23rd Apr 2018 10:28
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 20 APRIL 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - Takeda Pharmaceutical Company Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 12,873 | 165.1700 USD | 160.0800 USD |
ADR | SALES | 28,504 | 165.7300 USD | 160.0500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 100 | 160.0800 USD |
ADR | CFD | LONG | 908 | 160.0800 USD |
ADR | CFD | LONG | 30 | 160.0800 USD |
ADR | CFD | LONG | 2,100 | 160.3941 USD |
ADR | CFD | LONG | 201 | 160.7400 USD |
ADR | CFD | LONG | 230 | 162.2843 USD |
ADR | CFD | LONG | 61 | 162.3400 USD |
ADR | CFD | LONG | 61 | 162.5900 USD |
ADR | CFD | LONG | 100 | 162.8100 USD |
ADR | CFD | LONG | 5,900 | 163.1110 USD |
ADR | CFD | LONG | 8,330 | 163.3706 USD |
ADR | CFD | LONG | 1,900 | 164.3221 USD |
ADR | CFD | LONG | 1,500 | 164.3700 USD |
ADR | CFD | LONG | 908 | 164.3700 USD |
ADR | CFD | LONG | 835 | 164.3700 USD |
ADR | CFD | LONG | 755 | 164.3700 USD |
ADR | CFD | LONG | 272 | 164.3700 USD |
ADR | CFD | LONG | 881 | 164.3700 USD |
ADR | CFD | LONG | 289 | 164.3700 USD |
ADR | CFD | LONG | 228 | 164.3700 USD |
ADR | CFD | LONG | 486 | 164.3700 USD |
ADR | CFD | LONG | 110 | 164.3700 USD |
ADR | CFD | LONG | 486 | 164.3700 USD |
ADR | CFD | LONG | 881 | 164.3700 USD |
ADR | CFD | LONG | 289 | 164.3700 USD |
ADR | CFD | LONG | 229 | 164.3700 USD |
ADR | CFD | LONG | 755 | 164.3700 USD |
ADR | CFD | LONG | 1,500 | 164.3700 USD |
ADR | CFD | LONG | 430 | 164.3700 USD |
ADR | CFD | LONG | 40 | 164.4000 USD |
ADR | CFD | LONG | 200 | 164.8850 USD |
ADR | CFD | SHORT | 562 | 160.0800 USD |
ADR | CFD | SHORT | 561 | 160.0800 USD |
ADR | CFD | SHORT | 2,000 | 160.6600 USD |
ADR | CFD | SHORT | 201 | 160.7400 USD |
ADR | CFD | SHORT | 100 | 162.5800 USD |
ADR | CFD | SHORT | 100 | 163.0100 USD |
ADR | CFD | SHORT | 300 | 163.3333 USD |
ADR | CFD | SHORT | 392 | 163.6211 USD |
ADR | CFD | SHORT | 218 | 163.6988 USD |
ADR | CFD | SHORT | 40 | 164.1250 USD |
ADR | CFD | SHORT | 100 | 164.3700 USD |
ADR | CFD | SHORT | 100 | 164.3700 USD |
ADR | CFD | SHORT | 100 | 164.3700 USD |
ADR | CFD | SHORT | 3,400 | 164.3700 USD |
ADR | CFD | SHORT | 50 | 164.3700 USD |
ADR | CFD | SHORT | 1,800 | 164.3700 USD |
ADR | CFD | SHORT | 1,000 | 164.3700 USD |
ADR | CFD | SHORT | 100 | 164.3700 USD |
ADR | CFD | SHORT | 92 | 164.5600 USD |
ADR | CFD | SHORT | 1,100 | 164.6431 USD |
5p ordinary | CFD | LONG | 4,472 | 37.7514 GBP |
5p ordinary | CFD | LONG | 5,813 | 37.9839 GBP |
5p ordinary | CFD | LONG | 1,049 | 38.0257 GBP |
5p ordinary | CFD | LONG | 136 | 38.1149 GBP |
5p ordinary | CFD | LONG | 4,678 | 38.1149 GBP |
5p ordinary | CFD | LONG | 399 | 38.1149 GBP |
5p ordinary | CFD | LONG | 1,426 | 38.1149 GBP |
5p ordinary | CFD | LONG | 4,754 | 38.1149 GBP |
5p ordinary | CFD | LONG | 7,500 | 38.2150 GBP |
5p ordinary | CFD | LONG | 4,930 | 38.2376 GBP |
5p ordinary | CFD | LONG | 25,500 | 38.3927 GBP |
5p ordinary | CFD | LONG | 1,549 | 38.5324 GBP |
5p ordinary | CFD | LONG | 1,439 | 38.6580 GBP |
5p ordinary | CFD | LONG | 442 | 38.6580 GBP |
5p ordinary | CFD | LONG | 141 | 38.6580 GBP |
5p ordinary | CFD | LONG | 1,417 | 38.6580 GBP |
5p ordinary | CFD | LONG | 45 | 38.6580 GBP |
5p ordinary | CFD | LONG | 7,958 | 38.6659 GBP |
5p ordinary | CFD | LONG | 5,573 | 38.7319 GBP |
5p ordinary | CFD | LONG | 1,100 | 38.7361 GBP |
5p ordinary | CFD | LONG | 20,000 | 38.8203 GBP |
5p ordinary | CFD | LONG | 5,000 | 38.8203 GBP |
5p ordinary | CFD | LONG | 10,444 | 38.8298 GBP |
5p ordinary | CFD | LONG | 3,632 | 38.8679 GBP |
5p ordinary | CFD | LONG | 1,177 | 38.8679 GBP |
5p ordinary | CFD | LONG | 1,782 | 38.8679 GBP |
5p ordinary | CFD | LONG | 226 | 38.9784 GBP |
5p ordinary | CFD | LONG | 149 | 38.9784 GBP |
5p ordinary | CFD | LONG | 460 | 38.9784 GBP |
5p ordinary | CFD | SHORT | 7,900 | 38.1368 GBP |
5p ordinary | CFD | SHORT | 11,897 | 38.1446 GBP |
5p ordinary | CFD | SHORT | 4,369 | 38.1555 GBP |
5p ordinary | CFD | SHORT | 49 | 38.2150 GBP |
5p ordinary | CFD | SHORT | 3,462 | 38.2150 GBP |
5p ordinary | CFD | SHORT | 7,500 | 38.2150 GBP |
5p ordinary | CFD | SHORT | 3,121 | 38.2867 GBP |
5p ordinary | CFD | SHORT | 9,812 | 38.2887 GBP |
5p ordinary | CFD | SHORT | 25,500 | 38.3193 GBP |
5p ordinary | CFD | SHORT | 32 | 38.3753 GBP |
5p ordinary | CFD | SHORT | 7,439 | 38.4003 GBP |
5p ordinary | CFD | SHORT | 7,561 | 38.4003 GBP |
5p ordinary | CFD | SHORT | 5,000 | 38.4161 GBP |
5p ordinary | CFD | SHORT | 5,000 | 38.4286 GBP |
5p ordinary | CFD | SHORT | 20,000 | 38.4286 GBP |
5p ordinary | CFD | SHORT | 825 | 38.4368 GBP |
5p ordinary | CFD | SHORT | 6,045 | 38.4440 GBP |
5p ordinary | CFD | SHORT | 245 | 38.4565 GBP |
5p ordinary | CFD | SHORT | 628 | 38.4600 GBP |
5p ordinary | CFD | SHORT | 53,390 | 38.4648 GBP |
5p ordinary | CFD | SHORT | 5,384 | 38.4930 GBP |
5p ordinary | CFD | SHORT | 20,000 | 38.5096 GBP |
5p ordinary | CFD | SHORT | 5,000 | 38.5096 GBP |
5p ordinary | CFD | SHORT | 772 | 38.5111 GBP |
5p ordinary | CFD | SHORT | 43,978 | 38.5118 GBP |
5p ordinary | CFD | SHORT | 93,826 | 38.5138 GBP |
5p ordinary | CFD | SHORT | 18,720 | 38.5173 GBP |
5p ordinary | CFD | SHORT | 30,912 | 38.5252 GBP |
5p ordinary | CFD | SHORT | 1,150 | 38.5360 GBP |
5p ordinary | CFD | SHORT | 37,559 | 38.5442 GBP |
5p ordinary | CFD | SHORT | 1,335 | 38.5809 GBP |
5p ordinary | CFD | SHORT | 56,411 | 38.5948 GBP |
5p ordinary | CFD | SHORT | 1,741 | 38.5980 GBP |
5p ordinary | CFD | SHORT | 4,029 | 38.6131 GBP |
5p ordinary | CFD | SHORT | 22,876 | 38.6166 GBP |
5p ordinary | CFD | SHORT | 22,806 | 38.6166 GBP |
5p ordinary | CFD | SHORT | 115,601 | 38.6600 GBP |
5p ordinary | CFD | SHORT | 13,339 | 38.7049 GBP |
5p ordinary | CFD | SHORT | 15,877 | 38.7049 GBP |
5p ordinary | CFD | SHORT | 14,771 | 38.7049 GBP |
5p ordinary | CFD | SHORT | 7,146 | 38.7049 GBP |
5p ordinary | CFD | SHORT | 8,442 | 38.8366 GBP |
5p ordinary | CFD | SHORT | 622 | 38.8366 GBP |
5p ordinary | CFD | SHORT | 9,452 | 38.8366 GBP |
5p ordinary | CFD | SHORT | 1,689 | 38.8366 GBP |
5p ordinary | CFD | SHORT | 1,777 | 38.8366 GBP |
5p ordinary | CFD | SHORT | 2,000 | 38.8366 GBP |
5p ordinary | CFD | SHORT | 8,459 | 38.8366 GBP |
5p ordinary | CFD | SHORT | 42,986 | 38.8366 GBP |
5p ordinary | CFD | SHORT | 6,988 | 38.8366 GBP |
5p ordinary | CFD | SHORT | 7,441 | 38.8366 GBP |
5p ordinary | CFD | SHORT | 7,691 | 38.8366 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 23 APRIL 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire