24th Jun 2014 11:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SHIRE PLC |
(d) Date dealing undertaken: | 23 JUNE 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
COMMON STOCK | PURCHASES | 3,043,820 | 44.0638 GBP | 42.5300 GBP |
COMMON STOCK | SALES | 1,622,775 | 44.0071 GBP | 42.2873 GBP |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
COMMON STOCK | CFD | LONG | 2,299 | 42.2872 GBP |
COMMON STOCK | CFD | LONG | 5 | 43.0215 GBP |
COMMON STOCK | CFD | LONG | 3,458 | 43.0300 GBP |
COMMON STOCK | CFD | LONG | 2,179 | 43.0300 GBP |
COMMON STOCK | CFD | LONG | 186 | 43.0300 GBP |
COMMON STOCK | CFD | LONG | 1,001 | 43.0300 GBP |
COMMON STOCK | CFD | LONG | 2,153 | 43.0300 GBP |
COMMON STOCK | CFD | LONG | 670 | 43.0300 GBP |
COMMON STOCK | CFD | LONG | 85 | 43.0452 GBP |
COMMON STOCK | CFD | LONG | 59 | 43.0489 GBP |
COMMON STOCK | CFD | LONG | 866 | 43.0489 GBP |
COMMON STOCK | CFD | LONG | 6,182 | 43.0639 GBP |
COMMON STOCK | CFD | LONG | 268 | 43.1336 GBP |
COMMON STOCK | CFD | LONG | 21,066 | 43.1336 GBP |
COMMON STOCK | CFD | LONG | 432 | 43.1623 GBP |
COMMON STOCK | CFD | LONG | 354 | 43.1754 GBP |
COMMON STOCK | CFD | LONG | 3 | 43.1866 GBP |
COMMON STOCK | CFD | LONG | 12 | 43.2017 GBP |
COMMON STOCK | CFD | LONG | 3 | 43.2166 GBP |
COMMON STOCK | CFD | LONG | 404 | 43.2261 GBP |
COMMON STOCK | CFD | LONG | 160 | 43.2300 GBP |
COMMON STOCK | CFD | LONG | 26,000 | 43.2339 GBP |
COMMON STOCK | CFD | LONG | 148 | 43.2350 GBP |
COMMON STOCK | CFD | LONG | 312 | 43.2385 GBP |
COMMON STOCK | CFD | LONG | 74 | 43.2550 GBP |
COMMON STOCK | CFD | LONG | 14,500 | 43.2595 GBP |
COMMON STOCK | CFD | LONG | 9,178 | 43.2620 GBP |
COMMON STOCK | CFD | LONG | 6,730 | 43.2717 GBP |
COMMON STOCK | CFD | LONG | 36 | 43.2867 GBP |
COMMON STOCK | CFD | LONG | 22 | 43.2918 GBP |
COMMON STOCK | CFD | LONG | 248,130 | 43.2921 GBP |
COMMON STOCK | CFD | LONG | 10 | 43.3090 GBP |
COMMON STOCK | CFD | LONG | 2,845 | 43.3344 GBP |
COMMON STOCK | CFD | LONG | 5,762 | 43.3348 GBP |
COMMON STOCK | CFD | LONG | 5,905 | 43.3348 GBP |
COMMON STOCK | CFD | LONG | 3,624 | 43.3348 GBP |
COMMON STOCK | CFD | LONG | 1,688 | 43.3348 GBP |
COMMON STOCK | CFD | LONG | 2,194 | 43.3348 GBP |
COMMON STOCK | CFD | LONG | 26,200 | 43.3371 GBP |
COMMON STOCK | CFD | LONG | 4,122 | 43.3435 GBP |
COMMON STOCK | CFD | LONG | 263 | 43.3711 GBP |
COMMON STOCK | CFD | LONG | 5,817 | 43.3711 GBP |
COMMON STOCK | CFD | LONG | 1,324 | 43.3711 GBP |
COMMON STOCK | CFD | LONG | 1,500 | 43.4125 GBP |
COMMON STOCK | CFD | LONG | 5,434 | 43.7542 GBP |
COMMON STOCK | CFD | LONG | 1,150 | 43.9868 GBP |
COMMON STOCK | CFD | SHORT | 5,905 | 42.8641 GBP |
COMMON STOCK | CFD | SHORT | 5,762 | 42.8641 GBP |
COMMON STOCK | CFD | SHORT | 3,624 | 42.8641 GBP |
COMMON STOCK | CFD | SHORT | 1,688 | 42.8641 GBP |
COMMON STOCK | CFD | SHORT | 2,194 | 42.8641 GBP |
COMMON STOCK | CFD | SHORT | 5 | 43.0215 GBP |
COMMON STOCK | CFD | SHORT | 7,583 | 43.0300 GBP |
COMMON STOCK | CFD | SHORT | 3,458 | 43.0300 GBP |
COMMON STOCK | CFD | SHORT | 434 | 43.0300 GBP |
COMMON STOCK | CFD | SHORT | 916 | 43.0541 GBP |
COMMON STOCK | CFD | SHORT | 23,427 | 43.0859 GBP |
COMMON STOCK | CFD | SHORT | 555 | 43.1119 GBP |
COMMON STOCK | CFD | SHORT | 56 | 43.1119 GBP |
COMMON STOCK | CFD | SHORT | 3,400 | 43.1500 GBP |
COMMON STOCK | CFD | SHORT | 16,064 | 43.1640 GBP |
COMMON STOCK | CFD | SHORT | 14,500 | 43.1743 GBP |
COMMON STOCK | CFD | SHORT | 350,000 | 43.2225 GBP |
COMMON STOCK | CFD | SHORT | 9,597 | 43.2273 GBP |
COMMON STOCK | CFD | SHORT | 28,000 | 43.2477 GBP |
COMMON STOCK | CFD | SHORT | 286 | 43.2487 GBP |
COMMON STOCK | CFD | SHORT | 6,331 | 43.2487 GBP |
COMMON STOCK | CFD | SHORT | 1,442 | 43.2487 GBP |
COMMON STOCK | CFD | SHORT | 1,230 | 43.2692 GBP |
COMMON STOCK | CFD | SHORT | 92 | 43.2984 GBP |
COMMON STOCK | CFD | SHORT | 248,512 | 43.2984 GBP |
COMMON STOCK | CFD | SHORT | 374 | 43.3064 GBP |
COMMON STOCK | CFD | SHORT | 197 | 43.3495 GBP |
COMMON STOCK | CFD | SHORT | 731 | 43.4029 GBP |
COMMON STOCK | CFD | SHORT | 8,000 | 43.4335 GBP |
COMMON STOCK | CFD | SHORT | 298 | 43.5344 GBP |
COMMON STOCK | CFD | SHORT | 144 | 43.6700 GBP |
COMMON STOCK | CFD | SHORT | 1,416 | 43.7130 GBP |
COMMON STOCK | CFD | SHORT | 22,018 | 43.7310 GBP |
COMMON STOCK | CFD | SHORT | 700 | 44.0638 GBP |
ADS | CFD | LONG | 750.00 | 224.7400 USD |
ADS | CFD | LONG | 750.00 | 225.8500 USD |
ADS | CFD | LONG | 750.00 | 225.8700 USD |
ADS | CFD | LONG | 750.00 | 226.2900 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 24 JUNE 2014 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 6578 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire