25th May 2018 10:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 24 MAY 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 122 | 164.5982 USD | 164.4500 USD |
ADR | SALES | 140 | 164.7900 USD | 164.4500 USD |
5p ordinary | PURCHASES | 682,514 | 41.5900 GBP | 40.9300 GBP |
5p ordinary | SALES | 567,712 | 41.5575 GBP | 40.9400 GBP |
5p ordinary | PURCHASES | 18,700 | 55.3252 USD | 55.3252 USD |
5p ordinary | SALES | 21,600 | 55.5611 USD | 55.5611 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | Constant Leverage Certificate (X2) - (ISIN - DE000MF2MLM1) | 150 | 8.0300 EUR | 8.0300 EUR |
ADR | CFD | LONG | 489 | 164.5000 USD |
ADR | CFD | LONG | 1 | 164.5000 USD |
ADR | CFD | LONG | 324 | 164.5000 USD |
ADR | CFD | LONG | 195 | 164.5000 USD |
ADR | CFD | LONG | 162 | 164.5000 USD |
ADR | CFD | LONG | 195 | 164.5000 USD |
ADR | CFD | LONG | 10 | 164.5000 USD |
ADR | CFD | LONG | 2 | 164.5000 USD |
ADR | CFD | LONG | 500 | 164.6120 USD |
ADR | CFD | SHORT | 220 | 164.5000 USD |
ADR | CFD | SHORT | 3,031 | 164.5000 USD |
ADR | CFD | SHORT | 221 | 164.5000 USD |
ADR | CFD | SHORT | 3,031 | 164.5000 USD |
ADR | CFD | SHORT | 324 | 164.9700 USD |
ADR | CFD | SHORT | 69 | 164.9700 USD |
5p ordinary | CFD | LONG | 15 | 40.9973 GBP |
5p ordinary | CFD | LONG | 17 | 41.0300 GBP |
5p ordinary | CFD | LONG | 376 | 41.0942 GBP |
5p ordinary | CFD | LONG | 16,980 | 41.0974 GBP |
5p ordinary | CFD | LONG | 25,454 | 41.1044 GBP |
5p ordinary | CFD | LONG | 73 | 41.1400 GBP |
5p ordinary | CFD | LONG | 680 | 41.1800 GBP |
5p ordinary | CFD | LONG | 422 | 41.2761 GBP |
5p ordinary | CFD | LONG | 35 | 41.3790 GBP |
5p ordinary | CFD | LONG | 30,451 | 41.3790 GBP |
5p ordinary | CFD | LONG | 55,722 | 41.4496 GBP |
5p ordinary | CFD | LONG | 15,081 | 41.4525 GBP |
5p ordinary | CFD | LONG | 67 | 41.5553 GBP |
5p ordinary | CFD | SHORT | 5,086 | 41.0300 GBP |
5p ordinary | CFD | SHORT | 5,154 | 41.0300 GBP |
5p ordinary | CFD | SHORT | 5,153 | 41.0300 GBP |
5p ordinary | CFD | SHORT | 680 | 41.0355 GBP |
5p ordinary | CFD | SHORT | 55,254 | 41.0759 GBP |
5p ordinary | CFD | SHORT | 25,419 | 41.1067 GBP |
5p ordinary | CFD | SHORT | 15,081 | 41.1224 GBP |
5p ordinary | CFD | SHORT | 57,154 | 41.1346 GBP |
5p ordinary | CFD | SHORT | 195 | 41.1943 GBP |
5p ordinary | CFD | SHORT | 113 | 41.2015 GBP |
5p ordinary | CFD | SHORT | 590 | 41.2015 GBP |
5p ordinary | CFD | SHORT | 113 | 41.2015 GBP |
5p ordinary | CFD | SHORT | 112 | 41.2115 GBP |
5p ordinary | CFD | SHORT | 170 | 41.2202 GBP |
5p ordinary | CFD | SHORT | 1,110 | 41.2202 GBP |
5p ordinary | CFD | SHORT | 269 | 41.2568 GBP |
5p ordinary | CFD | SHORT | 116 | 41.2568 GBP |
5p ordinary | CFD | SHORT | 17 | 41.2568 GBP |
5p ordinary | CFD | SHORT | 316 | 41.2568 GBP |
5p ordinary | CFD | SHORT | 21 | 41.2568 GBP |
5p ordinary | CFD | SHORT | 9 | 41.2568 GBP |
5p ordinary | CFD | SHORT | 10 | 41.2584 GBP |
5p ordinary | CFD | SHORT | 47 | 41.2584 GBP |
5p ordinary | CFD | SHORT | 161 | 41.2584 GBP |
5p ordinary | CFD | SHORT | 6,084 | 41.2584 GBP |
5p ordinary | CFD | SHORT | 265 | 41.2584 GBP |
5p ordinary | CFD | SHORT | 9,590 | 41.3304 GBP |
5p ordinary | CFD | SHORT | 30,486 | 41.3882 GBP |
5p ordinary | CFD | SHORT | 58 | 41.4281 GBP |
5p ordinary | CFD | SHORT | 32 | 41.4348 GBP |
5p ordinary | CFD | SHORT | 10,000 | 40.9865 GBP |
5p ordinary | CFD | SHORT | 7,500 | 41.4244 GBP |
5p ordinary | CFD | SHORT | 5,000 | 41.4801 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
5p ordinary | PUT | SALE | 10,000 | 41.0000 | A | 15/06/2018 | 0.7000 GBP |
5p ordinary | PUT | SALE | 2,000 | 41.0000 | A | 15/06/2018 | 0.7000 GBP |
5p ordinary | PUT | SALE | 10,000 | 41.0000 | A | 15/06/2018 | 0.7000 GBP |
5p ordinary | PUT | SALE | 9,000 | 41.0000 | A | 15/06/2018 | 0.7000 GBP |
5p ordinary | PUT | SALE | 10,000 | 41.0000 | A | 15/06/2018 | 0.7000 GBP |
5p ordinary | PUT | SALE | 9,000 | 41.0000 | A | 15/06/2018 | 0.7000 GBP |
5p ordinary | CALL | SALE | 100,000 | 42.0000 | A | 21/12/2018 | 2.3000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 MAY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire