9th May 2018 11:20
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 08 MAY 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 61,445 | 164.4200 USD | 162.8600 USD |
ADR | SALES | 15,965 | 164.1400 USD | 162.8000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 19 | 162.8700 USD |
ADR | CFD | LONG | 600 | 162.9233 USD |
ADR | CFD | LONG | 100 | 163.0300 USD |
ADR | CFD | LONG | 300 | 163.1467 USD |
ADR | CFD | LONG | 1,000 | 163.2620 USD |
ADR | CFD | LONG | 1,110 | 163.3064 USD |
ADR | CFD | LONG | 100 | 163.4100 USD |
ADR | CFD | LONG | 69 | 163.4100 USD |
ADR | CFD | LONG | 521 | 163.4100 USD |
ADR | CFD | LONG | 69 | 163.4100 USD |
ADR | CFD | LONG | 13 | 163.4100 USD |
ADR | CFD | LONG | 38 | 163.4100 USD |
ADR | CFD | LONG | 1,200 | 163.4680 USD |
ADR | CFD | LONG | 600 | 163.6783 USD |
ADR | CFD | LONG | 7,300 | 163.6964 USD |
ADR | CFD | LONG | 2,400 | 163.7000 USD |
ADR | CFD | LONG | 51 | 163.7300 USD |
ADR | CFD | LONG | 200 | 163.7300 USD |
ADR | CFD | LONG | 200 | 163.7300 USD |
ADR | CFD | LONG | 309 | 163.7300 USD |
ADR | CFD | LONG | 612 | 163.7300 USD |
ADR | CFD | LONG | 422 | 163.7300 USD |
ADR | CFD | LONG | 300 | 163.7300 USD |
ADR | CFD | LONG | 100 | 163.7300 USD |
ADR | CFD | LONG | 2,400 | 163.7536 USD |
ADR | CFD | LONG | 2,000 | 163.7536 USD |
ADR | CFD | SHORT | 5,000 | 163.0298 USD |
ADR | CFD | SHORT | 7 | 163.1500 USD |
ADR | CFD | SHORT | 400 | 163.2301 USD |
ADR | CFD | SHORT | 4,590 | 163.2978 USD |
ADR | CFD | SHORT | 170 | 163.3729 USD |
ADR | CFD | SHORT | 980 | 163.4413 USD |
ADR | CFD | SHORT | 277 | 163.6644 USD |
ADR | CFD | SHORT | 126 | 163.7300 USD |
ADR | CFD | SHORT | 921 | 163.7300 USD |
ADR | CFD | SHORT | 418 | 163.7300 USD |
ADR | CFD | SHORT | 38 | 163.7300 USD |
ADR | CFD | SHORT | 418 | 163.7300 USD |
ADR | CFD | SHORT | 48,578 | 163.8198 USD |
5p ordinary | CFD | LONG | 672 | 39.8601 GBP |
5p ordinary | CFD | LONG | 13,800 | 39.9915 GBP |
5p ordinary | CFD | LONG | 1,017 | 40.0065 GBP |
5p ordinary | CFD | LONG | 5,818 | 40.1012 GBP |
5p ordinary | CFD | LONG | 1,787 | 40.1843 GBP |
5p ordinary | CFD | LONG | 287 | 40.1950 GBP |
5p ordinary | CFD | LONG | 1,685 | 40.3133 GBP |
5p ordinary | CFD | LONG | 2,369 | 40.3239 GBP |
5p ordinary | CFD | LONG | 2,141 | 40.3537 GBP |
5p ordinary | CFD | LONG | 799 | 40.3624 GBP |
5p ordinary | CFD | LONG | 1,583 | 40.3917 GBP |
5p ordinary | CFD | LONG | 1,084 | 40.4347 GBP |
5p ordinary | CFD | SHORT | 1,545 | 40.0045 GBP |
5p ordinary | CFD | SHORT | 1,545 | 40.0074 GBP |
5p ordinary | CFD | SHORT | 1,545 | 40.1005 GBP |
5p ordinary | CFD | SHORT | 1,545 | 40.2654 GBP |
5p ordinary | CFD | SHORT | 20 | 40.3034 GBP |
5p ordinary | CFD | SHORT | 4,218 | 40.3450 GBP |
5p ordinary | CFD | SHORT | 1,545 | 40.3493 GBP |
5p ordinary | CFD | SHORT | 3,064 | 40.3530 GBP |
5p ordinary | CFD | SHORT | 1,600 | 40.3783 GBP |
5p ordinary | CFD | SHORT | 1,080 | 40.3942 GBP |
5p ordinary | CFD | SHORT | 1,545 | 40.4172 GBP |
5p ordinary | CFD | LONG | 3,982 | 54.3737 GBP |
5p ordinary | CFD | LONG | 6,026 | 54.3737 GBP |
5p ordinary | CFD | LONG | 6,232 | 55.9321 GBP |
5p ordinary | CFD | LONG | 6,026 | 55.9321 GBP |
5p ordinary | CFD | LONG | 12,038 | 55.9321 GBP |
5p ordinary | CFD | LONG | 4,117 | 55.9321 GBP |
5p ordinary | CFD | LONG | 3,982 | 55.9321 GBP |
5p ordinary | CFD | LONG | 12,510 | 56.6943 GBP |
5p ordinary | CFD | LONG | 18,593 | 56.6943 GBP |
5p ordinary | CFD | LONG | 18,933 | 56.6943 GBP |
5p ordinary | CFD | SHORT | 23,812 | 54.3179 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 MAY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire