6th Apr 2018 11:02
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 05 APRIL 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 31 | 156.8200 USD | 156.8200 USD |
5p ordinary | PURCHASES | 1,819,722 | 38.2000 GBP | 36.5750 GBP |
5p ordinary | SALES | 1,370,074 | 38.1950 GBP | 36.6250 GBP |
5p ordinary | SALES | 350,000 | 52.4953 USD | 52.4953 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 271 | 156.4300 USD |
ADR | CFD | LONG | 271 | 156.4300 USD |
ADR | CFD | LONG | 89 | 156.4300 USD |
ADR | CFD | LONG | 140 | 156.4300 USD |
ADR | CFD | LONG | 89 | 156.4300 USD |
ADR | CFD | LONG | 60 | 158.0700 USD |
ADR | CFD | SHORT | 1,000 | 155.7290 USD |
ADR | CFD | SHORT | 400 | 155.7700 USD |
ADR | CFD | SHORT | 850 | 155.8076 USD |
ADR | CFD | SHORT | 14 | 156.4300 USD |
ADR | CFD | SHORT | 13 | 156.4300 USD |
ADR | CFD | SHORT | 67 | 156.4300 USD |
ADR | CFD | SHORT | 69 | 156.4300 USD |
ADR | CFD | SHORT | 60 | 156.4300 USD |
ADR | CFD | SHORT | 2,000 | 156.8595 USD |
ADR | CFD | SHORT | 192 | 158.0700 USD |
ADR | CFD | SHORT | 193 | 158.0700 USD |
5p ordinary | CFD | LONG | 5,902 | 37.0700 GBP |
5p ordinary | CFD | LONG | 4,852 | 37.0700 GBP |
5p ordinary | CFD | LONG | 4,852 | 37.0700 GBP |
5p ordinary | CFD | LONG | 106 | 37.0700 GBP |
5p ordinary | CFD | LONG | 9,199 | 37.0700 GBP |
5p ordinary | CFD | LONG | 4,027 | 37.2922 GBP |
5p ordinary | CFD | LONG | 2,028 | 37.2922 GBP |
5p ordinary | CFD | LONG | 6,040 | 37.2922 GBP |
5p ordinary | CFD | LONG | 3,042 | 37.2922 GBP |
5p ordinary | CFD | LONG | 502 | 37.3204 GBP |
5p ordinary | CFD | LONG | 239 | 37.3204 GBP |
5p ordinary | CFD | LONG | 420 | 37.3204 GBP |
5p ordinary | CFD | LONG | 192 | 37.3505 GBP |
5p ordinary | CFD | LONG | 28 | 37.3505 GBP |
5p ordinary | CFD | LONG | 28 | 37.3505 GBP |
5p ordinary | CFD | LONG | 233 | 37.3590 GBP |
5p ordinary | CFD | LONG | 128 | 37.3989 GBP |
5p ordinary | CFD | LONG | 33 | 37.4187 GBP |
5p ordinary | CFD | LONG | 5,119 | 37.4216 GBP |
5p ordinary | CFD | LONG | 761 | 37.4216 GBP |
5p ordinary | CFD | LONG | 412 | 37.4216 GBP |
5p ordinary | CFD | LONG | 25,000 | 37.4646 GBP |
5p ordinary | CFD | LONG | 5,395 | 37.4797 GBP |
5p ordinary | CFD | LONG | 136,752 | 37.4797 GBP |
5p ordinary | CFD | LONG | 10,000 | 37.5077 GBP |
5p ordinary | CFD | LONG | 18,365 | 37.5403 GBP |
5p ordinary | CFD | LONG | 14,237 | 37.5403 GBP |
5p ordinary | CFD | LONG | 1,779 | 37.5420 GBP |
5p ordinary | CFD | LONG | 99,938 | 37.5553 GBP |
5p ordinary | CFD | LONG | 56,872 | 37.5686 GBP |
5p ordinary | CFD | LONG | 2,200 | 37.5985 GBP |
5p ordinary | CFD | LONG | 478 | 37.6148 GBP |
5p ordinary | CFD | LONG | 1,000 | 37.9900 GBP |
5p ordinary | CFD | LONG | 1,000 | 38.0050 GBP |
5p ordinary | CFD | SHORT | 374 | 37.0700 GBP |
5p ordinary | CFD | SHORT | 856 | 37.0700 GBP |
5p ordinary | CFD | SHORT | 1,140 | 37.2374 GBP |
5p ordinary | CFD | SHORT | 3,000 | 37.2488 GBP |
5p ordinary | CFD | SHORT | 2,000 | 37.2488 GBP |
5p ordinary | CFD | SHORT | 5,895 | 37.2510 GBP |
5p ordinary | CFD | SHORT | 1,000 | 37.3100 GBP |
5p ordinary | CFD | SHORT | 1,000 | 37.3100 GBP |
5p ordinary | CFD | SHORT | 56 | 37.3216 GBP |
5p ordinary | CFD | SHORT | 100,000 | 37.3289 GBP |
5p ordinary | CFD | SHORT | 139 | 37.3334 GBP |
5p ordinary | CFD | SHORT | 7,080 | 37.3436 GBP |
5p ordinary | CFD | SHORT | 2,883 | 37.3438 GBP |
5p ordinary | CFD | SHORT | 245 | 37.3545 GBP |
5p ordinary | CFD | SHORT | 940 | 37.3545 GBP |
5p ordinary | CFD | SHORT | 5,014 | 37.3545 GBP |
5p ordinary | CFD | SHORT | 4,290 | 37.3545 GBP |
5p ordinary | CFD | SHORT | 4,529 | 37.3545 GBP |
5p ordinary | CFD | SHORT | 685 | 37.3545 GBP |
5p ordinary | CFD | SHORT | 152 | 37.3650 GBP |
5p ordinary | CFD | SHORT | 11,329 | 37.4113 GBP |
5p ordinary | CFD | SHORT | 4,430 | 37.4623 GBP |
5p ordinary | CFD | SHORT | 136,752 | 37.4810 GBP |
5p ordinary | CFD | SHORT | 95,000 | 37.4980 GBP |
5p ordinary | CFD | SHORT | 8,825 | 37.5000 GBP |
5p ordinary | CFD | SHORT | 98,461 | 37.5303 GBP |
5p ordinary | CFD | SHORT | 1,086 | 37.5317 GBP |
5p ordinary | CFD | SHORT | 35 | 37.5410 GBP |
5p ordinary | CFD | SHORT | 4,500 | 37.5732 GBP |
5p ordinary | CFD | SHORT | 168 | 37.5794 GBP |
5p ordinary | CFD | SHORT | 781 | 37.6263 GBP |
5p ordinary | CFD | SHORT | 700 | 37.6263 GBP |
5p ordinary | CFD | SHORT | 400 | 37.6263 GBP |
5p ordinary | CFD | SHORT | 700 | 37.6263 GBP |
5p ordinary | CFD | SHORT | 628 | 37.6263 GBP |
5p ordinary | CFD | SHORT | 793 | 37.6694 GBP |
5p ordinary | CFD | SHORT | 800 | 37.6694 GBP |
5p ordinary | CFD | SHORT | 400 | 37.6694 GBP |
5p ordinary | CFD | SHORT | 900 | 37.6694 GBP |
5p ordinary | CFD | SHORT | 937 | 37.6694 GBP |
5p ordinary | CFD | SHORT | 1,300 | 37.7140 GBP |
5p ordinary | CFD | SHORT | 700 | 37.7140 GBP |
5p ordinary | CFD | SHORT | 1,190 | 37.7140 GBP |
5p ordinary | CFD | SHORT | 1,300 | 37.7140 GBP |
5p ordinary | CFD | SHORT | 1,406 | 37.7140 GBP |
5p ordinary | CFD | SHORT | 14 | 37.7320 GBP |
ADR | CFD | LONG | 200,000 | 12.5000 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 APRIL 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire