500 USD |
ADR | CFD | LONG | 101 | 176.2696 USD |
ADR | CFD | SHORT | 39 | 160.0100 USD |
ADR | CFD | SHORT | 1 | 160.1900 USD |
ADR | CFD | SHORT | 300 | 160.3400 USD |
ADR | CFD | SHORT | 230 | 160.5960 USD |
ADR | CFD | SHORT | 562 | 160.7400 USD |
ADR | CFD | SHORT | 68 | 160.7400 USD |
ADR | CFD | SHORT | 561 | 160.7400 USD |
ADR | CFD | SHORT | 93 | 160.7400 USD |
ADR | CFD | SHORT | 68 | 160.7400 USD |
ADR | CFD | SHORT | 62 | 160.7400 USD |
ADR | CFD | SHORT | 488 | 160.7400 USD |
ADR | CFD | SHORT | 327 | 160.7400 USD |
ADR | CFD | SHORT | 938 | 160.7400 USD |
ADR | CFD | SHORT | 835 | 160.7400 USD |
ADR | CFD | SHORT | 2,581 | 160.7400 USD |
ADR | CFD | SHORT | 1,153 | 160.7400 USD |
ADR | CFD | SHORT | 755 | 160.7400 USD |
ADR | CFD | SHORT | 399 | 160.7400 USD |
ADR | CFD | SHORT | 714 | 160.7400 USD |
ADR | CFD | SHORT | 2,500 | 162.0779 USD |
ADR | CFD | SHORT | 3,269 | 162.3240 USD |
ADR | CFD | SHORT | 4 | 163.4225 USD |
ADR | CFD | SHORT | 1,500 | 164.3926 USD |
ADR | CFD | SHORT | 1,500 | 164.3926 USD |
ADR | CFD | SHORT | 6,000 | 168.7454 USD |
ADR | CFD | SHORT | 800 | 169.7275 USD |
ADR | CFD | SHORT | 200 | 170.8150 USD |
ADR | CFD | SHORT | 300 | 172.1733 USD |
ADR | CFD | SHORT | 100 | 172.2900 USD |
ADR | CFD | SHORT | 100 | 172.3400 USD |
ADR | CFD | SHORT | 132 | 173.3776 USD |
ADR | CFD | SHORT | 300 | 173.5500 USD |
ADR | CFD | SHORT | 166 | 173.7000 USD |
ADR | CFD | SHORT | 100 | 173.8600 USD |
ADR | CFD | SHORT | 100 | 173.8900 USD |
ADR | CFD | SHORT | 100 | 173.9500 USD |
ADR | CFD | SHORT | 166 | 173.9900 USD |
ADR | CFD | SHORT | 166 | 173.9980 USD |
ADR | CFD | SHORT | 100 | 174.6200 USD |
ADR | CFD | SHORT | 193 | 174.7100 USD |
ADR | CFD | SHORT | 144 | 175.6200 USD |
ADR | CFD | SHORT | 100 | 176.0000 USD |
5p ordinary | CFD | LONG | 4,830 | 37.8801 GBP |
5p ordinary | CFD | LONG | 5,678 | 38.0349 GBP |
5p ordinary | CFD | LONG | 20,000 | 38.1704 GBP |
5p ordinary | CFD | LONG | 5,000 | 38.1704 GBP |
5p ordinary | CFD | LONG | 5,000 | 38.9902 GBP |
5p ordinary | CFD | LONG | 20,000 | 38.9902 GBP |
5p ordinary | CFD | LONG | 7,833 | 39.0001 GBP |
5p ordinary | CFD | LONG | 6,442 | 39.5005 GBP |
5p ordinary | CFD | LONG | 15,558 | 39.5005 GBP |
5p ordinary | CFD | LONG | 5,000 | 39.6400 GBP |
5p ordinary | CFD | LONG | 20,000 | 39.6400 GBP |
5p ordinary | CFD | LONG | 49 | 39.7500 GBP |
5p ordinary | CFD | LONG | 2,013 | 39.7561 GBP |
5p ordinary | CFD | LONG | 46 | 39.8274 GBP |
5p ordinary | CFD | LONG | 1,761 | 39.8558 GBP |
5p ordinary | CFD | LONG | 309 | 39.8558 GBP |
5p ordinary | CFD | LONG | 1,047 | 39.8558 GBP |
5p ordinary | CFD | LONG | 1,666 | 39.9044 GBP |
5p ordinary | CFD | LONG | 3,687 | 39.9044 GBP |
5p ordinary | CFD | LONG | 2,907 | 39.9044 GBP |
5p ordinary | CFD | LONG | 2,994 | 39.9044 GBP |
5p ordinary | CFD | LONG | 5,874 | 39.9224 GBP |
5p ordinary | CFD | LONG | 5,706 | 39.9224 GBP |
5p ordinary | CFD | LONG | 7,238 | 39.9224 GBP |
5p ordinary | CFD | LONG | 3,269 | 39.9224 GBP |
5p ordinary | CFD | LONG | 52,297 | 40.1019 GBP |
5p ordinary | CFD | LONG | 115,789 | 40.1019 GBP |
5p ordinary | CFD | LONG | 91,272 | 40.1019 GBP |
5p ordinary | CFD | LONG | 93,970 | 40.1019 GBP |
5p ordinary | CFD | LONG | 12,374 | 40.1256 GBP |
5p ordinary | CFD | LONG | 12,501 | 40.1256 GBP |
5p ordinary | CFD | LONG | 14,506 | 40.1256 GBP |
5p ordinary | CFD | LONG | 73,095 | 40.1256 GBP |
5p ordinary | CFD | LONG | 3,990 | 40.1256 GBP |
5p ordinary | CFD | LONG | 2,876 | 40.1256 GBP |
5p ordinary | CFD | LONG | 17,811 | 40.1256 GBP |
5p ordinary | CFD | LONG | 1,211 | 40.1256 GBP |
5p ordinary | CFD | LONG | 2,989 | 40.1256 GBP |
5p ordinary | CFD | LONG | 14,979 | 40.1256 GBP |
5p ordinary | CFD | LONG | 14,324 | 40.1256 GBP |
5p ordinary | CFD | LONG | 12,801 | 40.2072 GBP |
5p ordinary | CFD | LONG | 2,671 | 40.2072 GBP |
5p ordinary | CFD | LONG | 13,387 | 40.2072 GBP |
5p ordinary | CFD | LONG | 15,918 | 40.2072 GBP |
5p ordinary | CFD | LONG | 1,082 | 40.2072 GBP |
5p ordinary | CFD | LONG | 2,571 | 40.2072 GBP |
5p ordinary | CFD | LONG | 3,566 | 40.2072 GBP |
5p ordinary | CFD | LONG | 65,325 | 40.2072 GBP |
5p ordinary | CFD | LONG | 11,172 | 40.2072 GBP |
5p ordinary | CFD | LONG | 11,059 | 40.2072 GBP |
5p ordinary | CFD | LONG | 12,964 | 40.2072 GBP |
5p ordinary | CFD | LONG | 29,660 | 40.2251 GBP |
5p ordinary | CFD | LONG | 11,700 | 40.2251 GBP |
5p ordinary | CFD | LONG | 20,340 | 40.2251 GBP |
5p ordinary | CFD | LONG | 15,800 | 40.2491 GBP |
5p ordinary | CFD | LONG | 13,431 | 40.3481 GBP |
5p ordinary | CFD | LONG | 150 | 40.4398 GBP |
5p ordinary | CFD | LONG | 20,401 | 40.5234 GBP |
5p ordinary | CFD | LONG | 9,214 | 40.5234 GBP |
5p ordinary | CFD | LONG | 16,556 | 40.5234 GBP |
5p ordinary | CFD | LONG | 16,081 | 40.5234 GBP |
5p ordinary | CFD | LONG | 53,380 | 40.5351 GBP |
5p ordinary | CFD | LONG | 36,620 | 40.5351 GBP |
5p ordinary | CFD | LONG | 18,780 | 40.5351 GBP |
5p ordinary | CFD | LONG | 6,180 | 40.5351 GBP |
5p ordinary | CFD | LONG | 4,290 | 40.5351 GBP |
5p ordinary | CFD | LONG | 20,463 | 40.5590 GBP |
5p ordinary | CFD | LONG | 4,270 | 40.5590 GBP |
5p ordinary | CFD | LONG | 21,399 | 40.5590 GBP |
5p ordinary | CFD | LONG | 5,701 | 40.5590 GBP |
5p ordinary | CFD | LONG | 4,109 | 40.5590 GBP |
5p ordinary | CFD | LONG | 25,444 | 40.5590 GBP |
5p ordinary | CFD | LONG | 1,728 | 40.5590 GBP |
5p ordinary | CFD | LONG | 20,723 | 40.5590 GBP |
5p ordinary | CFD | LONG | 17,678 | 40.5590 GBP |
5p ordinary | CFD | LONG | 17,859 | 40.5590 GBP |
5p ordinary | CFD | LONG | 104,420 | 40.5590 GBP |
5p ordinary | CFD | LONG | 4,957 | 40.7011 GBP |
5p ordinary | CFD | LONG | 10,976 | 40.7011 GBP |
5p ordinary | CFD | LONG | 8,652 | 40.7011 GBP |
5p ordinary | CFD | LONG | 8,907 | 40.7011 GBP |
5p ordinary | CFD | LONG | 50,364 | 40.7644 GBP |
5p ordinary | CFD | LONG | 48,918 | 40.7644 GBP |
5p ordinary | CFD | LONG | 62,058 | 40.7644 GBP |
5p ordinary | CFD | LONG | 28,029 | 40.7644 GBP |
5p ordinary | CFD | SHORT | 489 | 37.8656 GBP |
5p ordinary | CFD | SHORT | 20,000 | 37.8789 GBP |
5p ordinary | CFD | SHORT | 5,000 | 37.8789 GBP |
5p ordinary | CFD | SHORT | 2,098 | 38.0934 GBP |
5p ordinary | CFD | SHORT | 5,000 | 38.2256 GBP |
5p ordinary | CFD | SHORT | 20,000 | 38.2256 GBP |
5p ordinary | CFD | SHORT | 20,000 | 38.7596 GBP |
5p ordinary | CFD | SHORT | 5,000 | 38.7596 GBP |
5p ordinary | CFD | SHORT | 1,600 | 38.7780 GBP |
5p ordinary | CFD | SHORT | 10,444 | 38.8944 GBP |
5p ordinary | CFD | SHORT | 42 | 39.3258 GBP |
5p ordinary | CFD | SHORT | 8,958 | 39.3258 GBP |
5p ordinary | CFD | SHORT | 13,431 | 39.5829 GBP |
5p ordinary | CFD | SHORT | 105 | 39.6485 GBP |
5p ordinary | CFD | SHORT | 23,520 | 39.7275 GBP |
5p ordinary | CFD | SHORT | 53 | 39.7450 GBP |
5p ordinary | CFD | SHORT | 45,240 | 39.9029 GBP |
5p ordinary | CFD | SHORT | 56,250 | 39.9029 GBP |
5p ordinary | CFD | SHORT | 20,000 | 39.9084 GBP |
5p ordinary | CFD | SHORT | 5,000 | 39.9084 GBP |
5p ordinary | CFD | SHORT | 623 | 39.9426 GBP |
5p ordinary | CFD | SHORT | 15,000 | 40.0631 GBP |
5p ordinary | CFD | SHORT | 5 | 40.0702 GBP |
5p ordinary | CFD | SHORT | 209 | 40.0702 GBP |
5p ordinary | CFD | SHORT | 69 | 40.0702 GBP |
5p ordinary | CFD | SHORT | 2,289 | 40.3676 GBP |
5p ordinary | CFD | SHORT | 20,000 | 41.3103 GBP |
5p ordinary | CFD | SHORT | 5,000 | 41.3103 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 APRIL 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire