15th Oct 2018 11:21
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 12 OCTOBER 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 6,312 | 169.5600 USD | 169.4644 USD |
ADR | SALES | 6,312 | 169.5600 USD | 169.4644 USD |
5p ordinary | PURCHASES | 639,874 | 43.2550 GBP | 42.4404 GBP |
5p ordinary | SALES | 232,471 | 43.2500 GBP | 42.5900 GBP |
5p ordinary | PURCHASES | 257,000 | 56.7181 USD | 56.7181 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 39 | 170.4100 USD |
ADR | CFD | SHORT | 100 | 170.1850 USD |
ADR | CFD | SHORT | 246 | 170.4100 USD |
ADR | CFD | SHORT | 378 | 170.4100 USD |
5p ordinary | CFD | LONG | 1 | 42.5907 GBP |
5p ordinary | CFD | LONG | 187 | 42.5950 GBP |
5p ordinary | CFD | LONG | 4,999 | 42.7001 GBP |
5p ordinary | CFD | LONG | 304 | 42.7780 GBP |
5p ordinary | CFD | LONG | 11 | 42.8050 GBP |
5p ordinary | CFD | LONG | 3 | 42.8050 GBP |
5p ordinary | CFD | LONG | 1,239 | 42.8368 GBP |
5p ordinary | CFD | LONG | 1,079 | 42.8543 GBP |
5p ordinary | CFD | LONG | 4,025 | 42.8976 GBP |
5p ordinary | CFD | LONG | 6,706 | 42.8976 GBP |
5p ordinary | CFD | LONG | 24 | 42.9237 GBP |
5p ordinary | CFD | LONG | 16,087 | 42.9348 GBP |
5p ordinary | CFD | LONG | 1,210 | 42.9382 GBP |
5p ordinary | CFD | LONG | 1 | 43.0050 GBP |
5p ordinary | CFD | LONG | 8 | 43.0200 GBP |
5p ordinary | CFD | LONG | 541 | 43.0350 GBP |
5p ordinary | CFD | LONG | 475 | 43.0834 GBP |
5p ordinary | CFD | LONG | 67 | 43.0834 GBP |
5p ordinary | CFD | LONG | 23,182 | 43.1015 GBP |
5p ordinary | CFD | LONG | 20,909 | 43.1015 GBP |
5p ordinary | CFD | SHORT | 2,679 | 42.4404 GBP |
5p ordinary | CFD | SHORT | 3,738 | 42.6263 GBP |
5p ordinary | CFD | SHORT | 71,896 | 42.6263 GBP |
5p ordinary | CFD | SHORT | 6,848 | 42.6981 GBP |
5p ordinary | CFD | SHORT | 59 | 42.7412 GBP |
5p ordinary | CFD | SHORT | 3 | 42.7412 GBP |
5p ordinary | CFD | SHORT | 11 | 42.7643 GBP |
5p ordinary | CFD | SHORT | 6,706 | 42.8692 GBP |
5p ordinary | CFD | SHORT | 3,150 | 42.8692 GBP |
5p ordinary | CFD | SHORT | 1,598 | 42.8699 GBP |
5p ordinary | CFD | SHORT | 139 | 42.9023 GBP |
5p ordinary | CFD | SHORT | 1,598 | 42.9050 GBP |
5p ordinary | CFD | SHORT | 1,095 | 42.9282 GBP |
5p ordinary | CFD | SHORT | 16,609 | 42.9310 GBP |
5p ordinary | CFD | SHORT | 1,849 | 42.9310 GBP |
5p ordinary | CFD | SHORT | 2,659 | 42.9941 GBP |
5p ordinary | CFD | SHORT | 227 | 43.0050 GBP |
5p ordinary | CFD | SHORT | 380 | 43.0050 GBP |
5p ordinary | CFD | SHORT | 445 | 43.1483 GBP |
5p ordinary | CFD | LONG | 6,962 | 56.9683 USD |
5p ordinary | CFD | SHORT | 50,000 | 42.8151 GBP |
5p ordinary | CFD | SHORT | 541 | 43.0350 GBP |
5p ordinary | CFD | SHORT | 257,000 | 56.7181 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
5p ordinary | PUT | PURCHASE | 100,000 | 38.0000 | A | 18/01/2019 | 0.8400 GBP |
5p ordinary | PUT | PURCHASE | 50,000 | 40.0000 | A | 18/01/2019 | 1.2000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 OCTOBER 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire