12th Apr 2018 17:41
AMENDMENT
INCREASED EQUITY SALES BY 196 TO 734,164
ADDED EQUITY SWAP PURCHASES OF 377,464
ADDED EQUITY SWAP SALES OF 256,796
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Joint Financial Adviser to Takeda Pharmaceutical Company Limited |
(d) Date dealing undertaken: | 3 April 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Takeda Pharmaceutical Company Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares | Purchases
Sales | 577,529
734,164 | 35.6450
35.7000 | 34.8349
34.7750 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) |
Ordinary Shares | Equity Swaps | Long
Short
| 658 228 92 10 14,424 2,201 47,102 154 732 483 72 6,588 195 1 3,960 6,444 1,694 646 7,058 872 1 346 52,703 40,875 25,327 4,783 6,085 129 1,516 3 66,849 18 3,442 40,982 8,226 3,639 1,655 8 2,575 1,456 2,171 6 5 8,230 12,636 184
3,330 17,274 520 32,685 2,754 8,890 179 4,000 7,734 50,320 20,067 13,315 956 22 187 50,790 7,663 573 341 1,346 2,292 10,329 1,743 9,861 24 97 3,928 756 865 3,955 | 34.9147 34.9493 35.0040 35.0285 35.0710 35.0715 35.0734 35.0750 35.1020 35.1061 35.1082 35.1098 35.1122 35.1150 35.1168 35.1170 35.1207 35.1316 35.1390 35.1399 35.1465 35.1537 35.1546 35.1561 35.1584 35.1596 35.1604 35.1624 35.1664 35.1819 35.1911 35.1952 35.1983 35.2025 35.2258 35.2298 35.2326 35.2519 35.2622 35.2741 35.3022 35.3142 35.3273 35.3371 35.3619 35.4114
34.8349 34.8783 35.0069 35.0443 35.0750 35.0752 35.0761 35.0803 35.0861 35.0980 35.1101 35.1243 35.1284 35.1285 35.1291 35.1412 35.1646 35.2149 35.2291 35.2591 35.2763 35.3035 35.3108 35.3147 35.3240 35.3241 35.3242 35.3475 35.3477 35.3647 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 April 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire