29th Aug 2018 10:27
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 28 AUGUST 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 300 | 176.7033 USD | 176.7033 USD |
ADR | SALES | 300 | 176.7033 USD | 176.7033 USD |
5p ordinary | PURCHASES | 307,028 | 45.7550 GBP | 45.3700 GBP |
5p ordinary | SALES | 355,963 | 45.7500 GBP | 45.3650 GBP |
5p ordinary | PURCHASES | 52,773 | 58.8009 USD | 58.1992 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD on an option | LONG | 2,500 | 3.2000 USD |
ADR | CFD | LONG | 232 | 176.5600 USD |
ADR | CFD | LONG | 195 | 176.5600 USD |
ADR | CFD | LONG | 52 | 176.5600 USD |
ADR | CFD | LONG | 165 | 176.5600 USD |
ADR | CFD | LONG | 195 | 176.5600 USD |
ADR | CFD | LONG | 69 | 176.5600 USD |
ADR | CFD | LONG | 1 | 176.5600 USD |
ADR | CFD on an option | SHORT | 2,500 | 0.5000 USD |
ADR | CFD | SHORT | 52 | 176.8300 USD |
5p ordinary | CFD | LONG | 835 | 45.5165 GBP |
5p ordinary | CFD | LONG | 47,888 | 45.5199 GBP |
5p ordinary | CFD | LONG | 1,598 | 45.5900 GBP |
5p ordinary | CFD | LONG | 1,307 | 45.5900 GBP |
5p ordinary | CFD | LONG | 802 | 45.5910 GBP |
5p ordinary | CFD | LONG | 65 | 45.5910 GBP |
5p ordinary | CFD | LONG | 333 | 45.5910 GBP |
5p ordinary | CFD | LONG | 25 | 45.5910 GBP |
5p ordinary | CFD | LONG | 8,772 | 45.5914 GBP |
5p ordinary | CFD | LONG | 5,340 | 45.5926 GBP |
5p ordinary | CFD | LONG | 586 | 45.5971 GBP |
5p ordinary | CFD | LONG | 6 | 45.6033 GBP |
5p ordinary | CFD | LONG | 3 | 45.6050 GBP |
5p ordinary | CFD | LONG | 855 | 45.6146 GBP |
5p ordinary | CFD | LONG | 13,228 | 45.6146 GBP |
5p ordinary | CFD | LONG | 8 | 45.6162 GBP |
5p ordinary | CFD | LONG | 12,519 | 45.6169 GBP |
5p ordinary | CFD | LONG | 15,054 | 45.6200 GBP |
5p ordinary | CFD | LONG | 4,153 | 45.6201 GBP |
5p ordinary | CFD | LONG | 4 | 45.6225 GBP |
5p ordinary | CFD | LONG | 4,500 | 45.6278 GBP |
5p ordinary | CFD | LONG | 4 | 45.6431 GBP |
5p ordinary | CFD | LONG | 328 | 45.6528 GBP |
5p ordinary | CFD | LONG | 281 | 45.6528 GBP |
5p ordinary | CFD | LONG | 9,000 | 45.6608 GBP |
5p ordinary | CFD | LONG | 10,834 | 45.6608 GBP |
5p ordinary | CFD | LONG | 7 | 45.6657 GBP |
5p ordinary | CFD | LONG | 8 | 45.6766 GBP |
5p ordinary | CFD | LONG | 1,000 | 45.7124 GBP |
5p ordinary | CFD | LONG | 243 | 45.7127 GBP |
5p ordinary | CFD | LONG | 454 | 45.7152 GBP |
5p ordinary | CFD | SHORT | 914 | 45.4431 GBP |
5p ordinary | CFD | SHORT | 9,160 | 45.5406 GBP |
5p ordinary | CFD | SHORT | 1,618 | 45.5457 GBP |
5p ordinary | CFD | SHORT | 39,292 | 45.5650 GBP |
5p ordinary | CFD | SHORT | 2,119 | 45.5860 GBP |
5p ordinary | CFD | SHORT | 180 | 45.6012 GBP |
5p ordinary | CFD | SHORT | 110 | 45.6012 GBP |
5p ordinary | CFD | SHORT | 30 | 45.6012 GBP |
5p ordinary | CFD | SHORT | 4,153 | 45.6050 GBP |
5p ordinary | CFD | SHORT | 13,228 | 45.6050 GBP |
5p ordinary | CFD | SHORT | 215 | 45.6070 GBP |
5p ordinary | CFD | SHORT | 281 | 45.6070 GBP |
5p ordinary | CFD | SHORT | 432 | 45.6075 GBP |
5p ordinary | CFD | SHORT | 855 | 45.6161 GBP |
5p ordinary | CFD | SHORT | 36 | 45.6175 GBP |
5p ordinary | CFD | SHORT | 17 | 45.6200 GBP |
5p ordinary | CFD | SHORT | 193 | 45.6219 GBP |
5p ordinary | CFD | SHORT | 4,297 | 45.6245 GBP |
5p ordinary | CFD | SHORT | 964 | 45.6313 GBP |
5p ordinary | CFD | SHORT | 12,720 | 45.6827 GBP |
5p ordinary | CFD | SHORT | 388 | 45.6827 GBP |
5p ordinary | CFD | SHORT | 3,000 | 58.1992 USD |
5p ordinary | CFD | SHORT | 16,800 | 58.1992 USD |
5p ordinary | CFD | SHORT | 4,809 | 58.1992 USD |
5p ordinary | CFD | SHORT | 6,300 | 58.1992 USD |
5p ordinary | CFD | SHORT | 4,100 | 58.8009 USD |
5p ordinary | CFD | SHORT | 1,751 | 58.8009 USD |
5p ordinary | CFD | SHORT | 10,900 | 58.8009 USD |
5p ordinary | CFD | SHORT | 3,113 | 58.8009 USD |
5p ordinary | CFD | SHORT | 2,000 | 58.8009 USD |
5p ordinary | CFD | SHORT | 100,500 | 58.8326 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 AUGUST 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire