6th Dec 2018 10:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 05 December 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP)
|
Ordinary Shares | Purchases
Sales | 4,061,431
3,289,932 | 47.8113
48.1022 | 46.4250
46.4150 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short | 595 100 45,000 22,306 218 1,313 1,797 3,836 164 7,052 15,118 22,406 4,272 251 94,936 140,000 109 35,372 890 18,326 7 89 2,218 28 16 37 831 76
160,093 472 40,000 57 785 12,500 332,232 12,500 28,631 568 774 63,506 12,142 564 1,756 19,412 1,045 19,143 381 3,448 12,881 169 818 263 44 3,263 40,474 140,000 100,000 | 46.6432 GBP 46.6511 GBP 46.6553 GBP 46.6886 GBP 46.6911 GBP 46.6920 GBP 46.6925 GBP 46.6942 GBP 46.6998 GBP 46.7124 GBP 46.7277 GBP 46.7484 GBP 46.7488 GBP 46.7854 GBP 46.8102 GBP 46.9000 GBP 46.9050 GBP 46.9262 GBP 47.3597 GBP 48.1022 GBP 59.3671 USD 59.3683 USD 59.3684 USD 59.3686 USD 59.3688 USD 59.6873 USD 59.6874 USD 59.6875 USD
45.7900 GBP 46.4618 GBP 46.5963 GBP 46.6765 GBP 46.6928 GBP 46.6974 GBP 46.6980 GBP 46.6989 GBP 46.7355 GBP 46.7600 GBP 46.7674 GBP 46.7750 GBP 46.7781 GBP 46.7801 GBP 46.7958 GBP 46.7977 GBP 46.8016 GBP 46.8120 GBP 46.8144 GBP 46.8168 GBP 46.8228 GBP 46.8794 GBP 46.9039 GBP 46.9049 GBP 46.9050 GBP 46.9052 GBP 46.9071 GBP 59.7900 USD 60.8542 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 December 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire