25th Jun 2014 10:34
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SHIRE PLC |
(d) Date dealing undertaken: | 24 JUNE 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
COMMON STOCK | PURCHASES | 1,460,521 | 44.1700 GBP | 43.3400 GBP |
COMMON STOCK | SALES | 1,420,006 | 44.1800 GBP | 43.3400 GBP |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
COMMON STOCK | CFD | LONG | 171 | 43.4849 GBP |
COMMON STOCK | CFD | LONG | 277 | 43.4952 GBP |
COMMON STOCK | CFD | LONG | 21,794 | 43.4952 GBP |
COMMON STOCK | CFD | LONG | 2,718 | 43.5492 GBP |
COMMON STOCK | CFD | LONG | 748 | 43.5492 GBP |
COMMON STOCK | CFD | LONG | 534 | 43.5492 GBP |
COMMON STOCK | CFD | LONG | 431 | 43.6240 GBP |
COMMON STOCK | CFD | LONG | 117 | 43.6500 GBP |
COMMON STOCK | CFD | LONG | 198,235 | 43.6581 GBP |
COMMON STOCK | CFD | LONG | 58 | 43.6633 GBP |
COMMON STOCK | CFD | LONG | 17 | 43.6633 GBP |
COMMON STOCK | CFD | LONG | 598 | 43.6967 GBP |
COMMON STOCK | CFD | LONG | 1,000 | 43.7099 GBP |
COMMON STOCK | CFD | LONG | 6,000 | 43.7990 GBP |
COMMON STOCK | CFD | LONG | 3,681 | 43.8271 GBP |
COMMON STOCK | CFD | LONG | 167 | 43.8271 GBP |
COMMON STOCK | CFD | LONG | 838 | 43.8271 GBP |
COMMON STOCK | CFD | LONG | 602 | 43.8777 GBP |
COMMON STOCK | CFD | LONG | 398 | 43.8834 GBP |
COMMON STOCK | CFD | LONG | 594 | 43.9062 GBP |
COMMON STOCK | CFD | LONG | 239 | 43.9320 GBP |
COMMON STOCK | CFD | LONG | 1,155 | 43.9585 GBP |
COMMON STOCK | CFD | LONG | 9,345 | 43.9585 GBP |
COMMON STOCK | CFD | LONG | 4,500 | 43.9585 GBP |
COMMON STOCK | CFD | LONG | 957 | 43.9600 GBP |
COMMON STOCK | CFD | LONG | 128 | 43.9670 GBP |
COMMON STOCK | CFD | LONG | 12 | 43.9762 GBP |
COMMON STOCK | CFD | LONG | 42 | 43.9762 GBP |
COMMON STOCK | CFD | LONG | 4,000 | 44.0088 GBP |
COMMON STOCK | CFD | LONG | 4,151 | 44.0240 GBP |
COMMON STOCK | CFD | LONG | 757 | 44.0400 GBP |
COMMON STOCK | CFD | LONG | 1,373 | 44.0400 GBP |
COMMON STOCK | CFD | LONG | 24,977 | 44.0400 GBP |
COMMON STOCK | CFD | LONG | 2,514 | 44.0400 GBP |
COMMON STOCK | CFD | SHORT | 103 | 43.4700 GBP |
COMMON STOCK | CFD | SHORT | 130 | 43.5000 GBP |
COMMON STOCK | CFD | SHORT | 15,619 | 43.5132 GBP |
COMMON STOCK | CFD | SHORT | 150,000 | 43.5271 GBP |
COMMON STOCK | CFD | SHORT | 100 | 43.5400 GBP |
COMMON STOCK | CFD | SHORT | 29 | 43.5400 GBP |
COMMON STOCK | CFD | SHORT | 43 | 43.5823 GBP |
COMMON STOCK | CFD | SHORT | 4,756 | 43.5829 GBP |
COMMON STOCK | CFD | SHORT | 42,457 | 43.6486 GBP |
COMMON STOCK | CFD | SHORT | 15,772 | 43.6486 GBP |
COMMON STOCK | CFD | SHORT | 41,428 | 43.6486 GBP |
COMMON STOCK | CFD | SHORT | 26,060 | 43.6486 GBP |
COMMON STOCK | CFD | SHORT | 12,141 | 43.6486 GBP |
COMMON STOCK | CFD | SHORT | 104 | 43.6500 GBP |
COMMON STOCK | CFD | SHORT | 201,817 | 43.6729 GBP |
COMMON STOCK | CFD | SHORT | 2,838 | 43.7492 GBP |
COMMON STOCK | CFD | SHORT | 9,150 | 43.8023 GBP |
COMMON STOCK | CFD | SHORT | 20,365 | 43.8550 GBP |
COMMON STOCK | CFD | SHORT | 3 | 43.9100 GBP |
COMMON STOCK | CFD | SHORT | 56 | 43.9100 GBP |
COMMON STOCK | CFD | SHORT | 12 | 43.9100 GBP |
COMMON STOCK | CFD | SHORT | 4,507 | 43.9881 GBP |
COMMON STOCK | CFD | SHORT | 24,977 | 44.0400 GBP |
COMMON STOCK | CFD | SHORT | 2,179 | 44.0400 GBP |
COMMON STOCK | CFD | SHORT | 32 | 44.0600 GBP |
COMMON STOCK | CFD | SHORT | 3,000 | 44.0682 GBP |
COMMON STOCK | CFD | LONG | 514 | 43.7767 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADS | PUT | PURCHASE | 1,667 | 3,800.00 | A | 18/07/2014 | 0.5000 GBP |
ADS | PUT | PURCHASE | 5,000 | 4,000.00 | A | 18/07/2014 | 0.9400 GBP |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 JUNE 2014 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 6578 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire