17th Oct 2014 11:55
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire Plc. |
(c) Name of the party to the offer with which exempt principal trader is connected: | AbbVie Inc. |
(d) Date dealing undertaken: | 16 October 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 5,404,740
4,118,871 | 37.5000
37.5000 | 34.8200
34.8200 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) |
Ordinary Share | Equity Swap | Purchases
Sales | 1 7,923 11,065 2,084 6,284 17,817 15,000 20,357 171,920 10,000 15,000 25,026 14,334 34,841 5,915 19,264 18,899 29,700 20,075 36,615 14,449 28,223 24,740 23,736
25,800 66,748 9,612 25,000 6,284 92,007 6,000 6,931 25,335 26,994 87 31,882 107 13,004 1,810 25,555 58 26 694 14,198 55,897 5,343 446 101 37 41 | 34.9050 35.3503 35.9280 36.2083 36.2274 36.3821 36.4047 36.4270 36.4561 36.5021 36.5534 36.6931 36.7508 36.8060 36.8102 36.8262 36.8789 37.2177 37.2241 37.2969 37.3236 37.3252 37.4059 37.4193
35.0700 35.1751 35.2637 35.3251 35.3613 35.5009 35.6690 35.8252 35.9361 35.9652 36.1151 36.1323 36.2449 36.2724 36.2869 36.3125 36.3566 36.3787 36.4401 36.4904 36.5054 36.5750 36.6355 36.7950 37.2034 37.2318 |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date
| Option money paid/ received per unit (GBP) |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit (GBP) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| Date of disclosure: | 17 October 2014 |
| Contact name: | Tung T Le |
| Telephone number: | 020 7742 7272 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire