28th Sep 2018 10:48
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
| (d) Date dealing undertaken: | 27 September 2018 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP)
|
| Ordinary Shares | Purchases
Sales | 644,742
703,969 | 46.3325
46.3325 | 45.5236
45.5164 |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
| Ordinary Shares | Equity Swaps
| Long
Short
| 441 1,196 962 247 198 5,567 757 523 3,961 12,541 1,455 36,430 85 297 2,901 32,842 206 60 799 4,105 2,345 539 496 5,135 68 81 24 747 4,593
1,398 3,254 6,813 118 1,598 199 3,213 719 5,309 10,847 3,429 68 204 14,331 2 8,194 8,237 | 45.5100 GBP 45.5123 GBP 45.5127 GBP 45.5130 GBP 45.5136 GBP 46.0552 GBP 46.1492 GBP 46.1573 GBP 46.1614 GBP 46.1971 GBP 46.2048 GBP 46.2257 GBP 46.2260 GBP 46.2326 GBP 46.2379 GBP 46.2398 GBP 46.2399 GBP 46.2400 GBP 46.2446 GBP 46.2491 GBP 46.2535 GBP 46.2585 GBP 46.2605 GBP 46.2698 GBP 46.2723 GBP 46.2729 GBP 46.2748 GBP 46.3098 GBP 60.5700 USD
45.5202 GBP 45.5236 GBP 46.1463 GBP 46.1464 GBP 46.1471 GBP 46.1524 GBP 46.1545 GBP 46.1708 GBP 46.1724 GBP 46.1736 GBP 46.1823 GBP 46.1839 GBP 46.2260 GBP 46.2400 GBP 46.2730 GBP 46.2863 GBP 46.3193 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
|
|
|
|
|
|
|
|
|
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
|
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
| None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| None
|
| Date of disclosure: | 28 September 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire