8th Oct 2018 11:03
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 05 OCTOBER 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 300 | 175.0600 USD | 175.0600 USD |
ADR | SALES | 300 | 175.0600 USD | 175.0600 USD |
5p ordinary | PURCHASES | 90 | 50.4500 EUR | 50.4500 EUR |
5p ordinary | SALES | 90 | 50.4500 EUR | 50.4500 EUR |
5p ordinary | PURCHASES | 450,339 | 45.0850 GBP | 44.0700 GBP |
5p ordinary | SALES | 891,475 | 44.9600 GBP | 44.0700 GBP |
5p ordinary | PURCHASES | 12,672 | 58.2408 USD | 58.2408 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 1,884 | 173.2619 USD |
ADR | CFD | LONG | 41,153 | 173.3984 USD |
ADR | CFD | LONG | 92 | 173.4000 USD |
ADR | CFD | LONG | 128 | 173.4000 USD |
ADR | CFD | LONG | 962 | 173.4000 USD |
ADR | CFD | LONG | 962 | 173.4000 USD |
ADR | CFD | LONG | 123 | 173.4000 USD |
ADR | CFD | LONG | 3,100 | 173.4596 USD |
ADR | CFD | SHORT | 100 | 173.2600 USD |
ADR | CFD | SHORT | 100 | 173.2600 USD |
ADR | CFD | SHORT | 100 | 173.4800 USD |
ADR | CFD | SHORT | 100 | 173.5450 USD |
5p ordinary | CFD | LONG | 229,000 | 44.0700 GBP |
5p ordinary | CFD | LONG | 60,000 | 44.0700 GBP |
5p ordinary | CFD | LONG | 398,000 | 44.0700 GBP |
5p ordinary | CFD | LONG | 3,388 | 44.1362 GBP |
5p ordinary | CFD | LONG | 7,895 | 44.4350 GBP |
5p ordinary | CFD | LONG | 16,280 | 44.5104 GBP |
5p ordinary | CFD | LONG | 97 | 44.5250 GBP |
5p ordinary | CFD | LONG | 11,614 | 44.5579 GBP |
5p ordinary | CFD | LONG | 52 | 44.5679 GBP |
5p ordinary | CFD | LONG | 15 | 44.6113 GBP |
5p ordinary | CFD | LONG | 29 | 44.6113 GBP |
5p ordinary | CFD | LONG | 3 | 44.6266 GBP |
5p ordinary | CFD | LONG | 22 | 44.6350 GBP |
5p ordinary | CFD | LONG | 7,205 | 44.6381 GBP |
5p ordinary | CFD | LONG | 2,456 | 44.6381 GBP |
5p ordinary | CFD | LONG | 11,872 | 44.6397 GBP |
5p ordinary | CFD | SHORT | 1,711 | 44.0700 GBP |
5p ordinary | CFD | SHORT | 509 | 44.0700 GBP |
5p ordinary | CFD | SHORT | 75 | 44.0700 GBP |
5p ordinary | CFD | SHORT | 75 | 44.0700 GBP |
5p ordinary | CFD | SHORT | 1,711 | 44.0700 GBP |
5p ordinary | CFD | SHORT | 3,097 | 44.2913 GBP |
5p ordinary | CFD | SHORT | 656 | 44.4380 GBP |
5p ordinary | CFD | SHORT | 29 | 44.4584 GBP |
5p ordinary | CFD | SHORT | 6,793 | 44.4839 GBP |
5p ordinary | CFD | SHORT | 1,741 | 44.4839 GBP |
5p ordinary | CFD | SHORT | 880 | 44.5075 GBP |
5p ordinary | CFD | SHORT | 21,000 | 44.5611 GBP |
5p ordinary | CFD | SHORT | 15,000 | 44.5611 GBP |
5p ordinary | CFD | SHORT | 60,000 | 44.5611 GBP |
5p ordinary | CFD | SHORT | 29,000 | 44.5611 GBP |
5p ordinary | CFD | SHORT | 13,613 | 44.6203 GBP |
5p ordinary | CFD | SHORT | 4,010 | 44.6408 GBP |
5p ordinary | CFD | SHORT | 7,205 | 44.6554 GBP |
5p ordinary | CFD | SHORT | 5,675 | 44.6554 GBP |
5p ordinary | CFD | SHORT | 5,000 | 44.4751 GBP |
5p ordinary | CFD | SHORT | 4,000 | 44.5495 GBP |
5p ordinary | CFD | SHORT | 5,000 | 44.6948 GBP |
5p ordinary | CFD | SHORT | 7,657 | 44.7632 GBP |
5p ordinary | CFD | SHORT | 5,000 | 44.7779 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 OCTOBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire