16th Oct 2018 11:15
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 15 OCTOBER 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 873 | 172.1700 USD | 171.7900 USD |
ADR | SALES | 873 | 172.1700 USD | 171.7900 USD |
5p ordinary | PURCHASES | 794,726 | 43.7100 GBP | 43.0050 GBP |
5p ordinary | SALES | 633,820 | 43.7100 GBP | 43.0050 GBP |
5p ordinary | PURCHASES | 202,375 | 57.3118 USD | 57.2516 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 177 | 172.1700 USD |
ADR | CFD | SHORT | 177 | 171.3500 USD |
ADR | CFD | SHORT | 688 | 172.1700 USD |
ADR | CFD | SHORT | 575 | 172.1700 USD |
ADR | CFD | SHORT | 262 | 172.1700 USD |
ADR | CFD | SHORT | 129 | 172.1700 USD |
ADR | CFD | SHORT | 150 | 172.1700 USD |
5p ordinary | CFD | LONG | 4,440 | 43.0050 GBP |
5p ordinary | CFD | LONG | 8,590 | 43.0050 GBP |
5p ordinary | CFD | LONG | 106 | 43.0318 GBP |
5p ordinary | CFD | LONG | 3,387 | 43.3272 GBP |
5p ordinary | CFD | LONG | 107,754 | 43.3272 GBP |
5p ordinary | CFD | LONG | 744 | 43.3272 GBP |
5p ordinary | CFD | LONG | 1,705 | 43.3308 GBP |
5p ordinary | CFD | LONG | 53 | 43.3710 GBP |
5p ordinary | CFD | LONG | 50,426 | 43.3731 GBP |
5p ordinary | CFD | LONG | 10,777 | 43.3768 GBP |
5p ordinary | CFD | LONG | 1,912 | 43.3768 GBP |
5p ordinary | CFD | LONG | 3 | 43.4355 GBP |
5p ordinary | CFD | LONG | 860 | 43.4503 GBP |
5p ordinary | CFD | LONG | 1,645 | 43.4560 GBP |
5p ordinary | CFD | LONG | 16,030 | 43.4560 GBP |
5p ordinary | CFD | LONG | 1,811 | 43.5067 GBP |
5p ordinary | CFD | LONG | 541 | 43.5142 GBP |
5p ordinary | CFD | LONG | 4,147 | 43.5142 GBP |
5p ordinary | CFD | LONG | 23,182 | 43.5312 GBP |
5p ordinary | CFD | LONG | 20,909 | 43.5312 GBP |
5p ordinary | CFD | LONG | 3,549 | 43.5800 GBP |
5p ordinary | CFD | LONG | 3,548 | 43.5800 GBP |
5p ordinary | CFD | LONG | 7,782 | 43.6239 GBP |
5p ordinary | CFD | SHORT | 8,590 | 43.0050 GBP |
5p ordinary | CFD | SHORT | 4,440 | 43.0050 GBP |
5p ordinary | CFD | SHORT | 106 | 43.0090 GBP |
5p ordinary | CFD | SHORT | 1,296 | 43.2802 GBP |
5p ordinary | CFD | SHORT | 15,304 | 43.3616 GBP |
5p ordinary | CFD | SHORT | 1,907 | 43.3642 GBP |
5p ordinary | CFD | SHORT | 4,090 | 43.4193 GBP |
5p ordinary | CFD | SHORT | 1,944 | 43.4478 GBP |
5p ordinary | CFD | SHORT | 10,777 | 43.4478 GBP |
5p ordinary | CFD | SHORT | 2,593 | 43.4670 GBP |
5p ordinary | CFD | SHORT | 946 | 43.4753 GBP |
5p ordinary | CFD | SHORT | 22 | 43.5397 GBP |
5p ordinary | CFD | SHORT | 294 | 43.5480 GBP |
5p ordinary | CFD | SHORT | 168 | 43.5669 GBP |
5p ordinary | CFD | SHORT | 6,137 | 43.6361 GBP |
5p ordinary | CFD | SHORT | 170,000 | 57.2832 USD |
5p ordinary | CFD | SHORT | 2,745 | 57.3022 USD |
5p ordinary | CFD | SHORT | 2,255 | 57.3022 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
5p ordinary | PUT | PURCHASE | 100,000 | 36.0000 | A | 18/01/2019 | 0.3400 GBP |
5p ordinary | PUT | SALE | 100,000 | 42.0000 | A | 18/01/2019 | 1.9000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 OCTOBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire